-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UV2T5fgas6ocClC3/p0/uqKkaxhcKEb7ncnnQhkgYcuSuB10hvFlB12Uj9fd+AMD 6bHunMximoKpoZYdppbYHQ== 0001092306-08-000796.txt : 20081105 0001092306-08-000796.hdr.sgml : 20081105 20081105140703 ACCESSION NUMBER: 0001092306-08-000796 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081104 FILED AS OF DATE: 20081105 DATE AS OF CHANGE: 20081105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIONBANCAL CORP CENTRAL INDEX KEY: 0001011659 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 941234979 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 BUSINESS PHONE: 4157652969 MAIL ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1476 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hirsch Morris W CENTRAL INDEX KEY: 0001440097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15081 FILM NUMBER: 081163256 BUSINESS ADDRESS: BUSINESS PHONE: 415-765-3874 MAIL ADDRESS: STREET 1: 400 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 hirsch4_ex.xml X0303 4 2008-11-04 1 0001011659 UNIONBANCAL CORP UB 0001440097 Hirsch Morris W 400 CALIFORNIA STREET SAN FRANCISCO CA 94104 0 1 0 0 SEVP & Gen. Counsel Non-Qualified Stock Option 29.73 2008-11-04 4 D 0 6667 43.77 D 2011-02-01 Common Stock 6667 0 D Non-Qualified Stock Option 43.39 2008-11-04 4 D 0 9500 30.11 D 2012-04-01 Common Stock 9500 0 D Non-Qualified Stock Option 39.80 2008-11-04 4 D 0 10500 33.70 D 2013-04-01 Common Stock 10500 0 D Non-Qualified Stock Option 52.66 2008-11-04 4 D 0 13000 20.84 D 2014-04-01 Common Stock 13000 0 D Non-Qualified Stock Option 60.65 2008-11-04 4 D 0 7200 12.85 D 2012-04-01 Common Stock 7200 0 D Non-Qualified Stock Option 70.16 2008-11-04 4 D 0 6500 3.34 D 2013-04-01 Common Stock 6500 0 D Non-Qualified Stock Option 51.51 2008-11-04 4 D 0 12685 21.99 D 2014-12-04 Common Stock 12685 0 D This option, which provided for vesting in three equal installments beginning February 1, 2002, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $291,814.59, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning April 1, 2003, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $286,045, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning April 1, 2004, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $353,850, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning April 1, 2005, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $270,920, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning April 1, 2006, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $92,520, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning April 1, 2007, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $21,710, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. This option, which provided for vesting in three equal installments beginning December 4, 2008, was canceled in the merger between Issuer and The Bank of Tokyo-Mitsubishi UFJ, Ltd., in exchange for a cash payment of $278,943.15, representing the difference between the exercise price of the option and the Tender Offer price of $73.50 per share. /s/ MORRIS W. HIRSCH 2008-11-04 -----END PRIVACY-ENHANCED MESSAGE-----