0001140361-12-009485.txt : 20120217 0001140361-12-009485.hdr.sgml : 20120217 20120217203049 ACCESSION NUMBER: 0001140361-12-009485 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120126 FILED AS OF DATE: 20120217 DATE AS OF CHANGE: 20120217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MModal Inc. CENTRAL INDEX KEY: 0001441567 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9009 CAROTHERS PARKWAY CITY: FRANKLIN STATE: TN ZIP: 37067 BUSINESS PHONE: 866-295-4600 MAIL ADDRESS: STREET 1: 9009 CAROTHERS PARKWAY CITY: FRANKLIN STATE: TN ZIP: 37067 FORMER COMPANY: FORMER CONFORMED NAME: MedQuist Holdings Inc. DATE OF NAME CHANGE: 20110127 FORMER COMPANY: FORMER CONFORMED NAME: CBaySystems Holdings LTD DATE OF NAME CHANGE: 20080730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAZARD FRERES & CO LLC CENTRAL INDEX KEY: 0000732892 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35069 FILM NUMBER: 12624583 BUSINESS ADDRESS: STREET 1: 30 ROCKFELLER PLAZA STREET 2: 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2126326235 MAIL ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA STREET 2: 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: S A C CAPITAL MANAGEMENT L L C CENTRAL INDEX KEY: 0001015076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35069 FILM NUMBER: 12624588 BUSINESS ADDRESS: STREET 1: C/O 72 CUMMINGS POINT ROAD CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2036142056 MAIL ADDRESS: STREET 1: C/O 72 CUMMINGS POINT ROAD CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: S.A.C. PEI CB Investment, L.P. CENTRAL INDEX KEY: 0001441034 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35069 FILM NUMBER: 12624587 BUSINESS ADDRESS: STREET 1: WALKERS SPV LIMITED, WALKER HOUSE STREET 2: 87 MARY STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9002 BUSINESS PHONE: 2038234209 MAIL ADDRESS: STREET 1: C/O S.A.C. CAPITAL ADVISORS, LLC STREET 2: 72 CUMMINGS POINT ROAD CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: S.A.C. PEI CB Investment II, LLC CENTRAL INDEX KEY: 0001441316 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35069 FILM NUMBER: 12624586 BUSINESS ADDRESS: STREET 1: C/O S.A.C. CAPITAL ADVISORS, LLC STREET 2: 72 CUMMINGS POINT ROAD CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-890-2000 MAIL ADDRESS: STREET 1: C/O S.A.C. CAPITAL ADVISORS, LLC STREET 2: 72 CUMMINGS POINT ROAD CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: S.A.C. Private Equity GP, L.P. CENTRAL INDEX KEY: 0001441318 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35069 FILM NUMBER: 12624589 BUSINESS ADDRESS: STREET 1: C/O WALKERS SPV LTD, WALKER HOUSE STREET 2: 87 MARY STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9002 BUSINESS PHONE: 203-890-2000 MAIL ADDRESS: STREET 1: C/O S.A.C. CAPITAL ADVISORS, LLC STREET 2: 72 CUMMINGS POINT ROAD CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: S.A.C. Private Equity Investors, L.P. CENTRAL INDEX KEY: 0001441319 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35069 FILM NUMBER: 12624584 BUSINESS ADDRESS: STREET 1: C/O WALKERS SPV LTD, WALKER HOUSE STREET 2: 87 MARY STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9002 BUSINESS PHONE: 203-890-2000 MAIL ADDRESS: STREET 1: C/O S.A.C. CAPITAL ADVISORS, LLC STREET 2: 72 CUMMINGS POINT ROAD CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: S.A.C. PEI CB Investment GP, LTD CENTRAL INDEX KEY: 0001441320 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35069 FILM NUMBER: 12624585 BUSINESS ADDRESS: STREET 1: C/O WALKERS SPV LTD, WALKER HOUSE STREET 2: 87 MARY STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9002 BUSINESS PHONE: 203-890-2000 MAIL ADDRESS: STREET 1: C/O S.A.C. CAPITAL ADVISORS, LLC STREET 2: 72 CUMMINGS POINT ROAD CITY: STAMFORD STATE: CT ZIP: 06902 4 1 doc1.xml FORM 4 X0304 4 2012-01-26 0 0001441567 MModal Inc. MODL 0001015076 S A C CAPITAL MANAGEMENT L L C 540 MADISON AVENUE NEW YORK NY 10022 1 0 1 0 0001441034 S.A.C. PEI CB Investment, L.P. C/O WALKERS CORPORATE SERVICES LIMITED WALKER HOUSE, 87 MARY STREET GEORGE TOWN E9 KY1-9002 CAYMAN ISLANDS 1 0 1 0 0001441316 S.A.C. PEI CB Investment II, LLC 72 CUMMINGS POINT ROAD STAMFORD CT 06902 1 0 1 0 0001441320 S.A.C. PEI CB Investment GP, LTD C/O WALKERS CORPORATE SERVICES LIMITED WALKER HOUSE, 87 MARY STREET GEORGE TOWN, GRAND CAYMAN E9 KY1-9002 CAYMAN ISLANDS 1 0 1 0 0001441319 S.A.C. Private Equity Investors, L.P. C/O WALKERS CORPORATE SERVICES LIMITED WALKER HOUSE, 87 MARY STREET GEORGE TOWN, GRAND CAYMAN E9 KY1-9002 CAYMAN ISLANDS 1 0 1 0 0001441318 S.A.C. Private Equity GP, L.P. C/O WALKERS CORPORATE SERVICES LIMITED WALKER HOUSE, 87 MARY STREET GEORGE TOWN, GRAND CAYMAN E9 KY1-9002 CAYMAN ISLANDS 1 0 1 0 0000732892 LAZARD FRERES & CO LLC 30 ROCKFELLER PLAZA 59TH FLOOR NEW YORK NY 10020 0 0 0 1 Parent ofParent of Inv.Advisor Common Stock, par value $0.10 per share (the "Common Stock") 2012-01-26 4 P 0 3200 10.81 A 3200 I See Footnotes Common Stock 2012-01-26 4 S 0 511 10.93 D 2689 I See Footnotes Common Stock 2012-01-27 4 P 0 600 10.89 A 3289 I See Footnotes Common Stock 2012-01-30 4 S 0 800 10.81 D 2489 I See Footnotes Common Stock 15768938 I See Footnotes Common Stock 1484689 I See Footnotes Common Stock 304175 I See Footnotes Equity Swap (obligation to sell) 10.93 2012-01-27 4 J 1 1 A 2012-01-27 Common Stock 100 1 I See Footnotes The price reported is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.69 to $11.