0001439805-19-000003.txt : 20190211
0001439805-19-000003.hdr.sgml : 20190211
20190211165304
ACCESSION NUMBER: 0001439805-19-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190211
DATE AS OF CHANGE: 20190211
EFFECTIVENESS DATE: 20190211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Greenwich Wealth Management LLC
CENTRAL INDEX KEY: 0001439805
IRS NUMBER: 205998630
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13145
FILM NUMBER: 19586210
BUSINESS ADDRESS:
STREET 1: 45 EAST PUTNAM AVENUE STE 128
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-618-0100
MAIL ADDRESS:
STREET 1: 45 EAST PUTNAM AVENUE STE 128
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: greenwich Wealth Management LLC
DATE OF NAME CHANGE: 20080711
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001439805
XXXXXXXX
12-31-2018
12-31-2018
Greenwich Wealth Management LLC
45 EAST PUTNAM AVENUE STE 128
GREENWICH
CT
06830
13F HOLDINGS REPORT
028-13145
N
Michael J. Freeburg
Principal
203-618-0103
Michael J. Freeburg
Greenwich
CT
02-11-2019
0
181
501699
false
INFORMATION TABLE
2
gwm13fq420182.xml
Q4 2018 GWM 13-F
ADIENT PLC
ORD SHS
G0084W101
375
24875
SH
SOLE
0
24875
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
2446
30688
SH
SOLE
0
30688
0
0
ALLIANCEBERNSTEIN NATL MUNI
COM
01864U106
807
66549
SH
SOLE
0
66549
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
1323
151505
SH
SOLE
0
151505
0
0
ALTABA INC
COM
021346101
70544
1217538
SH
SOLE
0
1217538
0
0
AMAZON COM INC
COM
023135106
484
323
SH
SOLE
0
323
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
2187
153440
SH
SOLE
0
153440
0
0
AMERICAN TOWER CORP
CL A
029912201
621
3929
SH
SOLE
0
3929
0
0
AMPHENOL CORP NEW
CL A
032095101
410
5061
SH
SOLE
0
5061
0
0
ANNALY CAP MGMT INC
COM
035710409
117
11895
SH
SOLE
0
11895
0
0
APPLE INC
COM
037833100
10958
69466
SH
SOLE
0
69466
0
0
APPLIED MATLS INC
COM
038222105
3641
111196
SH
SOLE
0
111196
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
2042
49832
SH
SOLE
0
49832
0
0
ARROW ELECTRS INC
COM
042735100
3281
47585
SH
SOLE
0
47585
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
247
972
SH
SOLE
0
972
0
0
AVANGRID INC
COM
05351W103
390
7795
SH
SOLE
0
7795
0
0
AXON ENTERPRISE INC
COM
05464C101
2473
56537
SH
SOLE
0
56537
0
0
BANK OF AMERICA CORPORATION
COM
060505104
3311
134375
SH
SOLE
0
134375
0
0
BARCLAYS BK PLC
IPATH S&P MLP
06742A750
5160
684340
SH
SOLE
0
684340
0
0
BED BATH & BEYOND INC
COM
075896100
213
18800
SH
SOLE
0
18800
0
0
BEMIS CO. INC
COM
081437105
725
15805
SH
SOLE
0
15805
0
0
BERKSHIRE HATHAWAY INC DEL
CL B
084670702
1318
6457
SH
SOLE
0
6457
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
2507
84108
SH
SOLE
0
84108
0
0
BLACKSTONE GSO FLTING RTE FU
