0001441646-19-000001.txt : 20190215 0001441646-19-000001.hdr.sgml : 20190215 20190215120652 ACCESSION NUMBER: 0001441646-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190215 DATE AS OF CHANGE: 20190215 EFFECTIVENESS DATE: 20190215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: grace capital CENTRAL INDEX KEY: 0001441646 IRS NUMBER: 141949392 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13148 FILM NUMBER: 19610475 BUSINESS ADDRESS: STREET 1: 50 CONGRESS ST SUITE 943 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172285190 MAIL ADDRESS: STREET 1: 50 CONGRESS ST SUITE 943 CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: CT Mason DATE OF NAME CHANGE: 20080731 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001441646 XXXXXXXX 12-31-2018 12-31-2018 grace capital

50 CONGRESS ST SUITE 943 BOSTON MA 02109

13F HOLDINGS REPORT 028-13148 N Shawn Mikol 857-317-6642 Shawn Mikol Boston MA 02-15-2019 1 226 215399 false 1 0001570296 028-15739 Fernwood Investment Management, LLC INFORMATION TABLE 2 Q42018.xml AT&T Inc. COM 00206R102 333 11680 SH SOLE 0 0 11680 Altria Group, Inc. COM 02209S103 272 5500 SH SOLE 0 0 5500 Amgen Inc. COM 031162100 3071 15775 SH SOLE 1843 0 13932 B&G Foods Inc. COM 05508R106 550 19010 SH SOLE 0 0 19010 BP PLC COM 055622104 800 21101 SH SOLE 0 0 21101 CMS Energy Corp. COM 125896100 1570 31621 SH SOLE 4500 0 27121 Cedar Fair, LP UNIT LTD PARTNR 150185106 1165 24622 SH SOLE 3500 0 21122 Cheniere Energy Partners, LP UNIT LTD PARTNR 16411Q101 1070 29650 SH SOLE 7000 0 22650 Cisco Systems Inc. COM 17275R102 3635 83887 SH SOLE 9110 0 74777 Crown Castle International Cor REIT 22822V101 1312 12081 SH SOLE 1550 0 10531 Digital Realty Trust REIT 253868103 1685 15817 SH SOLE 710 0 15107 Enterprise Products Partners L UNIT LTD PARTNR 293792107 439 17840 SH SOLE 0 0 17840 Exxon Mobil Corp. COM 30231G102 1269 18607 SH SOLE 1000 0 17607 Gilead Sciences, Inc. COM 375558103 1224 19564 SH SOLE 1782 0 17782 GlaxoSmithKline PLC ADR ADR 37733W105 376 9833 SH SOLE 0 0 9833 Intel Corp. COM 458140100 1976 42114 SH SOLE 5870 0 36244 Johnson & Johnson COM 478160104 3545 27467 SH SOLE 3550 0 23917 Lamar Advertising Company REIT 512816109 499 7216 SH SOLE 0 0 7216 Macy's, Inc. COM 55616P104 420 14093 SH SOLE 0 0 14093 National Storage Affiliates Tr REIT 637870106 1580 59714 SH SOLE 7000 0 52714 ONE Gas, Inc. COM 68235P108 930 11681 SH SOLE 2230 0 9451 Pfizer Inc COM 717081103 5326 122019 SH SOLE 17183 0 104836 Realty Income Corp. REIT 756109104 1412 22404 SH SOLE 22 0 22382 Seagate Technology PLC COM G7945M107 281 7286 SH SOLE 8 0 7278 Tanger Factory Outlet Centers, REIT 875465106 227 11210 SH SOLE 0 0 11210 Total SA ADR (1:1) ADR 89151E109 979 18767 SH SOLE 2065 0 16702 Urstadt Biddle Properties A REIT 917286205 370 19240 SH SOLE 0 0 19240 Verizon Communications Inc. COM 92343V104 454 8070 SH SOLE 0 0 8070 ASGN, Inc. COM 00191U102 348 6384 SH SOLE 535 0 5849 Adobe Systems, Inc. COM 00724F101 2533 11197 SH SOLE 1530 0 9667 Alphabet