0001444363-16-000206.txt : 20160422
0001444363-16-000206.hdr.sgml : 20160422
20160422161925
ACCESSION NUMBER: 0001444363-16-000206
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160420
FILED AS OF DATE: 20160422
DATE AS OF CHANGE: 20160422
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001444363
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 204568600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 908-731-0700
MAIL ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roady Samantha
CENTRAL INDEX KEY: 0001506226
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 161586913
MAIL ADDRESS:
STREET 1: BEDMINSTER ONE
STREET 2: 135 US HIGHWAY 202/206, SUITE 11
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
wf-form4_146135635415053.xml
FORM 4
X0306
4
2016-04-20
0
0001444363
GAIN Capital Holdings, Inc.
GCAP
0001506226
Roady Samantha
C/O GAIN CAPITAL HOLDINGS, INC.
135 U.S. RT. 202/206, SUITE 11
BEDMINSTER
NJ
07921
0
1
0
0
Chief Commercial Officer
Common Stock
2016-04-20
4
S
0
20000
7
D
220795
D
The shares were sold pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
/s/ Samantha Roady
2016-04-22