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0001441646-19-000004.txt : 20191115 0001441646-19-000004.hdr.sgml : 20191115 20191115154717 ACCESSION NUMBER: 0001441646-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191115 DATE AS OF CHANGE: 20191115 EFFECTIVENESS DATE: 20191115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: grace capital CENTRAL INDEX KEY: 0001441646 IRS NUMBER: 141949392 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13148 FILM NUMBER: 191224421 BUSINESS ADDRESS: STREET 1: 50 CONGRESS ST SUITE 943 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172285190 MAIL ADDRESS: STREET 1: 50 CONGRESS ST SUITE 943 CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: CT Mason DATE OF NAME CHANGE: 20080731 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001441646 XXXXXXXX 09-30-2019 09-30-2019 grace capital

50 CONGRESS ST SUITE 943 BOSTON MA 02109

13F HOLDINGS REPORT 028-13148 N Shawn Mikol Partner 857-317-6642 Shawn Mikol Boston MA 11-15-2019 1 144 98926 false 1 0001570296 028-15739 Fernwood Investment Management, LLC INFORMATION TABLE 2 Q32019.xml Cedar Fair, LP COM 150185106 243 4164 SH SOLE 90 0 4074 Cheniere Energy Partners, LP COM 16411Q101 519 11410 SH SOLE 1175 0 10235 Cisco Systems Inc. COM 17275R102 450 9101 SH SOLE 610 0 8491 Crown Castle International Cor COM 22822V101 460 3309 SH SOLE 235 0 3074 Digital Realty Trust COM 253868103 252 1942 SH SOLE 10 0 1932 Johnson & Johnson COM 478160104 248 1919 SH SOLE 150 0 1769 National Storage Affiliates Tr COM 637870106 415 12447 SH SOLE 1070 0 11275 Pfizer Inc COM 717081103 312 8691 SH SOLE 478 0 8213 Adobe Systems, Inc. COM 00724F101 321 1162 SH SOLE 50 0 1112 Alphabet Inc. Class C COM 02079K107 305 250 SH SOLE 35 0 215 Amazon.com, Inc. COM 023135106 312 180 SH SOLE 11 0 169 Apple Inc. COM 037833100 781 3487 SH SOLE 346 0 3141 Bank of America Corp. COM 060505104 289 9910 SH SOLE 1330 0 8580 Costco Wholesale Corporation COM 22160K105 289 1003 SH SOLE 124 0 879 Express, Inc. COM 30219E103 35 10203 SH SOLE 9770 0 433 Fifth Third Bancorp COM 316773100 237 8660 SH SOLE 410 0 8250 Fiserv Inc. COM 337738108 565 5455 SH SOLE 518 0 4937 Graco, Inc. COM 384109104 311 6762 SH SOLE 448 0 6314 IBM Corporation COM 459200101 510 3507 SH SOLE 605 0 2902 JPMorgan Chase & Co. COM 46625H100 636 5407 SH SOLE 463 0 4944 Microsoft COM 594918104 854 6143 SH SOLE 965 0 5178 S&P 500 Index Fund COM 78462F103 1925 6485 SH SOLE 940 0 5545 SPDR Industrial Select Sector COM 81369Y704 420 5410 SH SOLE 425 0 4985 Sherwin-Williams Co. COM 824348106 370 673 SH SOLE 60 0 613 The Boeing Company COM 097023105 300 789 SH SOLE 122 0 667 US Physical Therapy Inc. COM 90337L108 370 2828 SH SOLE 250 0 2550 Vanguard Communication Service COM 92204A884 669 7716 SH SOLE 967 0 6749 Vanguard Consumer Discretionar COM 92204A108 639 3550 SH SOLE 280 0 3270 Vanguard Consumer Staples ETF COM 92204A207 233 1489 SH SOLE 102 0 1387 Vanguard Financials ETF COM 92204A405 378 5406 SH SOLE 1080 0 4326 Vanguard Health Care ETF COM 92204A504 738 4402 SH SOLE 595 0 3807 Vanguard Information Technolog COM 92204A702 360 1670 SH SOLE 125 0 1545 Vanguard Utilities ETF COM 92204A876 225 1566 SH SOLE 100 0 1466 Visa Inc. COM 92826C839 294 1711 SH SOLE 52 0 1659 Wal-Mart Stores Inc. COM 