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. The price reported is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.73 to $10.89, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. On January 27, 2012, an equity swap transaction was entered into for the benefit of S.A.C. MultiQuant Fund, LLC ("SAC MultiQuant") with a securities broker pursuant to which, upon expiration or earlier settlement of the transaction, (i) the broker would pay to SAC MultiQuant $1,093, representing $10.93 per share with respect to each of the 100 shares of the issuer's common stock referenced in the transaction, and (ii) SAC MultiQuant would pay to the broker the market value of 100 shares of the issuer's common stock as of the expiration or earlier settlement of the transaction. The swap transaction further provided that, during its term, (i) SAC MultiQuant would pay to the broker an amount equal to any dividends paid by the issuer on 100 shares of common stock, and (ii) the broker would pay to SAC MultiQuant interest on $1,093. SAC MultiQuant's account would also be charged a transaction fee by the broker. Securities directly beneficially owned by SAC MultiQuant. All transactions reported on this Form 4 were in respect of securities directly beneficially owned by SAC MultiQuant and were effected pursuant to automated quantitative trading strategies. On behalf of the Reporting Persons, S.A.C. Capital Advisors, L.P. ("SAC Advisors LP") has agreed to disgorge to the issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934 that resulted from the transactions reported herein. Securities directly beneficially owned by S.A.C. PEI CB Investment, L.P. ("SAC CBI"). Securities directly beneficially owned by S.A.C. PEI CB Investment II, LLC ("SAC CBI II"). Securities directly beneficially owned by International Equities (S.A.C. Asia) Limited ("SAC Asia"). The general partner of SAC CBI is S.A.C. PEI CB Investment GP, Limited ("SAC CBI GP"); S.A.C. Private Equity Investors, L.P. ("SAC PEI") is the sole shareholder of SAC CBI GP; S.A.C. Private Equity GP, L.P. ("SAC PEI GP") is the general partner of SAC PEI; S.A.C. Capital Management, LLC ("SAC Management LLC") is the general partner of SAC PEI GP; and Mr. Steven A. Cohen controls SAC Management LLC. The manager of SAC CBI II is S.A.C. Private Capital Group, LLC ("SAC PCG"); SAC Advisors LP manages SAC PCG; S.A.C. Capital Advisors Inc. ("SAC Advisors Inc.") is the general partner of SAC Advisors LP; and Mr. Cohen controls SAC Advisors Inc. (Continued from footnote 8) Pursuant to investment management agreements, SAC Advisors LP and S.A.C. Capital Advisors, LLC ("SAC Advisors LLC") maintain voting and dispositive power with respect to securities held by SAC Asia; and Mr. Cohen controls SAC Advisors LLC. Pursuant to an investment management agreement, SAC Advisors LP maintains voting and dispositive power with respect to securities held by SAC MultiQuant. Messrs. Peter Berger, Frank Baker and Jeffrey Hendren, directors of the issuer, are former employees of SAC PCG and continue to oversee the Reporting Persons' investment in the issuer. Because no more than 10 reporting persons can submit any one Form 4 through the Securities and Exchange Commission's EDGAR system, SAC PCG, SAC Advisors LP, SAC Advisors Inc., SAC Advisors LLC and Mr. Cohen have submitted a separate Form 4. Although submitted separately, the two submissions are intended to be a single filing. In accordance with Instruction 5(b)(iv), the entire amount of the issuer's securities held by SAC CBI, SAC CBI II, SAC Asia and SAC MultiQuant is reported herein. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of any such securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purposes. Any disclosures made by a Reporting Person herein with respect to persons or entities other than such Reporting Person are made on information and belief after making inquiry to the appropriate party. Each of the Reporting Persons is responsible for the completeness and accuracy of the information concerning him or it contained herein, but is not responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate. Exhibit 99.1 - Joint Filer Information By: /s/ Peter Nussbaum, on behalf of S.A.C. Capital Management, LLC 2012-02-17 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document
Exhibit 99.1
 
