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0001441646-18-000004.txt : 20180815 0001441646-18-000004.hdr.sgml : 20180815 20180814194452 ACCESSION NUMBER: 0001441646-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180815 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: grace capital CENTRAL INDEX KEY: 0001441646 IRS NUMBER: 141949392 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13148 FILM NUMBER: 181019508 BUSINESS ADDRESS: STREET 1: 50 CONGRESS ST SUITE 943 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172285190 MAIL ADDRESS: STREET 1: 50 CONGRESS ST SUITE 943 CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: CT Mason DATE OF NAME CHANGE: 20080731 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001441646 XXXXXXXX 06-30-2018 06-30-2018 grace capital

50 CONGRESS ST SUITE 943 BOSTON MA 02109

13F HOLDINGS REPORT 028-13148 N Shawn Mikol Partner 857-317-6642 Shawn Mikol Boston MA 08-14-2018 1 235 261828 false 1 0001570296 028-15739 Fernwood Investment Management, LLC INFORMATION TABLE 2 GCQ22018.xml AT&T Inc. COM 00206R102 523 16299 SH SOLE 20 0 16279 Altria Group, Inc. COM 02209S103 322 5670 SH SOLE 10 0 5660 Amerigas Partners LP COM 030975106 412 9760 SH SOLE 0 0 9760 Amgen Inc. COM 031162100 2603 14103 SH SOLE 2009 0 12094 B&G Foods Inc. COM 05508R106 568 19010 SH SOLE 0 0 19010 BP PLC COM 055622104 1099 24070 SH SOLE 0 0 24070 Cisco Systems Inc. COM 17275R102 4509 104781 SH SOLE 10390 0 94391 Crown Castle International Cor COM 228227104 431 4000 SH SOLE 0 0 4000 Digital Realty Trust COM 253868103 839 7518 SH SOLE 187 0 7331 Enterprise Products Partners L UNIT LTD PARTNR 293792107 494 17840 SH SOLE 0 0 17840 Exxon Mobil Corp. COM 30231G102 1941 23467 SH SOLE 2720 0 20747 Foot Locker, Inc. COM 344849104 632 12000 SH SOLE 0 0 12000 Ford Motor Co. COM 345370860 177 16000 SH SOLE 0 0 16000 Gilead Sciences, Inc. COM 375558103 2025 28585 SH SOLE 2486 0 26099 GlaxoSmithKline PLC ADR COM 37733W105 386 9570 SH SOLE 0 0 9570 Intel Corp. COM 458140100 2289 46044 SH SOLE 6410 0 39634 Johnson & Johnson COM 478160104 1615 13313 SH SOLE 265 0 13048 Kimberly-Clark Corp. COM 494368103 618 5867 SH SOLE 157 0 5710 Macy's, Inc. COM 55616P104 1781 47588 SH SOLE 4030 0 43558 ONE Gas, Inc. COM 68235P108 1234 16511 SH SOLE 2470 0 14041 Petrofac COM 716473103 292 38550 SH SOLE 1600 0 36950 Pfizer Inc COM 717081103 4138 114044 SH SOLE 19670 0 94374 Realty Income Corp. COM 756109104 662 12301 SH SOLE 22 0 12279 Seagate Technology PLC COM G7945M107 411 7286 SH SOLE 8 0 7278 South Jersey Industries, Inc. COM 838518108 705 21050 SH SOLE 0 0 21050 