0001441646-20-000010.txt : 20200512
0001441646-20-000010.hdr.sgml : 20200512
20200512122714
ACCESSION NUMBER: 0001441646-20-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200512
DATE AS OF CHANGE: 20200512
EFFECTIVENESS DATE: 20200512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Grace Capital
CENTRAL INDEX KEY: 0001441646
IRS NUMBER: 141949392
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13148
FILM NUMBER: 20868216
BUSINESS ADDRESS:
STREET 1: 400 CROWN COLONY DRIVE STE 101
CITY: QUINCY
STATE: MA
ZIP: 02169
BUSINESS PHONE: 857-317-6642
MAIL ADDRESS:
STREET 1: 400 CROWN COLONY DRIVE STE 101
CITY: QUINCY
STATE: MA
ZIP: 02169
FORMER COMPANY:
FORMER CONFORMED NAME: grace capital
DATE OF NAME CHANGE: 20180514
FORMER COMPANY:
FORMER CONFORMED NAME: CT Mason
DATE OF NAME CHANGE: 20080731
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001441646
XXXXXXXX
03-31-2020
03-31-2020
Grace Capital
400 CROWN COLONY DRIVE STE 101
QUINCY
MA
02169
13F HOLDINGS REPORT
028-13148
N
Sami Nasir
Analyst
8573176642
Sami Nasir
Boston
MA
05-12-2020
0
184
101721
false
INFORMATION TABLE
2
13F_Q120.xml
Q120 13F GC
ABBOTT LABORATORIES COM
COM
002824100
12
150
SH
SOLE
150
0
0
ABBVIE INC COM
COM
00287Y109
251
3300
SH
SOLE
3300
0
0
ACCENTURE PLC COM
COM
G1151C101
327
2000
SH
SOLE
2000
0
0
Adobe Systems, Inc.
COM
00724F101
738
2318
SH
SOLE
2318
0
0
ADVANCE AUTO PARTS INC COM
COM
00751Y106
65
700
SH
SOLE
700
0
0
ADYEN NV COM
COM
N3501V104
2086
2425
SH
SOLE
2425
0
0
AEGON NV
FLOATING RATE PERP CAP SECS
COM
007924509
19
1000
SH
SOLE
1000
0
0
AGIOS PHARMACEUTICALS INC COM
COM
00847X104
78
2200
SH
SOLE
2200
0
0
ALIBABA GROUP HOLDING LTD ADR SPONSORED
COM
01609W102
1459
7500
SH
SOLE
7500
0
0
ALPHABET INC COM CL C
COM
02079K107
2132
1834
SH
SOLE
1834
0
0
ALTRIA GROUP INC COM
COM
02209S103
869
22475
SH
SOLE
22475
0
0
AMAZON COM INC COM
COM
023135106
2831
1452
SH
SOLE
1452
0
0
AMERICAN EXPRESS CO COM
COM
025816109
13
150
SH
SOLE
150
0
0
AMERISOURCEBERGEN CORPORATION COM
COM
03073E105
717
8100
SH
SOLE
8100
0
0
APPLE INC COM
COM
037833100
1844
7252
SH
SOLE
7252
0
0
ARES CAPITAL CORP COM
COM
04010L103
893
82800
SH
SOLE
82800
0
0
AT&T INC COM
COM
00206R102
29
1000
SH
SOLE
1000
0
0
AVAYA HOLDINGS CORP COM
COM
05351X101
32
4000
SH
SOLE
4000
0
0
AXON ENTERPRISE INC COM
COM
05464C101
743
10500
SH
SOLE
10500
0
0
BARCLAYS BANK PLC
TRACKER ZERT (MSCI EMERGING M)
COM
06739F291
420
7400
SH
SOLE
7400
0
0
BAXTER INTERNATIONAL INC COM
COM
071813109
32
400
SH
SOLE
400
0
0
BERKSHIRE HATHAWAY INC COM CL A
COM
084670108
1632
6
SH
SOLE
6
0
0
BERKSHIRE HATHAWAY INC COM CL B
COM
084670702
155
849
SH
SOLE
849
0
0
BIOGEN INC COM
COM
09062X103
712
2250
SH
SOLE
2250
0
0
BLACKROCK MUNIENHANCED FD INC COM
COM
09253Y100
21
1950
SH
SOLE
1950
0
0
BLACKROCK MUNIVEST FUND INC COM
COM
09253R105
16
1950
SH
SOLE
1950
0
0
BP
ADR SPONSORED
COM
055622104
15
600
SH
SOLE
600
0
0
BRIDGEBIO PHARMA INC COM
COM
10806X102
1001
34500
SH
SOLE
34500
0
0
BRISTOL-MYERS SQUIBB CO COM
COM
110122108
585
10500
SH
SOLE
10500
0
0
BRUNSWICK CORP COM
COM
