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0001441646-19-000003.txt : 20190814 0001441646-19-000003.hdr.sgml : 20190814 20190814160739 ACCESSION NUMBER: 0001441646-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: grace capital CENTRAL INDEX KEY: 0001441646 IRS NUMBER: 141949392 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13148 FILM NUMBER: 191026345 BUSINESS ADDRESS: STREET 1: 50 CONGRESS ST SUITE 943 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172285190 MAIL ADDRESS: STREET 1: 50 CONGRESS ST SUITE 943 CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: CT Mason DATE OF NAME CHANGE: 20080731 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001441646 XXXXXXXX 06-30-2019 06-30-2019 grace capital

50 CONGRESS ST SUITE 943 BOSTON MA 02109

13F HOLDINGS REPORT 028-13148 N Shawn Mikol Partner 857-317-6642 Shawn Mikol Boston MA 08-14-2019 1 191 209637 false 1 0001570296 028-15739 Fernwood Investment Management, LLC INFORMATION TABLE 2 Q22019.xml Altria Group, Inc. COM 02209S103 260 5500 SH SOLE 0 0 5500 Amgen Inc. COM 031162100 897 4869 SH SOLE 6 0 4863 B&G Foods Inc. COM 05508R106 255 12270 SH SOLE 0 0 12270 BP PLC ADR 055622104 346 8295 SH SOLE 0 0 8295 CMS Energy Corp. COM 125896100 1066 18403 SH SOLE 4500 0 13903 Cedar Fair, LP MLP 150185106 1039 21797 SH SOLE 90 0 21707 Cheniere Energy Partners, LP MLP 16411Q101 3079 72985 SH SOLE 10525 0 62460 Cisco Systems Inc. COM 17275R102 3962 72387 SH SOLE 8920 0 63467 Crown Castle International Cor REIT 22822V101 2552 19579 SH SOLE 2835 0 16744 Digital Realty Trust REIT 253868103 1330 11291 SH SOLE 10 0 11281 Enterprise Products Partners L MLP 293792107 580 20075 SH SOLE 0 0 20075 Exxon Mobil Corp. COM 30231G102 893 11649 SH SOLE 1400 0 10249 Gilead Sciences, Inc. COM 375558103 315 4665 SH SOLE 0 0 4665 GlaxoSmithKline PLC ADR ADR 37733W105 394 9833 SH SOLE 0 0 9833 Intel Corp. COM 458140100 1127 23545 SH SOLE 3060 0 20485 Johnson & Johnson COM 478160104 2228 15994 SH SOLE 1560 0 14434 Lamar Advertising Company REIT 512816109 1076 13335 SH SOLE 80 0 13255 National Storage Affiliates Tr REIT 637870106 1401 48425 SH SOLE 2260 0 46165 ONE Gas, Inc. COM 68235P108 650 7198 SH SOLE 2180 0 5018 Pfizer Inc COM 717081103 2549 58851 SH SOLE 7878 0 50973 Realty Income Corp. REIT 756109104 869 12604 SH SOLE 362 0 12242 Seagate Technology PLC COM G7945M107 219 4656 SH SOLE 8 0 4648 Tanger Factory Outlet Centers, REIT 875465106 199 12285 SH SOLE 0 0 12285 Total SA ADR (1:1) ADR 89151E109 748 13405 SH SOLE 1760 0 11645 Verizon Communications Inc. COM 