Tanger Factory Outlet Centers, COM 875465106 263 11210 SH SOLE 0 0 11210 Total SA ADR COM 89151E109 2020 33352 SH SOLE 5815 0 27537 Urstadt Biddle Properties A COM 917286205 481 21240 SH SOLE 0 0 21240 Verizon Communications Inc. COM 92343V104 406 8070 SH SOLE 0 0 8070 ASGN, Inc. COM 682159108 1672 21382 SH SOLE 2905 0 18477 Adobe Systems, Inc. COM 00724F101 2852 11697 SH SOLE 1930 0 9767 Alphabet Inc. Class C COM 02079K107 696 624 SH SOLE 305 0 319 Amazon.com, Inc. COM 023135106 2412 1419 SH SOLE 289 0 1130 Anadarko Petroleum Corp. COM 032511107 1380 18833 SH SOLE 1602 0 17231 Apple Inc. COM 037833100 8052 43496 SH SOLE 5991 0 37505 Avery Dennison Corp. COM 053611109 2157 21130 SH SOLE 2760 0 18370 Bank of America Corp. COM 060505104 5589 198276 SH SOLE 26760 0 171516 Barrett Business Services, Inc COM 068463108 1201 12437 SH SOLE 0 0 12437 Berkshire Hathaway Inc. COM 084670702 1412 7565 SH SOLE 2870 0 4695 CACI International Inc COM 127190304 766 4546 SH SOLE 0 0 4546 CVR Energy, Inc. COM 12662P108 2011 54364 SH SOLE 4080 0 50284 Chase Corporation COM 16150R104 420 3578 SH SOLE 765 0 2813 Citigroup COM 172967424 1675 25030 SH SOLE 520 0 24510 Delta Air Lines, Inc. COM 247361702 1733 34987 SH SOLE 4620 0 30367 Discovery Communications, Inc. COM 25470F104 3442 125160 SH SOLE 20010 0 105150 Eagle Materials Inc. COM 26969P108 1525 14524 SH SOLE 533 0 13991 Edwards Lifesciences COM 28176E108 2483 17058 SH SOLE 2154 0 14904 Encompass Health Corporation COM 29261A100 1417 20920 SH SOLE 3690 0 17230 Expedia, Inc. COM 30212P303 1167 9708 SH SOLE 647 0 9061 Facebook, Inc COM 30303M102 2207 11360 SH SOLE 1940 0 9420 Fair Isaac Corp. COM 303250104 767 3965 SH SOLE 0 0 3965 Fifth Third Bancorp COM 316773100 3902 135950 SH SOLE 20000 0 115950 Financial Sector ETF COM 81369Y605 1161 43680 SH SOLE 14250 0 29430 Fiserv Inc. COM 337738108 3746 50564 SH SOLE 7946 0 42618 Gentex Corp. COM 371901109 2909 126351 SH SOLE 16970 0 109381 Glyeco, Inc. COM 38000P203 4 70000 SH SOLE 0 0 70000 Graco, Inc. COM 384109104 2664 58916 SH SOLE 6919 0 51997 Green Dot Corporation COM 39304D102 2213 30151 SH SOLE 3849 0 26302 JPMorgan Chase & Co. COM 46625H100 6962 66812 SH SOLE 8043 0 58769 John Wiley & Sons Inc. A COM 968223206 770 12335 SH SOLE 3612 0 8723 KAR Auction Services COM 48238T109 3653 66659 SH SOLE 8157 0 58502 L3 Technologies COM 502413107 2389 12421 SH SOLE 1590 0 10831 Lear Corporation COM 521865204 1120 6026 SH SOLE 898 0 5128 Lowe's Companies, Inc. COM 548661107 2801 29304 SH SOLE 3607 0 25697 Marathon Oil Corp. COM 565849106 630 30200 SH SOLE 1360 0 28840 Marathon Petroleum