0001209191-15-009614.txt : 20150204
0001209191-15-009614.hdr.sgml : 20150204
20150204201934
ACCESSION NUMBER: 0001209191-15-009614
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150202
FILED AS OF DATE: 20150204
DATE AS OF CHANGE: 20150204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Auspex Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001454189
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 954862842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3333 N. TORREY PINES COURT
STREET 2: SUITE 400
CITY: LA JOLLA
STATE: CA
ZIP: 92037
BUSINESS PHONE: (858) 558-2400
MAIL ADDRESS:
STREET 1: 3333 N. TORREY PINES COURT
STREET 2: SUITE 400
CITY: LA JOLLA
STATE: CA
ZIP: 92037
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stamler David A
CENTRAL INDEX KEY: 0001440127
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36292
FILM NUMBER: 15577181
MAIL ADDRESS:
STREET 1: C/O XENOPORT, INC.
STREET 2: 3410 CENTRAL EXPRESSWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95051
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-02-02
0
0001454189
Auspex Pharmaceuticals, Inc.
ASPX
0001440127
Stamler David A
3333 N. TORREY PINES COURT
SUITE 400
LA JOLLA
CA
92037
0
1
0
0
Chief Medical Officer
Stock Option (right to buy)
59.66
2015-02-02
4
A
0
60000
0.00
A
2025-02-01
Common Stock
60000
60000
D
Restricted Stock Units
2015-02-02
4
A
0
30000
0.00
A
Common stock
30000
30000
D
1/48th of the stock option vests immediately upon grant and 1/48th vests at the end of each month from February 28, 2015 through December 31, 2018, subject to the recipient's Continuous Service (as defined in the Company's 2014 Equity Incentive Plan).
Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
1/4 of the restricted stock unit shall vest and convert into shares of the Company's common stock on each March 15, 2016, 2017, 2018 and 2019, subject to the recipient's Continuous Service (as defined in the Company's 2014 Equity Incentive Plan).
/s/ Robert Daniel,
Attorney-in-fact
2015-02-04