117043109
71
2000
SH
SOLE
2000
0
0
CATERPILLAR INC COM
COM
149123101
93
800
SH
SOLE
800
0
0
CBOE GLOBAL MARKETS INC COM
COM
12503M108
339
3800
SH
SOLE
3800
0
0
CERIDIAN HCM HLDG INC COM
COM
15677J108
1657
33100
SH
SOLE
33100
0
0
CHEMOCENTRYX INC COM
COM
16383L106
100
2500
SH
SOLE
2500
0
0
Cheniere Energy Partners, LP
COM
16411Q101
546
20230
SH
SOLE
20230
0
0
CHEVRON CORPORATION COM
COM
166764100
36
500
SH
SOLE
500
0
0
CHIPOTLE MEXICAN GRILL COM
COM
169656105
458
700
SH
SOLE
700
0
0
CISCO SYSTEMS INC COM
COM
17275R102
836
21262
SH
SOLE
21262
0
0
CLOROX CO COM
COM
189054109
87
500
SH
DFND
500
0
0
COCA-COLA CO COM
COM
191216100
76
1720
SH
DFND
1720
0
0
COLGATE-PALMOLIVE CO COM
COM
194162103
166
2500
SH
DFND
2500
0
0
CONAGRA BRANDS INC COM
COM
205887102
528
18000
SH
DFND
18000
0
0
CONOCOPHILLIPS COM
COM
20825C104
145
4700
SH
DFND
4700
0
0
CONSTELLATION BRANDS INC COM CL A
COM
21036P108
751
5300
SH
DFND
5300
0
0
CORTEVA INC COM
COM
22052L104
118
5000
SH
DFND
5000
0
0
Costco Wholesale Corporation
COM
22160K105
594
2084
SH
DFND
2084
0
0
COUPA SOFTWARE INCORPORATED COM
COM
22266L106
461
3300
SH
DFND
3300
0
0
Crown Castle International Cor
COM
22822V101
902
6248
SH
DFND
6248
0
0
CVS HEALTH CORPORATION COM
COM
126650100
977
16472
SH
DFND
16472
0
0
CYPRESS SEMICONDUCTOR CORP COM
COM
232806109
466
20000
SH
DFND
20000
0
0
DANAHER CORP COM
COM
235851102
138
1000
SH
DFND
1000
0
0
DEVON ENERGY CORP COM
COM
25179M103
14
2000
SH
DFND
2000
0
0
DIAMONDROCK HOSPITALITY CO COM
COM
252784301
16
3090
SH
DFND
3090
0
0
Digital Realty Trust
COM
253868103
569
4094
SH
DFND
4094
0
0
DOLLAR TREE INC COM
COM
256746108
140
1900
SH
DFND
1900
0
0
DOW INC COM
COM
260557103
146
5000
SH
DFND
5000
0
0
DR REDDYS LABORATORIES ADR SPONSORED
COM
256135203
121
3000
SH
DFND
3000
0
0
DUPONT DE NEMOURS INC COM
COM
26614N102
171
5000
SH
DFND
5000
0
0
ECOLAB INC COM
COM
278865100
156
1000
SH
DFND
1000
0
0
EDITAS MEDICINE INC COM
COM
28106W103
2
111
SH
DFND
111
0
0
ELANCO ANIMAL HEALTH INC COM
COM
28414H103
67
3000
SH
DFND
3000
0
0
ELECTROLUX AB ADR SPONSORED
COM
W24713120
583
21000
SH
DFND
21000
0
0
ELI LILLY AND COMPANY COM
COM
532457108
1459
10518
SH
DFND
10518
0
0
EMQQ EM Intern ETF
COM
301505889
252
8000
SH
DFND
8000
0
0
ENERGY TRANSFER LP COM UT LTD PTN
COM
29273V100
9
1920
SH
DFND
1920
0
0
EXCHANGE TRADED CONCEPTS TRUST EMQQ EM INTERN ETF
COM
301505889
189
6000
SH
DFND
6000
0
0
EXXON MOBIL CORPORATION COM
COM
30231G102
211
5550
SH
DFND
5550
0
0
FACEBOOK INC COM CL A
COM
30303M102
1518
9100
SH
DFND
9100
0
0
FIDELITY COVINGTON TRUST CONSMR STAPLES ETF
COM
316092303
120
3717
SH
DFND
3717
0
0
FIDELITY COVINGTON TRUST MSCI CONSM DIS ETF
COM
316092204
134
3548
SH
DFND
3548
0
0
FIDELITY COVINGTON TRUST MSCI HLTH CARE I ETF
COM
316092600
155
3600
SH
DFND
3600
0
0
FIRST TR EXCHANGE TRADED FD II INDXX NEXTG ETF
COM
33737K205
42
900
SH
DFND
900
0
0
FIRST TR EXCHANGE TRADED FD IV NO AMER ENERGY ETF
COM
33738D101
463
26000
SH
DFND
26000
0
0
FIRST TRUST EXCHANGE TRADED FD US EQTY OPPT ETF
COM
336920103
378
6000
SH
DFND
6000
0
0
Fiserv Inc.