Corp. COM 56585A102 568 8100 SH SOLE 3500 0 4600 Matador Resources Co. COM 576485205 1102 36663 SH SOLE 600 0 36063 Mettler-Toledo International, COM 592688105 1284 2219 SH SOLE 520 0 1699 Micron Technology, Inc. COM 595112103 1047 19969 SH SOLE 3978 0 15991 Microsoft COM 594918104 7669 77775 SH SOLE 10138 0 67637 Moog, Inc. A COM 615394202 841 10784 SH SOLE 1941 0 8843 Nevro Corp COM 64157F103 420 5263 SH SOLE 100 0 5163 Nordson Corp. COM 655663102 1943 15134 SH SOLE 2070 0 13064 Okta, Inc. COM 679295105 1711 33970 SH SOLE 4090 0 29880 Omnicom Group COM 681919106 463 6065 SH SOLE 10 0 6055 Parker Hannifin Corp. COM 701094104 556 3568 SH SOLE 0 0 3568 Procter & Gamble Co. COM 742718109 333 4260 SH SOLE 1130 0 3130 Red Hat, Inc. COM 756577102 1600 11909 SH SOLE 1495 0 10414 S&P 500 Index Fund COM 78462F103 298 1098 SH SOLE 152 0 946 SPDR Industrial Select Sector COM 81369Y704 477 6660 SH SOLE 685 0 5975 Sherwin-Williams Co. COM 824348106 2043 5012 SH SOLE 627 0 4385 Shutterfly, Inc. COM 82568P304 1073 11921 SH SOLE 1150 0 10771 Sirius XM Holdings Inc. COM 82968B103 3848 568432 SH SOLE 87560 0 480872 Stamps.com Inc COM 852857200 3805 15035 SH SOLE 1642 0 13393 SunTrust Banks, Inc. COM 867914103 3520 53317 SH SOLE 3120 0 50197 TCF Financial Corp. COM 872275102 892 36240 SH SOLE 180 0 36060 Texas Intstruments COM 882508104 2766 25091 SH SOLE 3250 0 21841 The Boeing Company COM 097023105 2996 8931 SH SOLE 1120 0 7811 U.S. Bancorp COM 902973304 859 17180 SH SOLE 900 0 16280 US Physical Therapy Inc. COM 90337L108 1608 16753 SH SOLE 2730 0 14023 UnitedHealth Group Inc COM 91324P102 2132 8690 SH SOLE 1300 0 7390 Valeant Pharmaceuticals COM 91911K102 602 25917 SH SOLE 0 0 25917 Vanguard Consumer Discretionar COM 92204A108 876 5164 SH SOLE 0 0 5164 VeriSign, Inc. COM 92343E102 2899 21097 SH SOLE 2206 0 18891 Visa Inc. COM 92826C839 2136 16130 SH SOLE 1940 0 14190 Wal-Mart Stores Inc. COM 931142103 3909 45641 SH SOLE 6322 0 39319 Whiting Petroleum Corp COM 966387409 3438 65221 SH SOLE 8935 0 56286 Zions Bancorporation COM 989701107 3985 75640 SH SOLE 9655 0 65985 iShares Core S&P Mid-Cap ETF COM 464287505 2201 11300 SH SOLE 3960 0 7340 iShares Russell 2000 ETF COM 464287655 6577 40157 SH SOLE 5966 0 34191 ABBOTT LABS COM COM 002824100 9 150 SH DFND 0 0 150 NUCOR CORP COM COM 670346105 19 300 SH DFND 0 0 300 ISHARES CORE DIVIDEND GROWTH COM 46434V621 25 730 SH DFND 0 0 730 ENERGY SELECT SECTOR SPDR COM 81369Y506 38 500 SH DFND 0 0 500 STONEMOR PARTNER COM 86183Q100 53 8700 SH DFND 0 0 8700 GERON CORP COM 374163103 55 16000 SH DFND 0 0 16000 COLGATE PALMOLIVE CO COM 194162103 