0001140361-14-045993.txt : 20141219
0001140361-14-045993.hdr.sgml : 20141219
20141219175103
ACCESSION NUMBER: 0001140361-14-045993
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141217
FILED AS OF DATE: 20141219
DATE AS OF CHANGE: 20141219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avago Technologies LTD
CENTRAL INDEX KEY: 0001441634
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: U0
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 1 YISHUN AVENUE 7
CITY: SINGAPORE
STATE: U0
ZIP: 768923
BUSINESS PHONE: (65) 6755-7888
MAIL ADDRESS:
STREET 1: 1 YISHUN AVENUE 7
CITY: SINGAPORE
STATE: U0
ZIP: 768923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maslowski Anthony E.
CENTRAL INDEX KEY: 0001570993
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34428
FILM NUMBER: 141300871
MAIL ADDRESS:
STREET 1: C/O AVAGO TECHNOLOGIES U.S. INC.
STREET 2: 350 WEST TRIMBLE ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
doc1.xml
FORM 4
X0306
4
2014-12-17
0
0001441634
Avago Technologies LTD
AVGO
0001570993
Maslowski Anthony E.
C/O AVAGO TECHNOLOGIES U.S. INC.
350 WEST TRIMBLE ROAD
SAN JOSE
CA
95131
0
1
0
0
SVP & Chief Financial Officer
Ordinary Shares
2014-12-17
4
M
0
5000
35.45
A
70501
D
Ordinary Shares
2014-12-17
4
S
0
5000
97.40
D
65501
D
Ordinary Shares
10486
I
See Footnote
Stock Option (Right to Buy)
35.45
2014-12-17
4
M
0
5000
0.00
D
2020-03-11
Ordinary Shares
5000
55000
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2011.
Includes 62,501 restricted share units.
The shares are held by The Anthony E. Maslowski Trust dated May 20, 2011 for which the Reporting Person serves as trustee.
The option vests with respect to 25% of the shares subject thereto on each of the first, second, third and fourth anniversaries of March 12, 2013. Notwithstanding the foregoing, the option is only exercisable beginning on the date on which the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a ten consecutive trading day period is equal to or greater than 120% of the exercise price thereof.
/s/ Patricia McCall, Attorney-in-Fact for Anthony Maslowski
2014-12-19