0001002225-14-000058.txt : 20140721
0001002225-14-000058.hdr.sgml : 20140721
20140721203405
ACCESSION NUMBER: 0001002225-14-000058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140717
FILED AS OF DATE: 20140721
DATE AS OF CHANGE: 20140721
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cox James S
CENTRAL INDEX KEY: 0001441361
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 14985451
MAIL ADDRESS:
STREET 1: 600 TOWNSEND
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-07-17
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001441361
Cox James S
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
0
1
0
0
EVP & CFO
Common Stock
2014-07-17
4
M
0
6000.0
8.0
A
90624
D
Common Stock
2014-07-17
4
D
0
1507.0
31.87
D
89117
D
Common Stock
2014-07-17
4
F
0
1688.0
31.87
D
87429
D
Common Stock
2014-07-18
4
S
0
2805.0
31.5323
D
84624
D
Stock Appreciation Rights
8.0
2014-07-17
4
M
0
6000.0
0.0
D
2009-07-15
2018-07-15
Common Stock
6000
12000
D
Transaction pursuant to 10b5-1 plan dated 9 September 2013
Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
Shares traded for taxes. No open market activity.
James S Cox
2014-07-21