58 900 SH DFND 0 0 900 CHEVRON CORP NEW COM COM 166764100 63 500 SH DFND 0 0 500 CELGENE CORP COM 151020104 64 800 SH DFND 0 0 800 BERKSHIRE HATHAWAY B COM 084670702 65 349 SH DFND 0 0 349 COCA COLA CO COM COM 191216100 67 1520 SH DFND 0 0 1520 EBAY INC COM 278642103 73 2000 SH DFND 0 0 2000 PFIZER INC COM COM 717081103 73 2000 SH DFND 0 0 2000 PROCTER AND GAMBLE CO COM 742718109 76 983 SH DFND 0 0 983 SCHLUMBERGER LTD COM COM 806857108 80 1200 SH DFND 0 0 1200 JAZZ PHARMACEUTICALSINC COM G50871105 86 500 SH DFND 0 0 500 WATERS CP COM 941848103 97 500 SH DFND 0 0 500 ARRIS INTL INC SHS COM G0551A103 98 4000 SH DFND 0 0 4000 DANAHER CORP COM 235851102 99 1000 SH DFND 0 0 1000 LIVANOVA PLC SHS COM G5509L101 100 1000 SH DFND 0 0 1000 CIRRUS LOGIC INC COM COM 172755100 115 3000 SH DFND 0 0 3000 HERSHEY CO COM COM 427866108 130 1400 SH DFND 0 0 1400 CHEMOCENTRYX INC COM COM 16383L106 132 10000 SH DFND 0 0 10000 UNION PAC CORP COM COM 907818108 142 1000 SH DFND 0 0 1000 UNITEDHEALTH GROUP COM 91324P102 147 600 SH DFND 0 0 600 DERMIRA INC COM COM 24983L104 153 16700 SH DFND 0 0 16700 DOLLAR TREE STORES INC COM 256746108 153 1800 SH DFND 0 0 1800 EXPRESS SCRIPTS INC COM 30219G108 154 2000 SH DFND 0 0 2000 CYPRESS SEMICONDUCTOR COM 232806109 156 10000 SH DFND 0 0 10000 GENTHERM INC COM COM 37253A103 157 4000 SH DFND 0 0 4000 ARES CAP CORP COM COM 04010L103 165 10000 SH DFND 0 0 10000 LYONDELLBASELL COM N53745100 165 1500 SH DFND 0 0 1500 PAYPAL HLDGS INC COM COM 70450Y103 167 2000 SH DFND 0 0 2000 COLUMBIA EMG MRKTS CONS COM 19762B509 172 7000 SH DFND 0 0 7000 CATERPILLAR INC DEL COM COM 149123101 177 1300 SH DFND 0 0 1300 MCDONALDS CORP COM COM 580135101 197 1262 SH DFND 0 0 1262 SOUTHWEST AIRLS CO COM COM 844741108 204 4000 SH DFND 0 0 4000 ALLIANCE DATA SYSTEMS CORP COM 018581108 210 900 SH DFND 0 0 900 OCCIDENTAL PETE CORP DEL COM 674599105 210 2500 SH DFND 0 0 2500 CISCO SYS INC COM 17275R102 215 5000 SH DFND 0 0 5000 ALPHABET INC CAP STK CL C COM 02079K107 223 200 SH DFND 0 0 200 PHILLIPS 66 COM 718546104 224 2000 SH DFND 0 0 2000 ISHARES MSCI EAFE COM 464287465 240 3580 SH DFND 0 0 3580 JOHNSON & JOHNSON COM 478160104 243 2000 SH DFND 0 0 2000 ACCENTURE PLC SHS CLASS A COM G1151C101 245 1500 SH DFND 0 0 1500 MEDTRONIC PLC SHS COM G5960L103 257 3000 SH DFND 0 0 3000 CHIPOTLE MEXICAN GRILL INC COM 169656105 259 600 SH DFND 0 0 600 AMERICAN INTL GROUP INC COM 026874784 265 5000 SH DFND 0 0 5000 ISHARES MSCI EMRG MRKTS ETF COM 464287234 268 6180 SH DFND 0 0 6180 CONOCOPHILLIPS COM COM 20825C104 278 4000 SH DFND 0 0 4000 UNITED PARCEL SERVICE COM 911312106 286 2700 SH