Inc. Class C COM 02079K107 3103 2996 SH SOLE 261 0 2735 Amazon.com, Inc. COM 023135106 3223 2146 SH SOLE 244 0 1902 Apple Inc. COM 037833100 5298 33588 SH SOLE 3387 0 30201 Aptargroup, Inc. COM 038336103 781 8300 SH SOLE 700 0 7600 Avery Dennison Corp. COM 053611109 1994 22197 SH SOLE 2451 0 19746 Bank of America Corp. COM 060505104 2889 117243 SH SOLE 17570 0 99673 Bausch Health Companies COM 071734107 570 30837 SH SOLE 0 0 30837 Berkshire Hathaway Inc. COM 084670702 1459 7147 SH SOLE 2631 0 4516 CACI International Inc COM 127190304 502 3486 SH SOLE 0 0 3486 CVR Energy, Inc. COM 12662P108 1694 49143 SH SOLE 3580 0 45563 Church & Dwight Co., Inc. COM 171340102 1646 25025 SH SOLE 4480 0 20545 Citigroup COM 172967424 494 9490 SH SOLE 280 0 9210 Cloudera, Inc. COM 18914U100 306 27682 SH SOLE 3295 0 24387 Comcast Corp. COM 20030N101 2063 60592 SH SOLE 8650 0 51942 Delta Air Lines, Inc. COM 247361702 1769 35454 SH SOLE 6981 0 28473 Discovery Communications, Inc. COM 25470F104 2559 103442 SH SOLE 17580 0 85862 Edwards Lifesciences COM 28176E108 2124 13870 SH SOLE 1770 0 12100 Encompass Health Corporation COM 29261A100 1303 21116 SH SOLE 3410 0 17706 Expedia, Inc. COM 30212P303 1988 17645 SH SOLE 2407 0 15238 Fair Isaac Corp. COM 303250104 735 3930 SH SOLE 0 0 3930 Fifth Third Bancorp COM 316773100 2218 94270 SH SOLE 15550 0 78720 Fiserv Inc. COM 337738108 3197 43504 SH SOLE 6818 0 36686 Gentex Corp. COM 371901109 1949 96456 SH SOLE 15100 0 81356 Graco, Inc. COM 384109104 1541 36820 SH SOLE 1762 0 35058 Graphic Packaging Holding Co. COM 388689101 564 53050 SH SOLE 0 0 53050 Green Dot Corporation COM 39304D102 2125 26723 SH SOLE 3779 0 22944 GrubHub Inc. COM 400110102 837 10901 SH SOLE 340 0 10561 Innovative Properties REIT 45781V101 565 12441 SH SOLE 4000 0 8441 JPMorgan Chase & Co. COM 46625H100 4844 49618 SH SOLE 7013 0 42605 KAR Auction Services COM 48238T109 2652 55579 SH SOLE 7007 0 48572 L3 Technologies COM 502413107 1728 9951 SH SOLE 1360 0 8591 Lear Corporation COM 521865204 428 3486 SH SOLE 3 0 3483 Lindblad Expeditions COM 535219109 188 13980 SH SOLE 0 0 13980 LogMein, Inc. COM 54142L109 1222 14978 SH SOLE 2520 0 12458 Lowe's Companies, Inc. COM 548661107 1945 21064 SH SOLE 3177 0 17887 McKesson Corp COM 58155Q103 1312 11874 SH SOLE 732 0 11142 Microsoft COM 594918104 6299 62013 SH SOLE 7480 0 54533 Moog, Inc. A COM 615394202 587 7574 SH SOLE 1500 0 6074 Nordson Corp. COM 655663102 852 7139 SH SOLE 1100 0 6039 Norfolk & Southern Corp. COM 655844108 471 3150 SH SOLE 0 0 3150 Novartis AG ADR (1:1) ADR 66987V109 1392 16221 SH SOLE 750 0 15471 Okta, Inc. COM 679295105 1497 23462 SH SOLE 3450 0 20012 Omnicom Group COM 681919106 1027 14020 SH SOLE 0 0 14020 Parker Hannifin Corp. COM 701094104 592 3968 SH SOLE 0 0 3968 PepsiCo, Inc. COM 713448108 1669 15103 SH SOLE 2580 0 12523 Procter & Gamble Co. COM 742718109 1201 13069 SH SOLE 2820 0 10249 ResMed Inc. COM 761152107 1477 12970 SH SOLE 710 0 12260 S&P 500 Index Fund ETF 78462F103 625 2501 SH SOLE 