92343V104 461 8070 SH SOLE 0 0 8070 Adobe Systems, Inc. COM 00724F101 2122 7201 SH SOLE 1570 0 5631 Alphabet Inc. Class C COM 02079K107 2401 2221 SH SOLE 494 0 1727 Amazon.com, Inc. COM 023135106 2875 1518 SH SOLE 285 0 1233 Apple Inc. COM 037833100 4926 24890 SH SOLE 3757 0 21133 Aptargroup, Inc. COM 038336103 1054 8480 SH SOLE 700 0 7780 Avery Dennison Corp. COM 053611109 1837 15883 SH SOLE 2390 0 13493 Bank of America Corp. COM 060505104 2214 76337 SH SOLE 14770 0 61567 Berkshire Hathaway Inc. COM 084670702 304 1425 SH SOLE 131 0 1294 CVR Energy, Inc. COM 12662P108 2616 52340 SH SOLE 4280 0 48060 Church & Dwight Co., Inc. COM 171340102 896 12259 SH SOLE 4120 0 8139 Comcast Corp. COM 20030N101 1914 45265 SH SOLE 9065 0 36200 Costco Wholesale Corporation COM 22160K105 321 1213 SH SOLE 144 0 1069 Delta Air Lines, Inc. COM 247361702 1118 19695 SH SOLE 5281 0 14414 Discovery Communications, Inc. COM 25470F104 778 25334 SH SOLE 1690 0 23644 Edwards Lifesciences COM 28176E108 1605 8690 SH SOLE 1814 0 6876 Fifth Third Bancorp COM 316773100 951 34090 SH SOLE 2390 0 31700 Financial Sector ETF ETF 81369Y605 3073 111355 SH SOLE 37580 0 73775 Fiserv Inc. COM 337738108 2785 30554 SH SOLE 5778 0 24776 Graco, Inc. COM 384109104 1269 25292 SH SOLE 1608 0 23684 Graphic Packaging Holding Co. COM 388689101 522 37362 SH SOLE 4100 0 33262 IAA, Inc. COM 449253103 981 25307 SH SOLE 603 0 24704 IBM Corporation COM 459200101 3122 22643 SH SOLE 3490 0 19153 Innovative Properties REIT 45781V101 888 7188 SH SOLE 2000 0 5188 JPMorgan Chase & Co. COM 46625H100 4253 38037 SH SOLE 6993 0 31044 KAR Auction Services COM 48238T109 633 25307 SH SOLE 603 0 24704 L3 Technologies COM 502413107 1813 7393 SH SOLE 1378 0 6015 Lowe's Companies, Inc. COM 548661107 1415 14027 SH SOLE 3047 0 10980 McKesson Corp COM 58155Q103 422 3137 SH SOLE 10 0 3127 Microsoft COM 594918104 5202 38832 SH SOLE 7105 0 31727 Okta, Inc. COM 679295105 1417 11473 SH SOLE 2355 0 9118 Omnicom Group COM 681919106 412 5026 SH SOLE 0 0 5026 Palo Alto Networks COM 697435105 980 4812 SH SOLE 1570 0 3242 PepsiCo, Inc. COM 713448108 345 2634 SH SOLE 180 0 2454 Procter & Gamble Co. COM 742718109 395 3600 SH SOLE 320 0 3280 S&P 500 Index Fund ETF 78462F103 1921 6557 SH SOLE 950 0 5607 SPDR Industrial Select Sector ETF 81369Y704 2988 38589 SH SOLE 12115 0 26474 SPDR S&P Biotech ETF ETF 78464A870 1612 18374 SH SOLE 4985 0 13389 SalesForce.com COM 79466L302 352 2321 SH SOLE 1000 0 1321 Sherwin-Williams Co. COM 824348106 1345 2935 SH SOLE 432 0 2503 Solaris Oilfield Infrastructur COM 