-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L0vZrUXMbxx3myslI4Oo7c0Ka/dwxL9gUi23ZQrXE14q2WMPTFjcclzh7NInLE8c wV857pWedb1jf5M4Pey69A== 0001214659-08-001927.txt : 20080820 0001214659-08-001927.hdr.sgml : 20080820 20080820113820 ACCESSION NUMBER: 0001214659-08-001927 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20080820 DATE AS OF CHANGE: 20080820 EFFECTIVENESS DATE: 20080820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: K.A. MacGuire & Company, LLC CENTRAL INDEX KEY: 0001442173 IRS NUMBER: 061633766 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13200 FILM NUMBER: 081029358 BUSINESS ADDRESS: STREET 1: 381 BOSTON POST ROAD CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 203-656-8177 MAIL ADDRESS: STREET 1: 381 BOSTON POST ROAD CITY: DARIEN STATE: CT ZIP: 06820 13F-HR 1 s8188413fhr.txt FOR THE QUARTER ENDED SEPTEMBER 30, 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: K.A. MacGuire & Company, LLC Address: 381 Boston Post Road Darien, Connecticut 06820 USA Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin MacGuire Title: President and Chief Compliance Officer Phone: 203-656-8173 Signature, Place, and Date of Signing: /s/ Kevin MacGuire Darien, Connecticut 08/19/2008 - ------------------------ ----------------------- -------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 53 Form 13F Information Table Value Total: $154,489,000 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.]
Title of Value Shrs or Investment Voting Authority Name of Issuer Class Cusip (x$1000) Prn Amt. Shr/Prn Discretion Sole None - -------------- ----- ----- -------- -------- ------- ---------- ---- ---- ALR Technologies com 001630102 2 33,500 shr sole 33,500 - Abbott Laboratories com 002824100 354 7,298 shr sole 7,298 - Activision com 004930202 1,549 102,600 shr sole 51,400 51,200 Advanced Med. Optics com 00763M108 225 5,700 shr sole 100 5,600 Alltel com 020039103 666 11,997 shr sole 7,347 4,650 Automatic Data com 053015103 3,555 75,100 shr sole 23,250 51,850 Bank of New York com 064058100 323 9,149 shr sole 3,489 5,660 Baxter Int'l. com 071813109 4,003 88,050 shr sole 41,650 46,400 CVS Caremark com 126650100 4,167 129,725 shr sole 68,025 61,700 Capital One Financial com 14040H105 6,091 77,440 shr sole 38,390 39,050 Carnival Corp. com 143658300 4,089 86,950 shr sole 44,550 42,400 Chevron com 166764100 694 10,700 shr sole 200 10,500 Citigroup com 172967101 3,794 76,375 shr sole 39,526 36,849 Comcast Corp. com 20030N101 886 24,000 shr sole - 24,000 Comcast Corp. com 20030N200 4,700 127,682 shr sole 72,932 54,750 ConocoPhillips com 20825C104 377 6,340 shr sole 1,490 4,850 Currencyshares Euro com 23130C108 2,716 21,370 shr sole 11,320 10,050 Credit Suisse com H3698D419 492 8,528 shr sole 8,528 - Exxon Mobil com 30231G102 13,143 195,870 shr sole 53,568 142,302 Factset Research com 303075105 3,882 79,925 shr sole 51,300 28,625 Flowserve com 34354P105 3,081 60,900 shr sole 27,600 33,300 Freddie Mac com 313400301 4,326 65,218 shr sole 38,118 27,100 General Dynamics com 369550108 4,497 62,750 shr sole 36,450 26,300 General Electric com 369604103 5,999 169,949 shr sole 89,949 80,000 Harrah's Entertainment com 413619107 3,116 46,905 shr sole 22,505 24,400 Ishares EAFE com 464287465 183 2,700 shr sole - 2,700 Ishares MC 400 com 464287507 362 4,800 shr sole - 4,800 Ishares SC 600 com 464287804 772 12,600 shr sole 1,900 10,700 Ishares Oil Equip & Ser com 464288844 169 4,000 shr sole - 4,000 JP Morgan Chase com 46625H100 5,199 110,707 shr sole 67,707 43,000 Johnson & Johnson com 478160104 516 7,952 shr sole 6,384 1,568 Lehman Bros. com 524908100 1,946 26,350 shr sole 18,750 7,600 Microsoft com 594918104 219 8,000 shr sole - 8,000 Morgan Stanley com 617446448 5,309 72,814 shr sole 40,564 32,250 Nabors Industries com G6359F103 7,247 243,580 shr sole 151,980 91,600 Pantry Inc com 698657103 4,458 79,080 shr sole 39,830 39,250 Pepsico Inc. com 713448108 2,958 45,325 shr sole 19,725 25,600 Proctor & Gamble com 742718109 4,859 78,397 shr sole 39,025 39,372 Royal Dutch Shell com 780259206 311 4,700 shr sole 4,700 - SPDR 500 Tr. com 78462F103 4,116 30,810 shr sole 10 30,800 SPDR Oil & Gas Tr. com 78464A730 178 5,000 shr sole - 5,000 Schlumberger, Ltd com 806857108 6,076 97,957 shr sole 64,307 33,650 Smith Int'l. com 832110100 404 10,400 shr sole 4,650 5,750 Streettracks Gold Trust com 863307104 3,943 66,300 shr sole 32,400 33,900 Sysco Systems com 871829107 3,432 102,600 shr sole 55,450 47,150 3M Co. com 88579Y101 3,792 50,960 shr sole 17,800 33,160 Tiffany & Co. com 886547108 2,814 84,750 shr sole 37,350 47,400 U.S. Bancorp com 902973304 1,694 50,984 shr sole 24,348 26,636 United Technologies com 913017109 4,184 66,050 shr sole 36,750 29,300 Walgreen com 931422109 1,544 34,775 shr sole 8,775 26,000 Williams Cos. com 969457100 5,148 215,650 shr sole 115,850 99,800 Wyeth com 983024100 2,749 54,075 shr sole 24,825 29,250 Yahoo! com 984332106 3,182 125,875 shr sole 58,275 67,600
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