242 0 2259 Sherwin-Williams Co. COM 824348106 2011 5111 SH SOLE 642 0 4469 Sirius XM Holdings Inc. COM 82968B103 2530 443143 SH SOLE 75450 0 367693 Sony Corp ADR (1:1) ADR 835699307 1160 24035 SH SOLE 650 0 23385 Stamps.com Inc COM 852857200 2229 14323 SH SOLE 1441 0 12882 SunTrust Banks, Inc. COM 867914103 1344 26639 SH SOLE 1480 0 25159 Taylor Wimpey plc Ord COM GB0008782 80 45835 SH SOLE 0 0 45835 Teladoc Health, Inc. COM 87918A105 311 6266 SH SOLE 590 0 5676 Texas Intstruments COM 882508104 1984 20999 SH SOLE 2880 0 18119 The Boeing Company COM 097023105 2638 8181 SH SOLE 1010 0 7171 U.S. Bancorp COM 902973304 627 13730 SH SOLE 400 0 13330 US Physical Therapy Inc. COM 90337L108 1821 17788 SH SOLE 2790 0 14998 UnitedHealth Group Inc COM 91324P102 3116 12510 SH SOLE 1911 0 10599 Vanguard Consumer Discretionar ETF 92204A108 407 2704 SH SOLE 0 0 2704 VeriSign, Inc. COM 92343E102 1625 10957 SH SOLE 1296 0 9661 Virtu Financial, Inc. COM 928254101 902 35000 SH SOLE 7500 0 27500 Visa Inc. COM 92826C839 2547 19308 SH SOLE 2362 0 16946 Wal-Mart Stores Inc. COM 931142103 3941 42306 SH SOLE 5588 0 36718 Wayfair Inc. COM 94419L101 335 3714 SH SOLE 350 0 3364 Worldpay, Inc. COM 981558109 579 7575 SH SOLE 351 0 7224 Zions Bancorporation COM 989701107 427 10490 SH SOLE 900 0 9590 iShares Core S&P Mid-Cap ETF ETF 464287505 774 4659 SH SOLE 1450 0 3209 iShares Russell 2000 ETF ETF 464287655 573 4283 SH SOLE 205 0 4078 ABBOTT LABS COM 002824100 11 150 SH DFND 0 0 150 ABBVIE INC COM 00287Y109 507 5500 SH DFND 0 0 5500 ACCENTURE PLC A COM G1151C101 212 1500 SH DFND 0 0 1500 AGIOS PHARMACEUTICALS INC COM 00847X104 521 11300 SH DFND 0 0 11300 ALIBABA GROUP HLDG LTD ADR 01609W102 1096 8000 SH DFND 0 0 8000 ALLIANCE DATA SYSTEMS COM 018581108 105 700 SH DFND 0 0 700 ALPHABET A COM 02079K305 941 900 SH DFND 0 0 900 ALPHABET C COM 02079K107 414 400 SH DFND 0 0 400 ALTRIA GROUP INC COM 02209S103 1234 24975 SH DFND 0 0 24975 AMAZON.COM INC COM 023135106 548 365 SH DFND 0 0 365 AMERISOURCEBERGEN CORP COM 00307E105 583 7700 SH DFND 0 0 7700 ANTERO RES CORP COM 03674X106 28 3000 SH DFND 0 0 3000 APPLE INC COM 037833100 79 500 SH DFND 0 0 500 ARES CAP CORP COM 04010L103 324 20800 SH DFND 0 0 20800 ARRIS INTERNATIONAL PLC SHS COM G0551A103 168 5500 SH DFND 0 0 5500 AVAYA HLDGS CORP COM 05351X101 775 53200 SH DFND 0 0 53200 AXON ENTERPRISE INC COM 05464C101 503 11500 SH DFND 0 0 11500 BERKSHIRE HATHAWAY B COM 084670702 71 349 SH DFND 0 0 349 BIOGEN IDEC INC COM 09062X103 1038 3450 SH DFND 0 0 3450 BLUEPRINT MEDICINES CORP COM 09627Y109 145 2696 SH DFND 0 0 2696 BRUNSWICK CORP COM 117043109 279 6000 SH DFND 0 0 6000 CBOE GLOBAL MARKETS INC COM 12503M108 274 2800 SH DFND 0 0 2800 CELGENE CORP COM 151020104 109 1700 SH DFND 0 0 1700 CERIDIAN HCM HLDG INC COM 15677J108 690 20000 SH DFND 0 0 20000 CHEMOCENTRYX INC COM 16383L106 109 10000 SH DFND 0 0 10000 CHEVRON CORP NEW COM 166764100 54 500 SH DFND 0 0 500 CHIPOTLE MEXICAN GRILL COM 169656105 259 600 SH DFND 0 0 600 CIGNA CORP COM 