0000921895-22-001976.txt : 20220613 0000921895-22-001976.hdr.sgml : 20220613 20220613200552 ACCESSION NUMBER: 0000921895-22-001976 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220607 FILED AS OF DATE: 20220613 DATE AS OF CHANGE: 20220613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Singer Eric CENTRAL INDEX KEY: 0001443284 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36343 FILM NUMBER: 221013153 MAIL ADDRESS: STREET 1: 323 SUNNY ISLES BLVD. STREET 2: SUITE 700 CITY: SUNNY ISLES BEACH STATE: FL ZIP: 33160 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIEX Opportunities Fund, LP - Series Two CENTRAL INDEX KEY: 0001659404 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36343 FILM NUMBER: 221013152 BUSINESS ADDRESS: STREET 1: C/O VIEX CAPITAL ADVISORS, LLC STREET 2: 825 THIRD AVENUE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-752-5750 MAIL ADDRESS: STREET 1: C/O VIEX CAPITAL ADVISORS, LLC STREET 2: 825 THIRD AVENUE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: VIEX Opportunities Fund, LP Series Two DATE OF NAME CHANGE: 20151228 FORMER NAME: FORMER CONFORMED NAME: Vertex Opportunities Fund, LP Series Two DATE OF NAME CHANGE: 20151125 FORMER NAME: FORMER CONFORMED NAME: Vertex Opportuniteis Fund, LP Series Two DATE OF NAME CHANGE: 20151125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: A10 Networks, Inc. CENTRAL INDEX KEY: 0001580808 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 201446869 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2300 ORCHARD PKWY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: (408) 325-8668 MAIL ADDRESS: STREET 1: 2300 ORCHARD PKWY CITY: SAN JOSE STATE: CA ZIP: 95131 4/A 1 form4a110114025_06132022.xml OWNERSHIP DOCUMENT X0306 4/A 2022-06-07 2022-06-09 0 0001580808 A10 Networks, Inc. ATEN 0001443284 Singer Eric C/O A10 NETWORKS, INC. 2300 ORCHARD PARKWAY SAN JOSE CA 95131 1 0 0 0 0001659404 VIEX Opportunities Fund, LP - Series Two C/O A10 NETWORKS, INC. 2300 ORCHARD PARKWAY SAN JOSE CA 95131 0 0 0 1 See Explanation of Responses Common Stock, par value $0.00001 2022-06-07 4 S 0 13036 15.9350 D 0 I By Viex Opportunities Fund, LP - Series Two This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $15.96 to $15.93. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote. On May 20, 2022, the Reporting Persons filed a Form 4 which inadvertently reported that Series Two beneficially owned 53,076 shares of Common Stock following the transactions reported therein when Series Two, in fact, beneficially owned 53,036 shares of Common Stock. Subsequent Form 4s filed by the Reporting Persons on May 26, 2022, and June 9, 2022 inadvertently reported an incorrect number of shares beneficially owned by Series Two following each transaction thereafter, and the Form 4 filed by the Reporting Persons on June 9, 2022 also inadvertently reported that Series Two sold 13,051 shares of Common Stock on June 7, 2022 and beneficially owned 25 shares of Common Stock thereafter. Accordingly, this amendment is being filed to report that Series Two, in fact, sold 13,036 shares of Common Stock on June 7, 2022 and beneficially owned 0 shares of Common Stock thereafter. /s/ Eric Singer 2022-06-13 VIEX Opportunities Fund, LP - Series Two, By: VIEX GP, LLC, its general partner, By: /s/ Eric Singer, Managing Member 2022-06-13