COM
337738108
917
9654
SH
DFND
9654
0
0
FORTIVE CORP COM
COM
34959J108
28
500
SH
DFND
500
0
0
GENTHERM INC COM
COM
37253A103
16
5300
SH
DFND
5300
0
0
GILEAD SCIENCES INC COM
COM
375558103
1323
17700
SH
DFND
17700
0
0
GLOBAL BLOOD THERAPEUTICS INC COM
COM
37890U108
7481
146429
SH
DFND
146429
0
0
GLOBAL X FDS
CLOUD COMPUTNG ETF
COM
37954Y442
44
3000
SH
DFND
3000
0
0
GOLAR LNG LIMITED COM
COM
G9456A100
331
42000
SH
DFND
42000
0
0
GOLDMAN SACHS ETF TRUST ACTIVEBETA INT ETF
COM
381430107
191
8300
SH
DFND
8300
0
0
GOLDMAN SACHS GROUP INC DEP SHR REP 1/1000TH PFD SE
COM
38143Y665
106
5600
SH
DFND
5600
0
0
Graco, Inc.
COM
384109104
623
12786
SH
DFND
12786
0
0
HEALTHPEAK PROPERTIES INC COM
COM
42250P103
123
5176
SH
DFND
5176
0
0
HERSHEY COMPANY COM
COM
427866108
133
1000
SH
DFND
1000
0
0
ILLUMINA INC COM
COM
452327109
410
1500
SH
DFND
1500
0
0
IMMUNOGEN INC COM
COM
45253H101
169
49500
SH
DFND
49500
0
0
INVESCO EXCHANGE TRADED FUND T SR LN ETF
COM
46138G508
700
34191
SH
DFND
34191
0
0
INVESCO VAN KAMPEN SR INCOME T COM
COM
46131H107
29
9000
SH
DFND
9000
0
0
IPG PHOTONICS CORPORATION COM
COM
44980X109
265
2400
SH
DFND
2400
0
0
IRON MOUNTAIN INC COM
COM
46284V101
349
14670
SH
DFND
14670
0
0
ISHARES TRUST BARCLAYS 7 10 YR ETF
COM
464287440
299
2461
SH
DFND
2461
0
0
ISHARES TRUST CORE DIV GRWTH ETF
COM
46434V621
24
730
SH
DFND
730
0
0
ISHARES TRUST CORE S&P MCP ETF
COM
464287507
580
4030
SH
DFND
4030
0
0
ISHARES TRUST CORE S&P500 ETF
COM
464287200
1225
4740
SH
DFND
4740
0
0
ISHARES TRUST ESG MSCI EAFE ETF
COM
46435G516
33
624
SH
DFND
624
0
0
ISHARES TRUST INTRM TR CRP ETF
COM
464288638
121
2200
SH
DFND
2200
0
0
ISHARES TRUST MSCI EMG MKT ETF
COM
464287234
211
6180
SH
DFND
6180
0
0
ISHARES TRUST MSCI INDIA ETF
COM
46429B598
121
5000
SH
DFND
5000
0
0
ISHARES TRUST NASDAQ BIOTECH ETF
COM
464287556
81
750
SH
DFND
750
0
0
ISHARES TRUST RUSSELL 2000 ETF
COM
464287655
599
5230
SH
DFND
5230
0
0
ISHARES TRUST SELECT DIVID ETF
COM
464287168
1092
14846
SH
DFND
14846
0
0
ISHARES TRUST SHORT TREAS BD ETF
COM
464288679
113
1014
SH
DFND
1014
0
0
ISHARES TRUST
CORE US AGGBD ET ETF
COM
464287226
446
3870
SH
DFND
3870
0
0
ISHARES TRUST
ESG MSCI USA SML ETF
COM
46435U663
32
1603
SH
DFND
1603
0
0
ISHARES TRUST
MSCI USA ESG SLC ETF
COM
464288802
277
2528
SH
DFND
2528
0
0
ISHARES TRUST
U.S. CNSM GD ETF
COM
464287812
1082
10000
SH
DFND
10000
0
0
JAZZ PHARMACEUTICALS PLC COM
COM
G50871105
40
400
SH
DFND
400
0
0
JOHNSON & JOHNSON COM
COM
478160104
975
7438
SH
DFND
7438
0
0
JPMorgan Chase & Co.
