0001444363-15-000063.txt : 20150325 0001444363-15-000063.hdr.sgml : 20150325 20150325174154 ACCESSION NUMBER: 0001444363-15-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150323 FILED AS OF DATE: 20150325 DATE AS OF CHANGE: 20150325 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc. CENTRAL INDEX KEY: 0001444363 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 204568600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 908-731-0700 MAIL ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rotsztain Diego CENTRAL INDEX KEY: 0001511110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35008 FILM NUMBER: 15725658 MAIL ADDRESS: STREET 1: 135 US HIGHWAY 202/206, SUITE 11 CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 wf-form4_142731970377336.xml FORM 4 X0306 4 2015-03-23 0 0001444363 GAIN Capital Holdings, Inc. GCAP 0001511110 Rotsztain Diego C/O GAIN CAPITAL HOLDINGS, INC. 135 U.S. RT. 202/206, SUITE 11 BEDMINSTER NJ 07921 0 1 0 0 General Counsel and Secretary Common Stock 2015-03-23 4 S 0 3443 9.6071 D 85027 D Common Stock 2015-03-24 4 S 0 1690 9.5972 D 83337 D The shares were sold pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. /s/ Diego Rotsztain 2015-03-25