83418M103 516 34453 SH SOLE 9650 0 24803 SunTrust Banks, Inc. COM 867914103 897 14276 SH SOLE 1050 0 13226 Taylor Wimpey plc Ord COM GB0008782 80 39835 SH SOLE 0 0 39835 Texas Intstruments COM 882508104 329 2868 SH SOLE 0 0 2868 The Boeing Company COM 097023105 2289 6289 SH SOLE 1017 0 5272 The TJX Companies, Inc. COM 872540109 467 8840 SH SOLE 2362 0 6478 The Walt Disney Company COM 254687106 596 4266 SH SOLE 980 0 3286 U.S. Bancorp COM 902973304 605 11550 SH SOLE 0 0 11550 US Physical Therapy Inc. COM 90337L108 1845 15052 SH SOLE 3660 0 11392 Vanguard Communication Service ETF 92204A884 4275 49309 SH SOLE 13132 0 36177 Vanguard Consumer Discretionar ETF 92204A108 4301 23975 SH SOLE 6270 0 17705 Vanguard Consumer Staples ETF ETF 92204A207 2044 13737 SH SOLE 3772 0 9965 Vanguard Energy ETF ETF 92204A306 277 3263 SH SOLE 650 0 2613 Vanguard Financials ETF ETF 92204A405 503 7286 SH SOLE 1295 0 5991 Vanguard Health Care ETF ETF 92204A504 4153 23877 SH SOLE 6300 0 17577 Vanguard Information Technolog ETF 92204A702 476 2257 SH SOLE 125 0 2132 VeriSign, Inc. COM 92343E102 225 1076 SH SOLE 98 0 978 Virtu Financial, Inc. COM 928254101 1013 46488 SH SOLE 7705 0 38783 Visa Inc. COM 92826C839 2648 15260 SH SOLE 2682 0 12578 Wal-Mart Stores Inc. COM 931142103 3422 30974 SH SOLE 5580 0 25394 Zions Bancorporation COM 989701107 320 6955 SH SOLE 450 0 6505 iShares Core S&P Mid-Cap ETF ETF 464287505 443 2282 SH SOLE 460 0 1822 SVMK, Inc. COM 78489X103 2007 121580 SH SOLE 0 0 121580 ABBOTT LABS COM 002824100 13 150 SH DFND 0 0 150 ABBVIE INC COM 00287Y109 371 5100 SH DFND 0 0 5100 AGIOS PHARMACEUTICALS INC COM 00847X104 254 5100 SH DFND 0 0 5100 ALIBABA GROUP HLDG LTD ADR 01609W102 1356 8000 SH DFND 0 0 8000 ALLIANCE DATA SYSTEMS COM 018581108 70 500 SH DFND 0 0 500 ALPHABET A COM 02079K305 1289 1270 SH DFND 0 0 1270 ALPHABET C COM 02079K107 369 350 SH DFND 0 0 350 ALTRIA GROUP INC COM 02209S103 1003 21175 SH DFND 0 0 21175 AMAZON.COM INC COM 023135106 1695 905 SH DFND 0 0 905 AMERISOURCEBERGEN CORP COM 00307E105 401 4700 SH DFND 0 0 4700 APPLE INC COM 037833100 316 1595 SH DFND 0 0 1595 ARES CAP CORP COM 04010L103 499 27800 SH DFND 0 0 27800 AVAYA HLDGS CORP COM 05351X101 448 37600 SH DFND 0 0 37600 AXON ENTERPRISE INC COM 05464C101 674 10500 SH DFND 0 0 10500 BERKSHIRE HATHAWAY B COM 084670702 74 349 SH DFND 0 0 349 BERKSHIRE HATHAWAY A COM 084670108 1910 6 SH DFND 0 0 6 BIOGEN IDEC INC COM 09062X103 643 2750 SH DFND 0 0 2750 BRUNSWICK CORP COM 117043109 321 7000 SH DFND 0 0 7000 CATERPILLAR INC COM 149123101 293 2150 SH DFND 0 0 