931142103 627 5285 SH SOLE 260 0 5025 ABBOTT LABS COM 002824100 13 150 SH DFND 0 0 150 ABBVIE INC COM 00287Y109 348 4600 SH DFND 0 0 4600 AGIOS PHARMACEUTICALS INC COM 00847X104 198 6100 SH DFND 0 0 6100 ALIBABA GROUP HLDG LTD ADR 01609W102 1338 8000 SH DFND 0 0 8000 ALPHABET A COM 02079K305 1338 1050 SH DFND 0 0 1050 ALPHABET C COM 02079K107 550 450 SH DFND 0 0 450 ALTRIA GROUP INC COM 02209S103 1120 27375 SH DFND 0 0 27375 AMAZON.COM INC COM 023135106 1745 1005 SH DFND 0 0 1005 AMERISOURCEBERGEN CORP COM 00307E105 634 7700 SH DFND 0 0 7700 APPLE INC COM 037833100 253 1130 SH DFND 0 0 1135 ARES CAP CORP COM 04010L103 537 28800 SH DFND 0 0 28800 AVAYA HLDGS CORP COM 05351X101 385 37600 SH DFND 0 0 37600 AXON ENTERPRISE INC COM 05464C101 496 10500 SH DFND 0 0 10500 BERKSHIRE HATHAWAY B COM 084670702 73 349 SH DFND 0 0 349 BERKSHIRE HATHAWAY A COM 084670108 1871 6 SH DFND 0 0 6 BIOGEN IDEC INC COM 09062X103 733 3150 SH DFND 0 0 3150 BRIDGEBIO PHARMA COM 10806X102 504 23500 SH DFND 0 0 23500 BRUNSWICK CORP COM 117043109 365 7000 SH DFND 0 0 7000 CATERPILLAR INC COM 149123101 272 2150 SH DFND 0 0 2150 CBOE GLOBAL MARKETS INC COM 12503M108 395 4300 SH DFND 0 0 4300 CERIDIAN HCM HLDG INC COM 15677J108 1412 28600 SH DFND 0 0 28600 COUPA SOFTWARE COM 22266L106 311 2400 SH DFND 0 0 2400 CHEMOCENTRYX INC COM 16383L106 68 10000 SH DFND 0 0 10000 CHEVRON CORP NEW COM 166764100 59 500 SH DFND 0 0 500 CHIPOTLE MEXICAN GRILL COM 169656105 504 600 SH DFND 0 0 600 CISCO SYS INC COM 17275R102 247 5000 SH DFND 0 0 5000 COCA COLA CO COM 191216100 83 1520 SH DFND 0 0 1520 CONAGRA BRANDS COM 205887102 61 2000 SH DFND 0 0 2000 CONSTELLATION BRANDS COM 21036P108 1150 5550 SH DFND 0 0 5550 COLUMBIA EMERGING MARKETS ETF 19762B509 110 5000 SH DFND 0 0 5000 COLGATE PALMOLIVE CO COM 194162103 184 2500 SH DFND 0 0 2500 CONOCOPHILLIPS COM 20825C104 466 8175 SH DFND 0 0 8175 CTRIP.COM INTL LTD ADR 89677Q107 59 2000 SH DFND 0 0 2000 CVS HEALTH CORP COM 126650100 1143 18122 SH DFND 0 0 18122 CYPRESS SEMICONDUCTOR CORP COM 232806109 467 20000 SH DFND 0 0 20000 DANAHER CORP COM 235851102 231 1000 SH DFND 0 0 1000 DOW INC COM 260557103 259 5427 SH DFND 0 0 5427 EMERGING INTERNET & ECOMMERCE ETF 301505889 493 15800 SH DFND 0 0 15800 DOWDUPONT INC COM 26078J100 268 3760 SH DFND 0 0 3760 ENERGY SELECT SECTOR SPDR ETF 81369Y506 30 500 SH DFND 0 0 500 EXXON MOBIL CORP COM 30231G102 607 8600 SH DFND 0 0 8600 FACEBOOK INC A COM 30303M102 1923 10800 SH DFND 0 0 10800 FIDELITY 500 INDEX FUND ETF 315911750 1256 12086 SH DFND 0 0 12086 FIDELITY SMALL CAP INDEX FUND ETF 316146182 158 8058 SH DFND 0 0 8058 FIDELITY MID CAP INDEX FUND ETF 316146265 159 6977 SH DFND 0 0 6977 FIRST TRUST NA ENERGY FUND ETF 33738D101 703 27500 SH DFND 0 0 27500 FOAMIX PHARMACEUTICALS COM M46135105 61 20000 SH DFND 0 0 20000 GENERAC HLDGS INC COM 368736104 196 4300 SH DFND 0 0 4300 GENTHERM INC COM 37253A103 337 8200 SH DFND 0 0 8200 GILEAD SCIENCES COM 375558103 1331 21000 SH DFND 0 0 21000 GLOBAL BLOOD THERAPEUTICS INC COM 37890U108 11742 242014 SH DFND 0 0 242014 GOLAR LNG LTD SHS COM G9456A100 650 50000 SH DFND 0 0 50000 HERSHEY CO COM 427866108 263 1700 SH DFND 0 0 1700 ILLUMINA INC COM 452327109 541 1700 SH DFND 0 0 1700 IMMUNOGEN INC COM 45253H101 149 61500 SH DFND 0 0 61500 