DFND 0 0 2700 CBOE GLOBAL MARKETS INC COM 12503M108 291 2800 SH DFND 0 0 2800 ISHARES MSCI GERMANY INDEX COM 464286806 315 10500 SH DFND 0 0 10500 GENERAC HLDGS INC COM COM 368736104 325 6300 SH DFND 0 0 6300 WILLIAMS COS INC DEL COM COM 969457100 325 12000 SH DFND 0 0 12000 AMAZON.COM INC COM 023135106 340 200 SH DFND 0 0 200 YUM CHINA HLDGS INC COM COM 98850P109 345 7000 SH DFND 0 0 7000 MCCORMICK & CO INC COM 579780206 348 3000 SH DFND 0 0 3000 VANGUARD MEGA CAP GROWTH COM 921910816 357 3000 SH DFND 0 0 3000 IPG PHOTONICS CORP COM COM 44980X109 375 1700 SH DFND 0 0 1700 WELLS FARGO CO NEW PERP PFD 949746804 378 300 SH DFND 0 0 300 O REILLY AUTOMOTIVE INC COM 67103H107 383 1400 SH DFND 0 0 1400 IMMUNOGEN INC COM COM 45253H101 384 39500 SH DFND 0 0 39500 BRUNSWICK CORP COM COM 117043109 386 6000 SH DFND 0 0 6000 YUM BRANDS INC COM COM 988498101 390 5000 SH DFND 0 0 5000 FIRST TRUST NA ENERGY INFRA COM 33738D101 395 17000 SH DFND 0 0 17000 SYNAPTICS INC COM 87157D109 403 8000 SH DFND 0 0 8000 WEYERHAEUSER CO COM 962166104 409 11200 SH DFND 0 0 11200 ABBVIE INC COM COM 00287Y109 417 4500 SH DFND 0 0 4500 ILLUMINA INC COM 452327109 420 1500 SH DFND 0 0 1500 SAFETY INSURANCE GROUP IN COM 78648T100 427 5000 SH DFND 0 0 5000 UNIVERSAL DISPLAY CORP COM 91347P105 430 5000 SH DFND 0 0 5000 SKYWORKS SOLUTIONS INC COM COM 83088M102 435 4500 SH DFND 0 0 4500 TRACTOR SUPPLY CO COM 892356106 451 5900 SH DFND 0 0 5900 CVS HEALTH CORP COM COM 126650100 483 7500 SH DFND 0 0 7500 SBA COMMUNICATIONS CP COM 78410G104 495 3000 SH DFND 0 0 3000 EXXON MOBIL CORP COM COM 30231G102 500 6050 SH DFND 0 0 6050 IRON MOUNTAIN INC COM 46284V101 514 14670 SH DFND 0 0 14670 MONSTER BEVERAGE CORP COM 61174X109 516 9000 SH DFND 0 0 9000 CTRIP.COM INTL LTD ADR 22943F100 524 11000 SH DFND 0 0 11000 ISHARES DOW JONES US CONSUMER COM 464287812 567 4500 SH DFND 0 0 4500 CORE LABORATORIES N V COM COM N22717107 593 4700 SH DFND 0 0 4700 AXON ENTERPRISE INC COM COM 05464C101 600 9500 SH DFND 0 0 9500 GOLAR LNG LTD SHS COM G9456A100 618 21000 SH DFND 0 0 21000 AMERISOURCEBERGEN CORP COM COM 03073E105 657 7700 SH DFND 0 0 7700 SAGE THERAPEUTICS INC COM COM 78667J108 757 4837 SH DFND 0 0 4837 UBIQUITI NETWORKS INC COM COM 90347A100 762 9000 SH DFND 0 0 9000 SPDR BLOOMBERG CONV COM 78464A359 775 14621 SH DFND 0 0 14621 ISHARES S&P MIDCAP FUND COM 464287507 785 4030 SH DFND 0 0 4030 ALPHABET INC CLASS A COM 02079K305 791 700 SH DFND 0 0 700 BIOGEN IDEC INC COM 09062X103 798 9250 SH DFND 0 0 9250 AGIOS PHARMACEUTICALS INC COM COM 00847X104 799 9500 SH DFND 0 0 9500 PHILIP MORRIS INTL INC COM 718172109 807 10000 