2150 CBOE GLOBAL MARKETS INC COM 12503M108 290 2800 SH DFND 0 0 2800 CELGENE CORP COM 151020104 83 900 SH DFND 0 0 900 CERIDIAN HCM HLDG INC COM 15677J108 1436 28600 SH DFND 0 0 28600 CHEMOCENTRYX INC COM 16383L106 93 10000 SH DFND 0 0 10000 CHEVRON CORP NEW COM 166764100 62 500 SH DFND 0 0 500 CHIPOTLE MEXICAN GRILL COM 169656105 440 600 SH DFND 0 0 600 CISCO SYS INC COM 17275R102 274 5000 SH DFND 0 0 5000 COCA COLA CO COM 191216100 78 1520 SH DFND 0 0 1520 COLGATE PALMOLIVE CO COM 194162103 179 3100 SH DFND 0 0 3100 CONOCOPHILLIPS COM 20825C104 480 7875 SH DFND 0 0 7875 CTRIP.COM INTL LTD ADR 22943F100 74 2000 SH DFND 0 0 2000 CVS HEALTH CORP COM 126650100 912 16922 SH DFND 0 0 16922 CYPRESS SEMICONDUCTOR CORP COM 232806109 445 20000 SH DFND 0 0 20000 DANAHER CORP COM 235851102 143 1000 SH DFND 0 0 1000 DOWDUPONT INC COM 26078J100 250 3333 SH DFND 0 0 3333 COLUMBIA EMERGING MARKETS ETF 19762B509 160 7000 SH DFND 0 0 7000 ENCANA CORP COM 292505104 33 6411 SH DFND 0 0 6411 ENERGY SELECT SECTOR SPDR ETF 81369Y506 32 500 SH DFND 0 0 500 EXXON MOBIL CORP COM 30231G102 716 9350 SH DFND 0 0 9350 FACEBOOK INC A COM 30303M102 2079 10770 SH DFND 0 0 10770 FIDELITY MSCI CONSUMER DISC ETF 316092204 162 3548 SH DFND 0 0 3548 FIDELITY MSCI CONSUMER STPL ETF 316092303 129 3717 SH DFND 0 0 3717 FIDELITY MSCI HEALTH CARE ETF 316092600 162 3600 SH DFND 0 0 3600 FOAMIX PHARMACEUTICALS COM M46135105 48 20000 SH DFND 0 0 20000 GENERAC HLDGS INC COM 368736104 298 4300 SH DFND 0 0 4300 GENTHERM INC COM 37253A103 343 8200 SH DFND 0 0 8200 GILEAD SCIENCES COM 375558103 1250 18500 SH DFND 0 0 18500 GLOBAL BLOOD THERAPEUTICS INC COM 37890U108 12882 244914 SH DFND 0 0 244914 GOLAR LNG LTD SHS COM G9456A100 869 47000 SH DFND 0 0 47000 HERSHEY CO COM 427866108 228 1700 SH DFND 0 0 1700 ILLUMINA INC COM 452327109 626 1700 SH DFND 0 0 1700 IMMUNOGEN INC COM 45253H101 155 71500 SH DFND 0 0 71500 INGERSOLL-RAND PLC SHS COM G47791101 114 900 SH DFND 0 0 900 IPG PHOTONICS CORP COM 44980X109 370 2400 SH DFND 0 0 2400 IRON MOUNTAIN REIT 46284V101 461 14722 SH DFND 0 0 14722 ISHARES AGGREGATE BOND ETF 464287226 431 3870 SH DFND 0 0 3870 ISHARES CORE DIVIDEND GROWTH ETF 46434V621 110 2968 SH DFND 0 0 2968 ISHARES DJ SELECT DIVIDEND ETF 464287168 1622 16291 SH DFND 0 0 16291 ISHARES MSCI EAFE ETF 464287465 401 6105 SH DFND 0 0 6105 ISHARES MSCI EMERGING MARKETS ETF 464287234 452 10530 SH DFND 0 0 10530 ISHARES MSCI INDIA FUND ETF 46429B598 283 8000 SH DFND 0 0 8000 ISHARES MSCI USA ESG SELECT ETF 464288802 308 2528 SH DFND 0 0 2528 