0001444363-15-000063.txt : 20150325
0001444363-15-000063.hdr.sgml : 20150325
20150325174154
ACCESSION NUMBER: 0001444363-15-000063
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150323
FILED AS OF DATE: 20150325
DATE AS OF CHANGE: 20150325
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001444363
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 204568600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 908-731-0700
MAIL ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rotsztain Diego
CENTRAL INDEX KEY: 0001511110
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 15725658
MAIL ADDRESS:
STREET 1: 135 US HIGHWAY 202/206, SUITE 11
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
wf-form4_142731970377336.xml
FORM 4
X0306
4
2015-03-23
0
0001444363
GAIN Capital Holdings, Inc.
GCAP
0001511110
Rotsztain Diego
C/O GAIN CAPITAL HOLDINGS, INC.
135 U.S. RT. 202/206, SUITE 11
BEDMINSTER
NJ
07921
0
1
0
0
General Counsel and Secretary
Common Stock
2015-03-23
4
S
0
3443
9.6071
D
85027
D
Common Stock
2015-03-24
4
S
0
1690
9.5972
D
83337
D
The shares were sold pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
/s/ Diego Rotsztain
2015-03-25