SH DFND 0 0 10000 ISHARES RUSSELL 2000 ETF COM 464287655 857 5230 SH DFND 0 0 5230 GILEAD SCIENCES INC COM 375558103 916 12900 SH DFND 0 0 12900 VISA INC COM 92826C839 1006 7600 SH DFND 0 0 7600 ALIBABA GROUP HLDG LTD ADR 01609W102 1021 5500 SH DFND 0 0 5500 ALTRIA GROUP INC COM COM 02209S103 1107 19500 SH DFND 0 0 19500 TEXAS PAC LD COM 882610108 1182 1700 SH DFND 0 0 1700 FACEBOOK INC CL A COM 30303M102 1263 6500 SH DFND 0 0 6500 ISHARES DJ SELECT DIVIDEND COM 464287168 1681 17201 SH DFND 0 0 17201 BERKSHIRE HATHAWAY A COM 084670108 1692 6 SH DFND 0 0 6 PORTOLA PHARMACEUTICALS COM 737010108 5806 153729 SH DFND 0 0 153729 GLOBAL BLOOD THERAPEUTICS COM 37890U108 13970 98939 SH DFND 0 0 98939 MYOKARDIA INC COM COM 62857M105 8803 177304 SH DFND 0 0 177304 ALPS TRUST ETF ALERIAN MLP COM 00162Q866 317 31347 SH DFND 0 0 31347 ANTERO RES CORP COM COM 03674X106 278 13000 SH DFND 0 0 13000 AVAYA HLDGS CORP COM COM 05351X101 859 42600 SH DFND 0 0 42600 EMRG MRKTS INTERNET AND ECOM COM 301505889 337 9163 SH DFND 0 0 9163 JEFFERIES FINL GROUP INC COM COM 47233W109 364 16000 SH DFND 0 0 16000 INVESCO SENIOR LOAN ETF COM 46138G508 750 32757 SH DFND 0 0 32757 ADVANCE AUTO PARTS INC COM COM 00751Y106 94 700 SH DFND 0 0 700 ALLEGHENY TECHNOLOGIES INC COM 01741R102 20 800 SH DFND 0 0 800 AT&T INC COM COM 00206R102 32 1000 SH DFND 0 0 1000 BAXTER INTERNATIONAL COM 071813109 30 400 SH DFND 0 0 400 BELLEROPHON THERAPEUTICS COM 078771102 11 4588 SH DFND 0 0 4588 BLUEPRINT MEDICINES CORP COM COM 09627Y109 171 2696 SH DFND 0 0 2696 CYTOMX THERAPEUTICS INC COM COM 32384F105 43 1888 SH DFND 0 0 1888 DOCTOR REDDY'S LABS ADR ADR 256135203 48 1000 SH DFND 0 0 1000 EDITAS MEDICINE INC COM COM 28106W103 4 111 SH DFND 0 0 111 EQT CORPORATION COM COM 26884L109 58 1050 SH DFND 0 0 1050 FORTIVE CORP COM COM 34959J108 39 500 SH DFND 0 0 500 HCP INC COM COM 40414L109 64 2476 SH DFND 0 0 2476 HOSPITALITY PROPERTIES COM 44106M102 20 700 SH DFND 0 0 700 ISHARES S&P 500 INDEX COM 464287200 1294 4740 SH DFND 0 0 4740 MASTERCARD INC COM CL A COM 57636Q104 197 1000 SH DFND 0 0 1000 MPLX LP COM UNIT REP LTD COM 55336V100 78 2289 SH DFND 0 0 2289 NORFOLK SOUTHER CORP COM COM 655844108 75 500 SH DFND 0 0 500 PEPSICO INC COM 713448108 71 650 SH DFND 0 0 650 PRAXAIR INC COM COM 74005P104 79 500 SH DFND 0 0 500 TARGA RESOURCES CORPCOM COM 87612G101 20 403 SH DFND 0 0 403 TELEFONICA DE ESPANAN SA ADR ADR 879378404 39 4520 SH DFND 0 0 4520 TEVA PHARMACEUTICALS ADR ADR 881624209 36 1500 SH DFND 0 0 1500 WALT DISNEY CO COM COM 254687106 212 22 SH DFND 0 0 22 ZAFGEN INC COM COM 98885E103 93 9125 SH DFND 0 0 9125