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 82 750 SH DFND 0 0 750 ISHARES RUSSELL 2000 ETF 464287655 1109 7130 SH DFND 0 0 7130 ISHARES S&P 500 INDEX ETF 464287200 2134 7240 SH DFND 0 0 7240 ISHARES S&P MIDCAP FUND ETF 464287507 1218 6272 SH DFND 0 0 6272 ISHARES US CONSUMER GOODS ETF 464287812 1008 8300 SH DFND 0 0 8300 JAZZ PHARMACEUTICALSINC COM G50871105 57 400 SH DFND 0 0 400 JOHNSON & JOHNSON COM 478160104 669 4800 SH DFND 0 0 4800 LIVANOVA PLC SHS COM G5509L101 72 1000 SH DFND 0 0 1000 LYONDELLBASELL COM N53745100 267 3100 SH DFND 0 0 3100 MAGELLAN MIDSTREAM PARTNERS COM 559080106 24 378 SH DFND 0 0 378 MADISON SQUARE GARDEN COM 55825T103 560 2000 SH DFND 0 0 2000 MASTERCARD INC COM 57636Q104 265 1000 SH DFND 0 0 1000 MCDONALDS CORP COM 580135101 262 1262 SH DFND 0 0 1262 MEDTRONIC PLC SHS COM G5960L103 458 4700 SH DFND 0 0 4700 MONGODB INC CL A COM 60937P106 989 6500 SH DFND 0 0 6500 MONSTER BEVERAGE CORP COM 61174X109 689 10800 SH DFND 0 0 10800 MYOKARDIA INC COM 62857M105 4713 94000 SH DFND 0 0 94000 NVIDIA CORP COM 67066G104 131 800 SH DFND 0 0 800 O REILLY AUTOMOTIVE COM 67103H107 74 200 SH DFND 0 0 200 OCCIDENTAL PETE CORP COM 674599105 126 2500 SH DFND 0 0 2500 PAYPAL HLDGS INC COM 70450Y103 320 2800 SH DFND 0 0 2800 PFIZER INC COM 717081103 260 6000 SH DFND 0 0 6000 PHILIP MORRIS INTL INC COM 718172109 675 8600 SH DFND 0 0 8600 PHILLIPS 66 COM 718546104 571 6200 SH DFND 0 0 6200 PIMCO ACTIVE BOND ETF 72201R775 107 1000 SH DFND 0 0 1000 PORTOLA PHARMACEUTICALS INC COM 737010108 8658 319132 SH DFND 0 0 319132 SBA COMMUNICATIONS CP REIT 78410G104 944 4200 SH DFND 0 0 4200 SKYWORKS SOLUTIONS INC COM 83088M102 510 6600 SH DFND 0 0 6600 SOUTHWEST AIRLS CO COM 844741108 405 6000 SH DFND 0 0 6000 TEXAS PAC LD TR SUB CTF PROP I COM 882610108 2715 3450 SH DFND 0 0 3450 UNION PACIFIC CORP COM 907818108 744 4400 SH DFND 0 0 4400 UNITED PARCEL SERVICE COM 911312106 434 4200 SH DFND 0 0 4200 UNITEDHEALTH GROUP COM 91324P102 293 1200 SH DFND 0 0 1200 UNIVERSAL DISPLAY CORP COM 91347P105 1166 6200 SH DFND 0 0 6200 VANGUARD MEGA CAP GROWTH ETF 921910816 583 4500 SH DFND 0 0 4500 VANGUARD REAL ESTATE ETF 922908553 477 5462 SH DFND 0 0 5462 VISA INC COM 92826C839 1822 10500 SH DFND 0 0 10500 WATERS CP COM 941848103 194 900 SH DFND 0 0 900 WEYERHAEUSER CO COM 962166104 594 22540 SH DFND 0 0 22540 WILLIAMS COS INC DEL COM 969457100 112 4000 SH DFND 0 0 4000 YUM BRANDS INC COM 988498101 620 5600 SH DFND 0 0 5600 YUM CHINA HLDGS INC COM 98850P109 924 20000 SH DFND 0 0 20000 RAKUTEN INC ADR 75102W108 1337 111500 SH DFND 0 0 111500