125523100 166 875 SH DFND 0 0 875 CISCO SYS INC COM 17275R102 217 5000 SH DFND 0 0 5000 COCA COLA CO COM 191216100 72 1520 SH DFND 0 0 1520 COLGATE PALMOLIVE CO COM 194162103 149 2500 SH DFND 0 0 2500 COLUMBIA EMERGING MARKETS ETF 19762B509 143 7000 SH DFND 0 0 7000 CONOCOPHILLIPS COM 20825C104 510 8175 SH DFND 0 0 8175 CORE LABORATORIES N V COM N22717107 101 1700 SH DFND 0 0 1700 CTRIP.COM INTL LTD ADR 22943F100 135 5000 SH DFND 0 0 5000 CVS HEALTH CORP COM 126650100 876 13672 SH DFND 0 0 13672 CYPRESS SEMICONDUCTOR CORP COM 232806109 127 10000 SH DFND 0 0 10000 DANAHER CORP COM 235851102 165 1600 SH DFND 0 0 1600 DISNEY WALT CO COM DISNEY COM 254687106 23 212 SH DFND 0 0 212 DOCTOR REDDY'S LABS ADR 256135203 113 3000 SH DFND 0 0 3000 DOLLAR TREE STORES INC COM 256746108 307 3400 SH DFND 0 0 3400 DOWDUPONT INC COM 26078J100 496 9282 SH DFND 0 0 9282 EMQQ INTERNET AND ECOMMERCE ETF 301505889 147 5500 SH DFND 0 0 5500 ENERGY SELECT SECTOR SPDR ETF 81369Y506 29 500 SH DFND 0 0 500 EXXON MOBIL CORP COM 30231G102 638 9350 SH DFND 0 0 9350 F5 NETWORKS COM 315616102 49 300 SH DFND 0 0 300 FACEBOOK INC A COM 30303M102 1180 11100 SH DFND 0 0 11100 FIRST TRUST NA FUND ETF 33738D101 421 19600 SH DFND 0 0 19600 FOAMIX PHARMACEUTICALS COM M46135105 144 40000 SH DFND 0 0 40000 GENERAC HLDGS INC COM 368736104 214 4300 SH DFND 0 0 4300 GENTHERM INC COM 37253A103 328 8200 SH DFND 0 0 8200 GILEAD SCIENCES COM 375558103 1223 19550 SH DFND 0 0 19550 GLOBAL BLOOD THERAPEUTICS INC COM 37890U108 4111 100129 SH DFND 0 0 100129 GOLAR LNG LTD SHS COM G9456A100 559 25700 SH DFND 0 0 25700 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 78 900 SH DFND 0 0 900 HERSHEY CO COM 427866108 172 1600 SH DFND 0 0 1600 ILLUMINA INC COM 452327109 540 1800 SH DFND 0 0 1800 IMMUNOGEN INC COM 45253H101 329 68500 SH DFND 0 0 68500 INGERSOLL-RAND PLC SHS COM G47791101 82 900 SH DFND 0 0 900 INVESCO SENIOR LOAN ETF 46138G508 745 34191 SH DFND 0 0 34191 IPG PHOTONICS CORP COM 44980X109 238 2100 SH DFND 0 0 2100 IRON MOUNTAIN REIT 46284V101 754 23267 SH DFND 0 0 23267 ISHARES 7-10 YEAR TREASURY ETF 464287440 256 2461 SH DFND 0 0 2461 ISHARES AGGREGATE BOND ETF 464287226 412 3870 SH DFND 0 0 3870 ISHARES CORE DIVIDEND GROWTH ETF 46434V621 57 1730 SH DFND 0 0 1730 ISHARES DJ SELECT DIVIDEND ETF 464287168 1326 14846 SH DFND 0 0 14846 ISHARES EDGE MSCI USA QUALITY ETF 46432F339 15 200 SH DFND 0 0 200 ISHARES INC MSCI GERMANY INDEX ETF 464286806 76 3000 SH DFND 0 0 3000 ISHARES MSCI EAFE ETF 464287465 269 4580 SH DFND 0 0 4580 ISHARES MSCI EMERGING MARKETS ETF 464287234 286 7310 SH DFND 0 0 7310 ISHARES MSCI USA ESG SELECT ETF 464288802 261 2528 SH DFND 0 0 2528 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 72 750 SH DFND 0 0 750 ISHARES RUSSELL 2000 ETF 464287655 872 6510 SH DFND 0 0 6510 ISHARES S&P 500 INDEX ETF 464287200 1822 7240 SH DFND 0 0 7240 ISHARES S&P MIDCAP FUND ETF 464287507 869 5230 SH DFND 0 0 5230 iShares Short Treasury Bond ETF 464288679 174 5014 SH DFND 0 0 5014 ISHARES US