Joint Filer Information
 
FORM 4
 
Other Joint Filers (names and addresses):
 
S.A.C. PEI CB Investment, L.P.
c/o Walkers Corporate Services Limited
Walker House
87 Mary Street
George Town, Grand Cayman KY1-9002
Cayman Islands
 
S.A.C. PEI CB Investment II, LLC
72 Cummings Point Road
Stamford, CT 06902
 
S.A.C. PEI CB Investment GP, Limited
c/o Walkers Corporate Services Limited
Walker House
87 Mary Street
George Town, Grand Cayman KY1-9002
Cayman Islands
 
S.A.C. Private Equity Investors, L.P.
c/o Walkers Corporate Services Limited
Walker House
87 Mary Street
George Town, Grand Cayman KY1-9002
Cayman Islands
 

     

 
 
 

S.A.C. Private Equity GP, L.P.
c/o Walkers Corporate Services Limited
Walker House
87 Mary Street
George Town, Grand Cayman KY1-9002
Cayman Islands
 
Name of designated filer on behalf of the Reporting Persons listed above: S.A.C. Capital Management, LLC
 
S.A.C. Private Capital Group, LLC
540 Madison Avenue, 9th Floor
New York, NY 10022
 
S.A.C. Capital Advisors, Inc.
72 Cummings Point Road
Stamford, CT 06902
 
S.A.C. Capital Advisors, LLC
72 Cummings Point Road
Stamford, CT 06902
 
Steven A. Cohen
c/o S.A.C. Capital Advisors, L.P.
72 Cummings Point Road
Stamford, CT 06902
 
Name of designated filer on behalf of the Reporting Persons listed above: S.A.C. Capital Advisors, L.P.
 
Date of Event Requiring Statement: January 26, 2012
 
Issuer Name and Ticker or Trading Symbol: MModal Inc. (MODL)
 

Signatures:
 
S.A.C. CAPITAL MANAGEMENT, LLC
 
By:  /s/ Peter Nussbaum
        --------------------------------------------------        
        Name: Peter Nussbaum
        Title: Authorized Signatory
 

     

 
 
 


S.A.C. PEI CB INVESTMENT, L.P.
 
By: S.A.C. PEI CB Investment GP, Limited, its general partner
 
By:  /s/ Peter Nussbaum
        --------------------------------------------------        
        Name: Peter Nussbaum
        Title: Authorized Signatory
 
S.A.C. PEI CB INVESTMENT II, LLC
 
By: S.A.C. Private Capital Group, LLC, its manager
 
By:  /s/ Peter Nussbaum
        --------------------------------------------------        
        Name: Peter Nussbaum
        Title: Authorized Signatory
 
S.A.C. PEI CB INVESTMENT GP, LIMITED
 
By:  /s/ Peter Nussbaum
        --------------------------------------------------        
        Name: Peter Nussbaum
        Title: Authorized Signatory
 

     

 
 
 


 
S.A.C. PRIVATE EQUITY INVESTORS, L.P.
 
By: S.A.C. Private Equity GP, L.P., its general partner
 
By: S.A.C. Capital Management, LLC, its general partner
 
By:  /s/ Peter Nussbaum
        --------------------------------------------------        
        Name: Peter Nussbaum
        Title: Authorized Signatory
 
S.A.C. PRIVATE EQUITY GP, L.P.
 
By: S.A.C. Capital Management, LLC, its general partner
 
By:  /s/ Peter Nussbaum
        --------------------------------------------------        
        Name: Peter Nussbaum
        Title: Authorized Signatory
 
S.A.C. CAPITAL ADVISORS, L.P.
 
By:  /s/ Peter Nussbaum
        --------------------------------------------------        
        Name: Peter Nussbaum
        Title: Authorized Signatory
 
S.A.C. PRIVATE CAPITAL GROUP, LLC
 
By:  /s/ Peter Nussbaum
        --------------------------------------------------        
        Name: Peter Nussbaum
        Title: Authorized Signatory
 

     

 
 
 


 
S.A.C. CAPITAL ADVISORS, INC.
 
By:  /s/ Peter Nussbaum
        --------------------------------------------------        
        Name: Peter Nussbaum
        Title: Authorized Signatory
 
S.A.C. CAPITAL ADVISORS, LLC
 
By:  /s/ Peter Nussbaum
        --------------------------------------------------        
        Name: Peter Nussbaum
        Title: Authorized Signatory
 
STEVEN A. COHEN
 
By:  /s/ Peter Nussbaum
        --------------------------------------------------        
        Name: Peter Nussbaum
        Title: Authorized Signatory