0001001250-14-000120.txt : 20140905 0001001250-14-000120.hdr.sgml : 20140905 20140905160938 ACCESSION NUMBER: 0001001250-14-000120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140903 FILED AS OF DATE: 20140905 DATE AS OF CHANGE: 20140905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polcer Gregory CENTRAL INDEX KEY: 0001441645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 141086079 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-09-03 0001001250 ESTEE LAUDER COMPANIES INC EL 0001441645 Polcer Gregory THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 1 0 0 EVP - Global Supply Chain Class A Common Stock 2014-09-03 4 A 0 12871 0 A 63226 D Class A Common Stock 2014-09-03 4 F 0 5312 76.23 D 57914 D Option (Right to Buy) 76.23 2014-09-03 4 A 0 23717 A 2024-09-03 Class A Common Stock 23717 23717 D Restricted Stock Units (Share Payout) 0 2014-09-03 4 A 0 7602 A Class A Common Stock 7602 23816 D Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 1, 2011. Aggregate target payout for the opportunities was 8,858 shares of Class A Common Stock. Represents the withholding of shares for tax purposes in connection with the payout of the PSUs. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,905 shares exercisable from and after January 1, 2016; 7,906 shares exercisable from and after January 1, 2017; and 7,906 shares exercisable from and after January 1, 2018. Not applicable. Restricted Stock Units vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Assuming continued employment, the Restricted Stock Units granted on September 3, 2014 will vest and be paid out as follows: 2,534 on November 2, 2015; 2,534 on October 31, 2016; and 2,534 on October 31, 2017. Assuming continued employment, the Restricted Stock Units held by the Reporting Person will vest and be paid out as follows: 8,349 on October 31, 2014; 7,723 on November 2, 2015; 5,210 on October 31, 2016; and 2,534 on October 31, 2017. Upon payout, shares will be withheld to cover minimum statutory tax obligations. Restricted Stock Units are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. Gregory F. Polcer, by Maureen Sladek, attorney-in-fact 2014-09-05