0001441683-21-000087.txt : 20211109
0001441683-21-000087.hdr.sgml : 20211109
20211109164401
ACCESSION NUMBER: 0001441683-21-000087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211105
FILED AS OF DATE: 20211109
DATE AS OF CHANGE: 20211109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kramer Robert Charles
CENTRAL INDEX KEY: 0001707249
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38098
FILM NUMBER: 211392892
MAIL ADDRESS:
STREET 1: 11955 DEMOCRACY DRIVE
STREET 2: SUITE 1700
CITY: RESTON
STATE: VA
ZIP: 20190
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPIAN CORP
CENTRAL INDEX KEY: 0001441683
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 541956084
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7950 JONES BRANCH DRIVE
CITY: TYSONS
STATE: VA
ZIP: 22102
BUSINESS PHONE: 703-442-8844
MAIL ADDRESS:
STREET 1: 7950 JONES BRANCH DRIVE
CITY: TYSONS
STATE: VA
ZIP: 22102
4
1
wf-form4_163649422641663.xml
FORM 4
X0306
4
2021-11-05
0
0001441683
APPIAN CORP
APPN
0001707249
Kramer Robert Charles
C/O APPIAN CORPORATION
7950 JONES BRANCH DRIVE
MCLEAN
VA
22102
1
1
0
0
General Manager
Class A Common Stock
2021-11-05
4
M
0
10000
0
A
119225
D
Class A Common Stock
2021-11-08
4
S
0
173
92.60
D
119052
D
Class A Common Stock
2021-11-08
4
S
0
572
95.72
D
118480
D
Class A Common Stock
2021-11-08
4
S
0
525
96.70
D
117955
D
Class A Common Stock
2021-11-08
4
S
0
1635
97.71
D
116320
D
Class A Common Stock
2021-11-08
4
S
0
110
98.20
D
116210
D
Class A Common Stock
2021-11-08
4
S
0
35
93.96
D
116175
D
Class A Common Stock
2021-11-08
4
C
0
1120
0
A
9120
I
See Footnote
Restricted Stock Unit
2021-11-05
4
M
0
10000
0
D
Class A Common Stock
10000.0
10000
D
Class B Common Stock
2021-11-08
4
C
0
1120
0
D
Class A Common Stock
1120.0
2213478
I
See Footnote
Restricted Stock Unit ("RSU") vesting date.
Each RSU converts into Class A Common Stock on a one-for-one basis.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2021 to cover taxes due upon RSU vesting.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.49 to $92.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (4) - (8).
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.14 to $96.13, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.14 to $97.12, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.15 to $98.12, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.15 to $98.26, inclusive.
Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (11))
(continued from Footnote (10)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.
Includes 8,000 Class A shares previously reported as held directly by the Reporting Person.
The reported securities are owned directly by The Robert C. Kramer Trust (the "Trust"). The Reporting Person is the sole trustee and beneficiary of the Trust.
Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
The RSUs were granted on October 25, 2017 and vest in five (5) equal annual installments commencing on November 5, 2018, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
/s/ Angela Patterson, Attorney-in-Fact
2021-11-09