COM
46625H100
820
9110
SH
DFND
9110
0
0
LINDE PLC COM
COM
G5494J103
87
500
SH
DFND
500
0
0
LIVANOVA PLC COM
COM
G5509L101
45
1000
SH
DFND
1000
0
0
LYONDELLBASELL INDUSTRIES N V COM
COM
N53745100
74
1500
SH
DFND
1500
0
0
MADISON SQUARE GARDEN CO COM CL A
COM
55825T103
529
2500
SH
DFND
2500
0
0
MARVELL TECH GROUP COM
COM
G5876H105
204
9000
SH
DFND
9000
0
0
MASTERCARD INCORPORATED COM CL A
COM
57636Q104
242
1000
SH
DFND
1000
0
0
MCCORMICK & COMPANY INC COM
COM
579780206
424
3000
SH
DFND
3000
0
0
MCDONALD'S CORPORATION COM
COM
580135101
242
1462
SH
DFND
1462
0
0
MEDTRONIC PLC COM
COM
G5960L103
451
5000
SH
DFND
5000
0
0
MENLO THERAPEUTICS INC COM
COM
586858102
32
11848
SH
DFND
11848
0
0
MFS CHARTER INCOME TRUST SH BEN INT
COM
552727109
22
3000
SH
DFND
3000
0
0
Microsoft
COM
594918104
1611
10214
SH
DFND
10214
0
0
MONGODB INC COM CL A
COM
60937P106
2048
15000
SH
DFND
15000
0
0
MSCI INC COM
COM
55354G100
477
1650
SH
DFND
1650
0
0
MYOKARDIA INC COM
COM
62857M105
2321
49500
SH
DFND
49500
0
0
National Storage Affiliates Tr
COM
637870106
686
23164
SH
DFND
23164
0
0
NORFOLK SOUTHERN CORP COM
COM
655844108
73
500
SH
DFND
500
0
0
NUCOR CORP COM
COM
670346105
11
300
SH
DFND
300
0
0
NUSTAR ENERGY LP 8.5 PRF A USD25.00
COM
67058H201
44
4000
SH
DFND
4000
0
0
NVIDIA CORP COM
COM
67066G104
132
500
SH
DFND
500
0
0
OCCIDENTAL PETROLEUM CORP COM
COM
674599105
12
1000
SH
DFND
1000
0
0
ORACLE CORP COM
COM
68389X105
19
400
SH
DFND
400
0
0
OREILLY AUTOMOTIVE INC NEW COM
COM
67103H107
421
1400
SH
DFND
1400
0
0
PAYPAL HOLDINGS INC COM
COM
70450Y103
191
2000
SH
DFND
2000
0
0
PENNSYLVANIA REAL ESTATE INVES 7.2 CUM RED PFD SER C
COM
709102602
2
1000
SH
DFND
1000
0
0
PEPSICO INC COM
COM
713448108
78
650
SH
DFND
650
0
0
PFIZER INC COM
COM
717081103
648
19874
SH
DFND
19874
0
0
PHILIP MORRIS INTL INC COM
COM
718172109
562
7700
SH
DFND
7700
0
0
PHILLIPS 66 COM
COM
718546104
268
5000
SH
DFND
5000
0
0
PIMCO ETF TRUST ACTIVE BD ETF
COM
72201R775
106
1000
SH
DFND
1000
0
0
PORTOLA PHARMACEUTICALS INC COM
COM
737010108
1960
274832
SH
DFND
274832
0
0
PROCTER & GAMBLE CO COM
COM
742718109
39
350
SH
DFND
350
0
0
RAKUTEN INC ADR SPONSORED
COM
75102W108
791
105500
SH
DFND
105500
0
0
RHYTHM PHARMACEUTICALS INC COM
COM
76243J105
8
554
SH
DFND
554
0
0
S&P 500 Index Fund
COM
78462F103
3444
13360
SH
DFND
13360
0
0
SAFETY INSURANCE GROUP INC COM
COM
78648T100
6390
75687
SH
DFND
75687
0
0
SBA COMMUNICATIONS CORP CL A
COM
78410G104
1026
3800
SH
DFND
3800
0
0
SELECT SECTOR SPDR TRUST ENERGY ETF
COM
81369Y506
31
1050
SH
DFND
1050
0
0
SELECT SECTOR SPDR TRUST SBI HEALTHCARE ETF
COM
81369Y209
593
6700
SH
DFND
6700
0
0
SERVICE PROPERTIES TRUST COM USD0.01 SH BEN INT
COM
44106M102
7
1300
SH
DFND
1300
0
0
Sherwin-Williams Co.
