0001002225-14-000036.txt : 20140421
0001002225-14-000036.hdr.sgml : 20140421
20140421174505
ACCESSION NUMBER: 0001002225-14-000036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140417
FILED AS OF DATE: 20140421
DATE AS OF CHANGE: 20140421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cox James S
CENTRAL INDEX KEY: 0001441361
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 14774669
MAIL ADDRESS:
STREET 1: 600 TOWNSEND
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-04-17
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001441361
Cox James S
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
0
1
0
0
EVP & CFO
Common Stock
2014-04-17
4
M
0
6000.0
8.0
A
91244
D
Common Stock
2014-04-17
4
D
0
1711.0
28.06
D
89533
D
Common Stock
2014-04-17
4
F
0
1611.0
28.06
D
87922
D
Common Stock
2014-04-21
4
S
0
2678.0
27.8376
D
85244
D
Stock Appreciation Rights
8.0
2014-04-17
4
M
0
6000.0
0.0
D
2009-07-15
2018-07-15
Common Stock
6000
18000
D
Transaction pursuant to 10b5-1 plan dated 9 September 2013
Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
Shares traded for taxes. No open market activity.
Shares beneficially reported include Restricted Stock Units and Performance Stock Units reported at maximum potential payout level.
James S Cox
2014-04-21