CONSUMER GOODS ETF 464287812 895 8400 SH DFND 0 0 8400 JAZZ PHARMACEUTICALSINC COM G50871105 136 1100 SH DFND 0 0 1100 JOHNSON & JOHNSON COM 478160104 690 5350 SH DFND 0 0 5350 KINDER MORGAN INC COM 49456B101 23 1500 SH DFND 0 0 1500 LIVANOVA PLC SHS COM G5509L101 143 1800 SH DFND 0 0 1800 LYONDELLBASELL COM N53745100 258 3100 SH DFND 0 0 3100 MAGELLAN MIDSTREAM PARTNERS COM 559080106 22 378 SH DFND 0 0 378 MCCORMICK & CO INC COM NON VTG COM 579780206 543 3900 SH DFND 0 0 3900 MCDONALDS CORP COM 580135101 295 1662 SH DFND 0 0 1662 MEDTRONIC PLC SHS COM G5960L103 491 5400 SH DFND 0 0 5400 MONGODB INC CL A COM 60937P106 595 7100 SH DFND 0 0 7100 MONSTER BEVERAGE CORP COM 61174X109 630 12800 SH DFND 0 0 12800 MYOKARDIA INC COM 62857M105 5658 112204 SH DFND 0 0 112204 NATIONAL OILWELL VARCO INC COM 637071101 46 1800 SH DFND 0 0 1800 NEWFIELD EXPLORATION CO COM 651290108 94 6400 SH DFND 0 0 6400 NUCOR CORP COM 670346105 16 300 SH DFND 0 0 300 NVIDIA CORP COM 67066G104 67 500 SH DFND 0 0 500 O REILLY AUTOMOTIVE COM 67103H107 482 1400 SH DFND 0 0 1400 OCCIDENTAL PETE CORP COM 674599105 209 3400 SH DFND 0 0 3400 PAYPAL HLDGS INC COM 70450Y103 168 2000 SH DFND 0 0 2000 PFIZER INC COM 717081103 336 7700 SH DFND 0 0 7700 PHILIP MORRIS INTL INC COM 718172109 521 7800 SH DFND 0 0 7800 PHILLIPS 66 COM 718546104 534 6200 SH DFND 0 0 6200 PIMCO ACTIVE BOND ETF 72201R775 103 1000 SH DFND 0 0 1000 PORTOLA PHARMACEUTICALS INC COM 737010108 5456 279209 SH DFND 0 0 279209 PROCTER AND GAMBLE CO COM 742718109 95 1033 SH DFND 0 0 1033 SAGE THERAPEUTICS INC COM 78667J108 192 2000 SH DFND 0 0 2000 SBA COMMUNICATIONS CP REIT 78410G104 615 3800 SH DFND 0 0 3800 SKYWORKS SOLUTIONS INC COM 83088M102 329 4900 SH DFND 0 0 4900 SOUTHWEST AIRLS CO COM 844741108 93 2000 SH DFND 0 0 2000 SPDR BLOOMBERG HIGH YIELD BOND ETF 78464A417 594 17689 SH DFND 0 0 17689 SPDR PORTFOLIO TOTAL MARKET ETF 78464A805 141 4547 SH DFND 0 0 4547 SPDR S&P 600 SMALL CAP GROWTH ETF 78464A201 79 600 SH DFND 0 0 600 SYNAPTICS INC COM 87157D109 253 6800 SH DFND 0 0 6800 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 105 1700 SH DFND 0 0 1700 TEXAS PAC LD TR SUB CTF PROP I COM 882610108 1598 2950 SH DFND 0 0 2950 TRACTOR SUPPLY CO COM 892356106 67 800 SH DFND 0 0 800 TWILIO INC COM 90138F102 98 1100 SH DFND 0 0 1100 UNION PACIFIC CORP COM 907818108 608 4400 SH DFND 0 0 4400 UNITED PARCEL SERVICE COM 911312106 449 4600 SH DFND 0 0 4600 UNITEDHEALTH GROUP COM 91324P102 299 1200 SH DFND 0 0 1200 UNIVERSAL DISPLAY CORP COM 91347P105 599 6400 SH DFND 0 0 6400 VANGUARD MEGA CAP GROWTH ETF 921910816 428 4000 SH DFND 0 0 4000 VANGUARD REAL ESTATE ETF 922908553 407 5462 SH DFND 0 0 5462 VISA INC COM 92826C839 1254 9500 SH DFND 0 0 9500 WATERS CP COM 941848103 170 900 SH DFND 0 0 900 WEYERHAEUSER CO COM 962166104 462 21140 SH DFND 0 0 21140 WILLIAMS COS INC DEL COM 969457100 190 8600 SH DFND 0 0 8600 YUM BRANDS INC COM 988498101 625 6800 SH DFND 0 0 6800 YUM CHINA HLDGS INC COM 98850P109 701 20900 SH DFND 0 0 20900