0001140361-14-045993.txt : 20141219 0001140361-14-045993.hdr.sgml : 20141219 20141219175103 ACCESSION NUMBER: 0001140361-14-045993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141217 FILED AS OF DATE: 20141219 DATE AS OF CHANGE: 20141219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avago Technologies LTD CENTRAL INDEX KEY: 0001441634 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: U0 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1 YISHUN AVENUE 7 CITY: SINGAPORE STATE: U0 ZIP: 768923 BUSINESS PHONE: (65) 6755-7888 MAIL ADDRESS: STREET 1: 1 YISHUN AVENUE 7 CITY: SINGAPORE STATE: U0 ZIP: 768923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maslowski Anthony E. CENTRAL INDEX KEY: 0001570993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34428 FILM NUMBER: 141300871 MAIL ADDRESS: STREET 1: C/O AVAGO TECHNOLOGIES U.S. INC. STREET 2: 350 WEST TRIMBLE ROAD CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 doc1.xml FORM 4 X0306 4 2014-12-17 0 0001441634 Avago Technologies LTD AVGO 0001570993 Maslowski Anthony E. C/O AVAGO TECHNOLOGIES U.S. INC. 350 WEST TRIMBLE ROAD SAN JOSE CA 95131 0 1 0 0 SVP & Chief Financial Officer Ordinary Shares 2014-12-17 4 M 0 5000 35.45 A 70501 D Ordinary Shares 2014-12-17 4 S 0 5000 97.40 D 65501 D Ordinary Shares 10486 I See Footnote Stock Option (Right to Buy) 35.45 2014-12-17 4 M 0 5000 0.00 D 2020-03-11 Ordinary Shares 5000 55000 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2011. Includes 62,501 restricted share units. The shares are held by The Anthony E. Maslowski Trust dated May 20, 2011 for which the Reporting Person serves as trustee. The option vests with respect to 25% of the shares subject thereto on each of the first, second, third and fourth anniversaries of March 12, 2013. Notwithstanding the foregoing, the option is only exercisable beginning on the date on which the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a ten consecutive trading day period is equal to or greater than 120% of the exercise price thereof. /s/ Patricia McCall, Attorney-in-Fact for Anthony Maslowski 2014-12-19