SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Advanced Equities Financial Corp

(Last) (First) (Middle)
311 S. WACKER DRIVE
SUITE 1650

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PEREGRINE SEMICONDUCTOR CORP [ PSMI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/13/2012
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/13/2012 C 44,250 A (1) 44,250 D
Common Stock 08/13/2012 C 164,486 A (1) 208,736 I (2) Advanced Equities Peregrine Investments I, LLC
Common Stock 08/13/2012 C 611,898 A (1) 820,634 I (2) Advanced Equities Peregrine Investments II, LLC
Common Stock 08/13/2012 C 224,377 A (1) 1,045,011 I (2) Advanced Equities Peregrine Investments III, LLC
Common Stock 08/13/2012 C 1,245,628 A (1) 2,290,639 I (2) Advanced Equities Peregrine Investments IV, LLC
Common Stock 08/13/2012 C 104,350 A (1) 2,394,989 I (2) AEI 2007 Venture Investments I, LLC
Common Stock 08/13/2012 C 262,255 A (1) 2,657,244 I (2) AEI 2007 Venture Investments II, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series D1 Preferred Stock (1) 08/13/2012 C 44,250 (1) (1) Common Stock 44,250 $0 0 D
Series D1 Preferred Stock (1) 08/13/2012 C 164,486 (1) (1) Common Stock 164,486 $0 0 I (2) Advanced Equities Peregrine Investments I, LLC
Series D1 Preferred Stock (1) 08/13/2012 C 611,898 (1) (1) Common Stock 611,898 $0 0 I (2) Advanced Equities Peregrine Investments II, LLC
Series D1 Preferred Stock (1) 08/13/2012 C 224,377 (1) (1) Common Stock 224,377 $0 0 I (2) Advanced Equities Peregrine Investments III, LLC
Series D1 Preferred Stock (1) 08/13/2012 C 1,245,628 (1) (1) Common Stock 1,245,628 $0 0 I (2) Advanced Equities Peregrine Investments IV, LLC
Series D1 Preferred Stock (1) 08/13/2012 C 104,350 (1) (1) Common Stock 104,350 $0 0 I (2) AEI 2007 Venture Investments I, LLC
Series D1 Preferred Stock (1) 08/13/2012 C 262,255 (1) (1) Common Stock 262,255 $0 0 I (2) AEI 2007 Venture Investments II, LLC
1. Name and Address of Reporting Person*
Advanced Equities Financial Corp

(Last) (First) (Middle)
311 S. WACKER DRIVE
SUITE 1650

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ADVANCED EQUITIES PEREGRINE INVESTMENTS I LLC

(Last) (First) (Middle)
311 S. WACKER DRIVE
SUITE 1650

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ADVANCED EQUITIES PEREGRINE INVESTMENTS II LLC

(Last) (First) (Middle)
311 S. WACKER DRIVE
SUITE 1650

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ADVANCED EQUITIES PEREGRINE INVESTMENTS III LLC

(Last) (First) (Middle)
311 S. WACKER DRIVE
SUITE 1650

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ADVANCED EQUITIES PEREGRINE INVESTMENTS IV LLC

(Last) (First) (Middle)
311 S. WACKER DRIVE
SUITE 1650

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
1. Name and Address of Reporting Person*
AEI 2007 VENTURE INVESTMENTS I, LLC

(Last) (First) (Middle)
311 S. WACKER DRIVE
SUITE 1650

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
1. Name and Address of Reporting Person*
AEI 2007 VENTURE INVESTMENTS II, LLC

(Last) (First) (Middle)
311 S. WACKER DRIVE
SUITE 1650

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
Explanation of Responses:
1. Each share of the Series D1 Preferred Stock converted into 1 share of the issuer's Common Stock and had no expiration date.
2. Advanced Equities Peregrine Investments I, LLC, Advanced Equities Peregrine Investments II, LLC, Advanced Equities Peregrine Investments III, LLC, Advanced Equities Peregrine Investments IV, LLC, AEI 2007 Venture Investments I, LLC, and AEI 2007 Venture Investments II, LLC are wholly-owned subsidiaries of Advanced Equities Financial Corp. Advanced Equities Financial Corp. disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
Remarks:
/s/ Jay Biskupski as Attorney-in-fact for Advanced Equities Financial Corp. 08/13/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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