0001127602-16-043568.txt : 20160226
0001127602-16-043568.hdr.sgml : 20160226
20160226155243
ACCESSION NUMBER: 0001127602-16-043568
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160224
FILED AS OF DATE: 20160226
DATE AS OF CHANGE: 20160226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PennyMac Mortgage Investment Trust
CENTRAL INDEX KEY: 0001464423
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270186273
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6101 CONDOR DRIVE
STREET 2: THIRD FLOOR
CITY: MOORPARK
STATE: CA
ZIP: 93021
BUSINESS PHONE: (818) 224-7442
MAIL ADDRESS:
STREET 1: 6101 CONDOR DRIVE
STREET 2: THIRD FLOOR
CITY: MOORPARK
STATE: CA
ZIP: 93021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grogin Jeffrey
CENTRAL INDEX KEY: 0001440697
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34416
FILM NUMBER: 161461430
MAIL ADDRESS:
STREET 1: C/O PENNYMAC, 6101 CONDOR DRIVE
STREET 2: UPPER LEVEL
CITY: MOORPARK
STATE: CA
ZIP: 93021
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-02-24
0001464423
PennyMac Mortgage Investment Trust
PMT
0001440697
Grogin Jeffrey
C/O PENNYMAC MORTGAGE INVESTMENT TRUST
6101 CONDOR DRIVE
MOORPARK
CA
93021
1
CALO and Secretary
Common Shares of Beneficial Interest
2016-02-24
4
A
0
9230
0
A
67166
D
Common Shares of Beneficial Interest
2016-02-24
4
S
0
1826
11.9271
D
65340
D
The Reporting Person was granted 9,230 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.
The common shares of beneficial interest were sold pursuant to a 10b5-1 plan, which included sales in order to pay estimated tax obligations resulting from the vesting of 3,653 restricted share units on February 24, 2016.
The price reported is the weighted average price of multiple transactions at prices ranging from $11.92 to $11.93. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
The reported amount consists of 41,615 restricted share units and 23,725 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
/s/ Derek W. Stark, attorney-in-fact for Mr. Grogin
2016-02-26