COM
09256U105
400
26118
SH
SOLE
0
26118
0
0
BLACKSTONE GSO SHRT CR I
COM SHS BN INT
09257D102
818
59529
SH
SOLE
0
59529
0
0
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
738
54783
SH
SOLE
0
54783
0
0
BRIGHTVIEW HLDGS INC
COM
10948C107
562
55000
SH
SOLE
0
55000
0
0
BUNGE LIMITED
COM
G16962105
2490
46600
SH
SOLE
0
46600
0
0
CAMPING WORLD HLDGS INC
CL A
13462K109
1158
101000
SH
SOLE
0
101000
0
0
CATERPILLAR INC DEL
COM
149123101
241
1900
SH
SOLE
0
1900
0
0
CENTENE CORP DEK
COM
15135B101
4446
38562
SH
SOLE
0
38562
0
0
CHEVRON CORP NEW
COM
166764100
213
1954
SH
SOLE
0
1954
0
0
CIGNA CORP
COM
125509109
2807
14777
SH
SOLE
0
14777
0
0
CISCO SYS INC
COM
17275R102
4272
98585
SH
SOLE
0
98585
0
0
CLAYMORE EXCHANGE TRD FD TR
GUGGENHEIM SOLAR
18383Q739
242
13035
SH
SOLE
0
13035
0
0
CLAYMORE EXCHANGE TRD FD TR
GUGG S&P GBL WTR
18383Q507
330
10597
SH
SOLE
0
10597
0
0
COCA COLA BOTTLING CO CONS
COM
191098102
211
4461
SH
SOLE
0
4461
0
0
CORENERGY INFRASTRUCTURE TR
COM NEW
21870U502
525
15865
SH
SOLE
0
15865
0
0
COWEN GROUP INC NEW
CL A
223622101
330
24750
SH
SOLE
0
24750
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
10724
987458
SH
SOLE
0
987458
0
0
CREE INC
COM
225447101
2000
46761
SH
SOLE
0
46761
0
0
CVS HEALTH CORP
COM
126650100
1602
24458
SH
SOLE
0
24458
0
0
DANAOS CORPORATION
SHS
Y1968P105
393
524563
SH
SOLE
0
524563
0
0
DEUTSCHE BK AG LONDON BRH
DB 3X GERMAN BD
25154W407
240
29400
SH
SOLE
0
29400
0
0
DOWDUPONT INC
COM
26078J100
6438
120387
SH
SOLE
0
120387
0
0
DXC TECHNOLOGY CO
COM
23355L106
380
7154
SH
SOLE
0
7154
0
0
E TRADE FINANCIAL CORP
COM
269246104
11752
267826
SH
SOLE
0
267826
0
0
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
626
104289
SH
SOLE
0
104289
0
0
EBAY INC
COM
278642103
795
28324
SH
SOLE
0
28324
0
0
ENSIGN GROUP INC
COM
29358P101
948
24449
SH
SOLE
0
24449
0
0
ETSY INC
COM
29786A106
1069
22475
SH
SOLE
0
22475
0
0
EXCHANGE TRADED CONCEPTS TR
ROBO GLB ETF
301505707
256
7876
SH
SOLE
0
7876
0
0
EXXON MOBIL CORP
COM
30231G102
359
5270
SH
SOLE
0
5270
0
0
FACEBOOK INC
CL A
30303M102
296
2261
SH
SOLE
0
2261
0
0
FASTENAL CO
COM
311900104
975
18639
SH
SOLE
0
18639
0
0
FITBIT INC
CL A
33812L102
226
45426
SH
SOLE
0
45426
0
0
FLEXTRONICS INTL LTD
ORD
Y2573F102
1393
183007
SH
SOLE
0
183007
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1337
174709
SH
SOLE
0
174709
0
0
FRANKLIN RES INC
COM
354613101
1000
33700
SH
SOLE
0
33700
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
3259
316124
SH
SOLE
0
316124
0
0
GAMCO INVESTORS INC
CL A COM
361438104
2704
160093
SH
SOLE
0
160093
0
0
GENTEX CORP
COM
371901109
741
36645
SH
SOLE
0
36645
0
0
GILEAD SCIENCES INC
COM
375558103
406
6488
SH
SOLE
0
6488
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1622
42452
SH
SOLE
0
42452
0
0
GLOBAL X FDS
RBTCS ARTFL INTE
37954Y715
248
14825
SH
SOLE
0
14825
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
8021
48015
SH
SOLE
0
48015
0
0
GOPRO INC
CL A
38268T103
106
25000
SH
SOLE
0
25000
0
0
HERTZ FLOBAL HOLDINGS INC
COM
42805T105
148
10868
SH
SOLE
0
10868
0
0
HEWLETT PACKARD CO
COM
428236103
2872
140365
SH
SOLE
0
140365
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
1024
77517
SH
SOLE
0
77517
0
0
IAC INTERACTIVECORP
COM
44919P508
1594
8708
SH
SOLE
0
8708
0
0
INGERSOLL-RAND COMPANY LTD
CL A
G4776G101
4148
45464
SH
SOLE
0
45464
0
0
INTEL CORP
COM
458140100
5421
115506
SH
SOLE
0
115506
0
0
INTERACTIVE BROKERS GROUP IN
COM
45841N107
30602
559971
SH
SOLE
0
559971
0
0
INTERCONTINENTALEXCHANGE GRO
COM
45866F104
1429
18971
SH
SOLE
0
18971
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
7610
66952
SH
SOLE
0
66952
0
0
INTREXON CORP
COM
46122T102
327
50000
SH
SOLE
0
50000
0
0
INVESCO DYNAMIC CR OPP FD
COM
46132R104
1395
135818
SH
SOLE
0
135818
0
0
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
915
67920
SH
SOLE
0
67920
0
0
INVESTMENT TECHNOLOGY GRP NE
COM
46145F105
1235
40852
SH
SOLE
0
40852
0
0
ISHARES
MRG RL ES CP ETF
464288539
345
8629
SH
SOLE
0
8629
0
0
ISHARES INC
MSCI RUSSIA CAP
46434G806
221
7175
SH
SOLE
0
7175
0
0
iShares S&P U.S. Preferred Stock Index
US PFD STK IDX
464288687
804
23477
SH
SOLE
0
23477
0
0
ISHARES TR
RUS200 IDX ETF
464289446
6361
47508
SH
SOLE
0
47508
0
0
ISHARES TR
GLB INFRASTR ETF
464288372
281
7125
SH
SOLE
0
7125
0
0
ISHARES TR
USA ESG SLCT ETF
464288802
270
2614
SH
SOLE
0
2614
0
0
ISHARES TR
US AER DEF ETF
464288760
341
1971
SH
SOLE
0
1971
0
0
ISHARES TR
MSCI KLD400 SOC
464288570
367
3945
SH
SOLE
0
3945
0
0
ISHARES TR
MSCI EMERG MKT
464287234
599
15334
SH
SOLE
0
15334
0
0
ISHARES TR
CORE US AGGBD ET
464287226
494
4639
SH
SOLE
0
4639
0
0
ISHARES TR
MSCI EAFE IDX
464287465
397
6749
SH
SOLE
0
6749
0
0
ISHARES TR
GL CLEAN ENE ETF
464288224
198
23980
SH
SOLE
0
23980
0
0
ISTAR FINL INC
COM
45031U101
855
93200
SH
SOLE
0
93200
0
0
JABIL CIRCUIT INC
COM
466313103
603
24335
SH
SOLE
0
24335
0
0
JANUS DETROIT STR TR
HENDRSN SHRT ETF
47103U886
1555
31740
SH
SOLE
0
31740
0
0
JOHNSON & JOHNSON
COM
478160104
458
3547
SH
SOLE
0
3547
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
1788
60317
SH
SOLE
0
60317
0
0
JP MORGAN CHASE & CO
COM
46625H100
1141
11692
SH
SOLE
0
11692
0
0
KIMBERLY CLARK CORP
COM
494368103
429
3764
SH
SOLE
0
3764
0
0
KIMCO RLTY CORP
COM
49446R109
1157
78991
SH
SOLE
0
78991
0
0
KNOLL INC
COM NEW
498904200
295
17884
SH
SOLE
0
17884
0
0
L BRANDS INC
COM
501797104
311
12121
SH
SOLE
0
12121
0
0
LADENBURG THALMAN FIN SVCS I
COM
50575Q102
49
20850
SH
SOLE
0
20850
0
0
LEGG MASON ETF INVESTMENT TR
LOW DIVI ETF
52468L406
240
8382
SH
SOLE
0
8382
0
0
LEGG MASON INC
COM
524901105
12455
488226
SH
SOLE
0
488226
0
0
MACYS INC
COM
55616P104
375
12590
SH
SOLE
0
12590
0
0
MERCK & CO INC
COM
589331107
281
3680
SH
SOLE
0
3680
0
0
MICRO FOCUS INTERNATIONAL PL
SPON ADR NEW
594837304
177
10299
SH
SOLE
0
10299
0
0
MICROSOFT CORP
COM
594918104
5433
53490
SH
SOLE
0
53490
0
0
MKS INSTRUMENT INC
COM
55306N104
368
5691
SH
SOLE
0
5691
0
0
MORGAN STANLEY
COM NEW
617446448
10451
263570
SH
SOLE
0
263570
0
0
MURPHY OIL CORP
COM
626717102
960
41045
SH
SOLE
0
41045
0
0
NASDAQ OMX GROUP INC
COM
631103108
1425
17468
SH
SOLE
0
17468
0
0
NETFLIX INC
COM
64110L106
399
1492
SH
SOLE
0
1492
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
121
12872
SH
SOLE
0
12872
0
0
NUVEEN CONN PREM INCOME MUN
COM
67060D107
1563
138785
SH
SOLE
0
138785
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
583
62847
SH
SOLE
0
62847
0
0
NVENT ELECTRIC PLC
SHS
G6700G107
331
14727
SH
SOLE
0
14727
0
0
NVIDIA CORP
COM
67066G104
5948
44557
SH
SOLE
0
44557
0
0
OPPENHEIMER HLDGS INC
CL A NON VTG
683797104
7811
305703
SH
SOLE
0
305703
0
0
ORACLE CORP
COM
68389X105
15084
334086
SH
SOLE
0
334086
0
0
OSHKOSH CORP
COM
688239201
3019
49242
SH
SOLE
0
49242
0
0
PARKER HANNIFIN CORP
COM
701094104
3647
24455
SH
SOLE
0
24455
0
0
PAYPAL HLDGS INC
COM
70450Y103
2381
28312
SH
SOLE
0
28312
0
0
PENTAIR LTD
SHS
H6169Q108
556
14727
SH
SOLE
0
14727
0
0
PFIZER INC
COM
717081103
4790
109732
SH
SOLE
0
109732
0
0
PIPER JAFFRAY COS
COM
724078100
3850
58472
SH
SOLE
0
58472
0
0
POPULAR INC
COM
733174106
1887
39961
SH
SOLE
0
39961
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
752
34514
SH
SOLE
0
34514
0
0
POWERSHARES INDIA ETF TR
INDIA PORT
73935L100
509
21043
SH
SOLE
0
21043
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
6451
41821
SH
SOLE
0
41821
0
0
PROCTER AND GAMBLE CO
COM
742718109
247
2691
SH
SOLE
0
2691
0
0
QUALCOMM INC
COM
747525103
335
5883
SH
SOLE
0
5883
0
0
QUANTA SVCS INC
COM
74762E102
365
12116
SH
SOLE
0
12116
0
0
REGIONS FINANCIAL CORP NEW
COM
7591EP100
1468
109694
SH
SOLE
0
109694
0
0
RENT A CTR INC NEW
COM
76009N100
1157
71462
SH
SOLE
0
71462
0
0
RYDEX ETF TRUST
GUG S&P 500 EQ WT
78355W106
247
2702
SH
SOLE
0
2702
0
0
SASOL LTD
SPONSORED ADR
803866300
732
25000
SH
SOLE
0
25000
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
27973
673565
SH
SOLE
0
673565
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
330
5500
SH
SOLE
0
5500
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
609
7038
SH
SOLE
0
7038
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
2079
36247
SH
SOLE
0
36247
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
2297
96433
SH
SOLE
0
96433
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
532
8267
SH
SOLE
0
8267
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
1459
21762
SH
SOLE
0
21762
0
0
SMUCKER J M CO
COM NEW
832696405
918
9814
SH
SOLE
0
9814
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
43
12566
SH
SOLE
0
12566
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
3098
13286
SH
SOLE
0
13286
0
0
SPDR SER TR
BLOMBERG BRC INV
78468R200
541
17807
SH
SOLE
0
17807
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
315
6736
SH
SOLE
0
6736
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
816
11374
SH
SOLE
0
11374
0
0
SPDR TR
UNIT SER 1
78462F103
52337
209415
SH
SOLE
0
209415
0
0
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
557
12450
SH
SOLE
0
12450
0
0
STIFEL FINL CORP
COM
860630102
657
15867
SH
SOLE
0
15867
0
0
SYNOVUS FINL CORP
COM
87161C105
1073
33537
SH
SOLE
0
33537
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
217
4436
SH
SOLE
0
4436
0
0
TEREX CORP NEW
COM
880779103
1692
61377
SH
SOLE
0
61377
0
0
TEXAS INSTRS INC
COM
882508104
209
2216
SH
SOLE
0
2216
0
0
TRANSATLANTIC PETROLEUM LTD
SHS
G89982105
11
10560
SH
SOLE
0
10560
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
5186
20815
SH
SOLE
0
20815
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
262
4010
SH
SOLE
0
4010
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
298
2158
SH
SOLE
0
2158
0
0
VANGUARD INTL EQUITY INDEX F
MSCI EUROPE ETF
922042874
618
12720
SH
SOLE
0
12720
0
0
VANGUARD INTL EQUITY INDEX F
MSCI EMR MKT ETF
922042858
1164
30541
SH
SOLE
0
30541
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
306
3927
SH
SOLE
0
3927
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
1835
22144
SH
SOLE
0
22144
0
0
Vanguard Short-Term Bond ETF
SHORT TRM BOND
921937827
222
2820
SH
SOLE
0
2820
0
0
VANGUARD STAR FD
VG TL INTL STK F
921909768
956
20249
SH
SOLE
0
20249
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
217
2780
SH
SOLE
0
2780
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1866
33193
SH
SOLE
0
33193
0
0
VERMILLION INC
COM NEW
92407M206
72
241121
SH
SOLE
0
241121
0
0
VIRTU FINL INC
CL A
928254101
4556
176879
SH
SOLE
0
176879
0
0
VISA INC
COM CL A
92826C839
293
2219
SH
SOLE
0
2219
0
0
WASHINGTON MUT INC
COM
939322103
218
2447
SH
SOLE
0
2447
0
0
WELBILT INC
COM
949090104
511
46035
SH
SOLE
0
46035
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
314
249
SH
SOLE
0
249
0
0
WESTERN DIGITAL CORP
COM
958102105
1557
42118
SH
SOLE
0
42118
0
0
WEYERHAEUSER CO
COM
962166104
12411
567749
SH
SOLE
0
567749
0
0
WISDOMTREE TRUST
JAPANESE YEN F
97717W224
867
18683
SH
SOLE
0
18683
0
0
YANDEX N V
SH CLASS A
N97284108
438
16000
SH
SOLE
0
16000
0
0
ZYNGA INC
CL A
98986T108
54
13839
SH
SOLE
0
13839
0
0