0001002225-14-000036.txt : 20140421 0001002225-14-000036.hdr.sgml : 20140421 20140421174505 ACCESSION NUMBER: 0001002225-14-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140417 FILED AS OF DATE: 20140421 DATE AS OF CHANGE: 20140421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox James S CENTRAL INDEX KEY: 0001441361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 14774669 MAIL ADDRESS: STREET 1: 600 TOWNSEND CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-04-17 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001441361 Cox James S 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 EVP & CFO Common Stock 2014-04-17 4 M 0 6000.0 8.0 A 91244 D Common Stock 2014-04-17 4 D 0 1711.0 28.06 D 89533 D Common Stock 2014-04-17 4 F 0 1611.0 28.06 D 87922 D Common Stock 2014-04-21 4 S 0 2678.0 27.8376 D 85244 D Stock Appreciation Rights 8.0 2014-04-17 4 M 0 6000.0 0.0 D 2009-07-15 2018-07-15 Common Stock 6000 18000 D Transaction pursuant to 10b5-1 plan dated 9 September 2013 Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation. Shares traded for taxes. No open market activity. Shares beneficially reported include Restricted Stock Units and Performance Stock Units reported at maximum potential payout level. James S Cox 2014-04-21