INGERSOLL-RAND PLC SHS COM G47791101 111 900 SH DFND 0 0 900 IPG PHOTONICS CORP COM 44980X109 326 2400 SH DFND 0 0 2400 IRON MOUNTAIN REIT 46284V101 477 14722 SH DFND 0 0 14722 ISHARES INTERMEDIATE-TERM BOND ETF 464288638 127 2200 SH DFND 0 0 2200 ISHARES AGGREGATE BOND ETF 464287226 438 3870 SH DFND 0 0 3870 ISHARES CORE DIVIDEND GROWTH ETF 46434V621 86 2185 SH DFND 0 0 2185 ISHARES DJ SELECT DIVIDEND ETF 464287168 1514 14846 SH DFND 0 0 14846 ISHARES MSCI EAFE ETF 464287465 286 4380 SH DFND 0 0 4380 ISHARES MSCI EMERGING MARKETS ETF 464287234 253 6180 SH DFND 0 0 6180 BARCLAYS MSCO INDIA FUND ETF 06739F291 560 7000 SH DFND 0 0 7000 ISHARES MSCI USA ESG SELECT ETF 464288802 312 2528 SH DFND 0 0 2528 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 75 750 SH DFND 0 0 750 ISHARES RUSSELL 2000 ETF 464287655 970 6410 SH DFND 0 0 6410 ISHARES S&P 500 INDEX ETF 464287200 2940 11270 SH DFND 0 0 11270 ISHARES S&P SMALLCAP 600 VALUE ETF 464287507 90 600 SH DFND 0 0 600 ISHARES S&P MIDCAP FUND ETF 464287507 232 1200 SH DFND 0 0 1200 ISHARES US CONSUMER GOODS ETF 464287812 1126 8900 SH DFND 0 0 8900 JOHNSON & JOHNSON COM 478160104 608 4800 SH DFND 0 0 4800 KINDER MORGAN COM 49456B101 31 1500 SH DFND 0 0 1500 LIVANOVA PLC SHS COM G5509L101 74 1000 SH DFND 0 0 1000 LYONDELLBASELL COM N53745100 277 3100 SH DFND 0 0 3100 MADISON SQUARE GARDEN COM 55825T103 527 2000 SH DFND 0 0 2000 MASTERCARD INC COM 57636Q104 272 1000 SH DFND 0 0 1000 MCDONALDS CORP COM 580135101 357 1662 SH DFND 0 0 1662 MEDTRONIC PLC SHS COM G5960L103 619 5700 SH DFND 0 0 5700 MONGODB INC CL A COM 60937P106 1127 8000 SH DFND 0 0 8000 MONSTER BEVERAGE CORP COM 61174X109 511 8800 SH DFND 0 0 8800 MYOKARDIA INC COM 62857M105 4459 85500 SH DFND 0 0 85500 NVIDIA CORP COM 67066G104 139 800 SH DFND 0 0 800 OCCIDENTAL PETE CORP COM 674599105 111 2500 SH DFND 0 0 2500 PAYPAL HLDGS INC COM 70450Y103 290 2800 SH DFND 0 0 2800 PFIZER INC COM 717081103 259 7200 SH DFND 0 0 7200 PHILIP MORRIS INTL INC COM 718172109 759 10000 SH DFND 0 0 10000 PHILLIPS 66 COM 718546104 635 6200 SH DFND 0 0 6200 PIMCO ACTIVE BOND ETF 72201R775 109 1000 SH DFND 0 0 1000 PORTOLA PHARMACEUTICALS INC COM 737010108 8345 311132 SH DFND 0 0 311132 RAKUTEN INC ADR 75102W108 1094 111500 SH DFND 0 0 111500 SBA COMMUNICATIONS CP REIT 78410G104 1013 4200 SH DFND 0 0 4200 SKYWORKS SOLUTIONS INC COM 83088M102 523 6600 SH DFND 0 0 6600 SOUTHWEST AIRLS CO COM 844741108 324 6000 SH DFND 0 0 6000 TEXAS PAC LD TR SUB CTF PROP I COM 882610108 2339 3600 SH DFND 0 0 3600 UNION PACIFIC CORP COM 907818108 713 4400 SH DFND 0 0 4400 UNITED PARCEL SERVICE COM 911312106 384 3200 SH DFND 0 0 3200 UNITEDHEALTH GROUP COM 91324P102 261 1200 SH DFND 0 0 1200 UNIVERSAL DISPLAY CORP COM 91347P105 957 5700 SH DFND 0 0 5700 VANECK AGRIBUSINESS ETF 921910816 79 1200 SH DFND 0 0 1200 VANGUARD MEGA CAP GROWTH ETF 921910816 597 4500 SH DFND 0 0 4500 VANGUARD REAL ESTATE ETF 922908553 509 5462 SH DFND 0 0 5462 VISA INC COM 92826C839 1634 9500 SH DFND 0 0 9500 WATERS CP COM 941848103 201 900 SH DFND 0 0 900 WEYERHAEUSER CO COM 962166104 624 22540 SH DFND 0 0 22540 WILLIAMS COS INC DEL COM 969457100 135 5600 SH DFND 0 0 5600 YUM BRANDS INC COM 988498101 522 4600 SH DFND 0 0 4600 YUM CHINA HLDGS INC COM 98850P109 909 20000 SH DFND 0 0 20000