COM
824348106
551
1198
SH
DFND
1198
0
0
SKYWORKS SOLUTIONS INC COM
COM
83088M102
644
7200
SH
DFND
7200
0
0
SOUTHWEST AIRLINES CO COM
COM
844741108
214
6000
SH
DFND
6000
0
0
SPDR Industrial Select Sector
COM
81369Y704
532
9010
SH
DFND
9010
0
0
SPDR SERIES TRUST BLOMBERG BRC INV ETF
COM
78468R200
1176
40000
SH
DFND
40000
0
0
SPDR SERIES TRUST BLOOMBERG BRCLYS ETF
COM
78468R622
559
5896
SH
DFND
5896
0
0
SUNOCO LP COM UT REP LP
COM
86765K109
8
500
SH
DFND
500
0
0
TELEFONICA SA ADR SPONSORED
COM
879382208
21
4520
SH
DFND
4520
0
0
TEXAS PACIFIC LAND TRUST COM
COM
882610108
1330
3500
SH
DFND
3500
0
0
TRIP COM GROUP LTD ADR
COM
89677Q107
47
2000
SH
DFND
2000
0
0
TWILIO INC COM CL A
COM
90138F102
260
2900
SH
DFND
2900
0
0
UNION PACIFIC CORP COM
COM
907818108
480
3400
SH
DFND
3400
0
0
UNITED PARCEL SERVICE INC COM CL B
COM
911312106
262
2800
SH
DFND
2800
0
0
UNITEDHEALTH GROUP INC COM
COM
91324P102
299
1200
SH
DFND
1200
0
0
UNIVERSAL DISPLAY CORP COM
COM
91347P105
66
5000
SH
DFND
5000
0
0
Vanguard Communication Service
COM
92204A884
854
11204
SH
DFND
11204
0
0
Vanguard Consumer Discretionar
COM
92204A108
766
5270
SH
DFND
5270
0
0
Vanguard Health Care ETF
COM
92204A504
1210
7286
SH
DFND
7286
0
0
Vanguard Information Technolog
COM
92204A702
684
3230
SH
DFND
3230
0
0
VANGUARD
MEGA GRWTH IND ETF
COM
921910816
915
7200
SH
DFND
7200
0
0
VANGUARD
REAL ESTATE ETF
COM
922908553
382
5462
SH
DFND
5462
0
0
Virtu Financial, Inc.
COM
928254101
998
47920
SH
DFND
47920
0
0
VISA INC COM CL A
COM
92826C839
1482
9200
SH
DFND
9200
0
0
Visa Inc.
COM
92826C839
656
4072
SH
DFND
4072
0
0
WALMART INC COM
COM
931142103
1143
10064
SH
DFND
10064
0
0
WALT DISNEY COMPANY (THE) COM
COM
254687106
203
2100
SH
DFND
2100
0
0
WATERS CORP COM
COM
941848103
127
700
SH
DFND
700
0
0
WELLS FARGO & COMPANY 7.5 PERP CONV CL A SRS L
COM
949746804
510
400
SH
DFND
400
0
0
WEYERHAEUSER COMPANY COM
COM
962166104
241
14220
SH
DFND
14220
0
0
WILLIAMS COMPANIES INC COM
COM
969457100
57
4000
SH
DFND
4000
0
0
YUM BRANDS INC COM
COM
988498101
308
4500
SH
DFND
4500
0
0
YUM CHINA HOLDINGS INC COM
COM
98850P109
789
18500
SH
DFND
18500
0
0