0001444363-16-000206.txt : 20160422 0001444363-16-000206.hdr.sgml : 20160422 20160422161925 ACCESSION NUMBER: 0001444363-16-000206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160420 FILED AS OF DATE: 20160422 DATE AS OF CHANGE: 20160422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc. CENTRAL INDEX KEY: 0001444363 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 204568600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 908-731-0700 MAIL ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roady Samantha CENTRAL INDEX KEY: 0001506226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35008 FILM NUMBER: 161586913 MAIL ADDRESS: STREET 1: BEDMINSTER ONE STREET 2: 135 US HIGHWAY 202/206, SUITE 11 CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 wf-form4_146135635415053.xml FORM 4 X0306 4 2016-04-20 0 0001444363 GAIN Capital Holdings, Inc. GCAP 0001506226 Roady Samantha C/O GAIN CAPITAL HOLDINGS, INC. 135 U.S. RT. 202/206, SUITE 11 BEDMINSTER NJ 07921 0 1 0 0 Chief Commercial Officer Common Stock 2016-04-20 4 S 0 20000 7 D 220795 D The shares were sold pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. /s/ Samantha Roady 2016-04-22