FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 12/22/2009 |
3. Issuer Name and Ticker or Trading Symbol
Xenith Bankshares, Inc. [ XBKS ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
COMMON STOCK | 3,045,000 | I | BCP Fund I Virginia Holdings, LLC(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
WARRANT (RIGHT TO BUY) | (2) | 05/07/2019 | COMMON STOCK | 391,500 | $11.49 | I | BCP Fund I Virginia Holdings, LLC(3) |
OPTION (RIGHT TO BUY) | (4) | 05/07/2019 | COMMON STOCK | 4,350 | $11.49 | D |
Explanation of Responses: |
1. BCP Fund I Virginia Holdings, LLC ("BCP Fund LLC") is the direct beneficial owner of the shares. BankCap Partners Fund I, L.P. ("BankCap Partners Fund") is the sole member of BCP Fund LLC. The general partner of BankCap Partners Fund is BankCap Partners GP, L.P. ("BankCap Partners GP"). The general partner of BankCap Partners GP is BankCap Equity Fund, LLC ("BankCap LLC"). Brian D. Jones and Scott A. Reed are the managers of BankCap LLC. BankCap Partners Fund, BankCap Partners GP, BankCap LLC and Messrs. Jones and Reed are indirect beneficial owners of the shares. Messrs. Jones and Reed share voting and investment control over the shares beneficial owned by BCP Fund LLC. |
2. Immediately exercisable. |
3. BCP Fund LLC is the direct beneficial owner of the warrants. BankCap Partners Fund is the sole member of BCP Fund LLC. The general partner of BankCap Partners Fund is BankCap Partners GP. The general partner of BankCap Partners GP is BankCap LLC. Brian D. Jones and Scott A. Reed are the managers of BankCap LLC. BankCap Partners Fund, BankCap Partners GP, BankCap LLC and Messrs. Jones and Reed are indirect beneficial owners of the shares. Messrs. Jones and Reed share voting and investment control over the warrants beneficial owned by BCP Fund LLC. |
4. Options are exercisable in three equal annual installments on December 22, 2010, December 22, 2011 and December 22, 2012. |
/s/ Thomas W. Osgood, attorney-in-fact for Brian D. Jones | 12/24/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |