0001209191-15-009614.txt : 20150204 0001209191-15-009614.hdr.sgml : 20150204 20150204201934 ACCESSION NUMBER: 0001209191-15-009614 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150202 FILED AS OF DATE: 20150204 DATE AS OF CHANGE: 20150204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Auspex Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001454189 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 954862842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3333 N. TORREY PINES COURT STREET 2: SUITE 400 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: (858) 558-2400 MAIL ADDRESS: STREET 1: 3333 N. TORREY PINES COURT STREET 2: SUITE 400 CITY: LA JOLLA STATE: CA ZIP: 92037 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stamler David A CENTRAL INDEX KEY: 0001440127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36292 FILM NUMBER: 15577181 MAIL ADDRESS: STREET 1: C/O XENOPORT, INC. STREET 2: 3410 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-02 0 0001454189 Auspex Pharmaceuticals, Inc. ASPX 0001440127 Stamler David A 3333 N. TORREY PINES COURT SUITE 400 LA JOLLA CA 92037 0 1 0 0 Chief Medical Officer Stock Option (right to buy) 59.66 2015-02-02 4 A 0 60000 0.00 A 2025-02-01 Common Stock 60000 60000 D Restricted Stock Units 2015-02-02 4 A 0 30000 0.00 A Common stock 30000 30000 D 1/48th of the stock option vests immediately upon grant and 1/48th vests at the end of each month from February 28, 2015 through December 31, 2018, subject to the recipient's Continuous Service (as defined in the Company's 2014 Equity Incentive Plan). Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. 1/4 of the restricted stock unit shall vest and convert into shares of the Company's common stock on each March 15, 2016, 2017, 2018 and 2019, subject to the recipient's Continuous Service (as defined in the Company's 2014 Equity Incentive Plan). /s/ Robert Daniel, Attorney-in-fact 2015-02-04