0001439805-18-000006.txt : 20180725 0001439805-18-000006.hdr.sgml : 20180725 20180725145506 ACCESSION NUMBER: 0001439805-18-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180725 DATE AS OF CHANGE: 20180725 EFFECTIVENESS DATE: 20180725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Wealth Management LLC CENTRAL INDEX KEY: 0001439805 IRS NUMBER: 205998630 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13145 FILM NUMBER: 18968559 BUSINESS ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0100 MAIL ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: greenwich Wealth Management LLC DATE OF NAME CHANGE: 20080711 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001439805 XXXXXXXX 06-30-2018 06-30-2018 Greenwich Wealth Management LLC

45 EAST PUTNAM AVENUE STE 128 GREENWICH CT 06830

13F HOLDINGS REPORT 028-13145 N Michael Freeburg 203-618-0103 Michael Freeburg Greenwich CT 07-25-2018 0 177 564781 false INFORMATION TABLE 2 gwm13fq22018.xml GWM Q2 2018 13F ALTABA INC COM 021346101 89136 1217538 SH SOLE 0 1217538 0 0 APPLE INC COM 037833100 12863 69490 SH SOLE 0 69490 0 0 AXON ENTERPRISE INC COM 05464C101 3548 56160 SH SOLE 0 56160 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 2236 48789 SH SOLE 0 48789 0 0 ADIENT PLC ORD SHS G0084W101 446 9059 SH SOLE 0 9059 0 0 AETNA INC NEW COM 00817Y108 4990 27196 SH SOLE 0 27196 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 238 14600 SH SOLE 0 14600 0 0 ISHARES TR CORE US AGGBD ET 464287226 483 4539 SH SOLE 0 4539 0 0 AVANGRID INC COM 05351W103 417 7870 SH SOLE 0 7870 0 0 ALLEGION PUB LTD CO ORD SHS G0176J109 2374 30688 SH SOLE 0 30688 0 0 APPLIED MATLS INC COM 038222105 5110 110621 SH SOLE 0 110621 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 1428 141411 SH SOLE 0 141411 0 0 AMERICAN TOWER CORP CL A 029912201 1330 9222 SH SOLE 0 9222 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 207 3784 SH SOLE 0 3784 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 2556 153440 SH SOLE 0 153440 0 0 AMAZON COM INC COM 023135106 366 215 SH SOLE 0 215 0 0 AMERICAN NATL INS CO COM 028591105 212 1770 SH SOLE 0 1770 0 0 AMPHENOL CORP NEW CL A 032095101 441 5061 SH SOLE 0 5061 0 0 ARROW ELECTRS INC COM 042735100 3574 47475 SH SOLE 0 47475 0 0 BANK OF AMERICA CORPORATION COM 060505104 3789 134426 SH SOLE 0 134426 0 0 BARCLAYS BK PLC IPATH S&P MLP 06742A750 6854 683340 SH SOLE 0 683340 0 0 FRANKLIN RES INC COM 354613101 1083 33785 SH SOLE 0 33785 0 0 BUNGE LIMITED COM G16962105 3255 46694 SH SOLE 0 46694 0 0 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 544 34395 SH SOLE 0 34395 0 0 BLACKSTONE GSO SHRT CR I COM SHS BN INT 09257D102 620 37681 SH SOLE 0 37681 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 835 36448 SH SOLE 0 36448 0 0 BEMIS CO. INC COM 081437105 653 15475 SH SOLE 0 15475 0 0 POPULAR INC COM 733174106 2880 63701 SH SOLE 0 63701 0 0 BERKSHIRE HATHAWAY INC DEL CL B 084670702 1396 7480 SH SOLE 0 7480 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 221 2820 SH SOLE 0 2820 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 2706 84108 SH SOLE 0 84108 0 0 CATERPILLAR INC DEL COM 149123101 201 1484 SH SOLE 0 1484 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL WTR 18383Q507 282 8430 SH SOLE 0 8430 0 0 CIGNA CORP COM 125509109 2504 14732 SH SOLE 0 14732 0 0 CENTENE CORP DEK COM 15135B101 4750 38554 SH SOLE 0 38554 0 0 CORENERGY INFRASTRUCTURE TR COM NEW 21870U502 597 15865 SH SOLE 0 15865 0 0 COWEN GROUP INC NEW CL A 223622101 343 24750 SH SOLE 0 24750 0 0 CREE INC COM 225447101 1944 46761 SH SOLE 0 46761 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 14603 981405 SH SOLE 0 981405 0 0 CISCO SYS INC COM 17275R102 4283 99528 SH SOLE 0 99528 0 0 CAMPING WORLD HLDGS INC CL A 13462K109 824 33000 SH SOLE 0 33000 0 0 DEUTSCHE BK AG LONDON BRH DB 3X GERMAN BD 25154W407 236 22261 SH SOLE 0 22261 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 3184 13117 SH SOLE 0 13117 0 0 ISHARES TR MSCI KLD400 SOC 464288570 413 4091 SH SOLE 0 4091 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 205 2599 SH SOLE 0 2599 0 0 DOWDUPONT INC COM 26078J100 7840 118932 SH SOLE 0 118932 0 0 DXC TECHNOLOGY CO COM 23355L106 574 7124 SH SOLE 0 7124 0 0 WISDOMTREE TRUST JAPANESE YEN F 97717W224 1026 19001 SH SOLE 0 19001 0 0 EBAY INC COM 278642103 1003 27670 SH SOLE 0 27670 0 0 ISHARES TR MSCI EMERG MKT 464287234 647 14934 SH SOLE 0 14934 0 0 ISHARES TR MSCI EAFE IDX 464287465 452 6749 SH SOLE 0 6749 0 0 EATON VANCE FLTING RATE INC COM 278279104 261 17999 SH SOLE 0 17999 0 0 ISHARES TR JPMORGAN USD EMG 464288281 332 3106 SH SOLE 0 3106 0 0 SSGA ACTIVE TR SPDR DBLELN EMRG 78470P309 345 7144 SH SOLE 0 7144 0 0 ENSIGN GROUP INC COM 29358P101 1056 29473 SH SOLE 0 29473 0 0 ISHARES INC MSCI RUSSIA CAP 46434G806 259 7662 SH SOLE 0 7662 0 0 ETSY INC COM 29786A106 1562 37032 SH SOLE 0 37032 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 570 45295 SH SOLE 0 45295 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 239 4129 SH SOLE 0 4129 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1320 119203 SH SOLE 0 119203 0 0 FASTENAL CO COM 311900104 954 19818 SH SOLE 0 19818 0 0 FACEBOOK INC CL A 30303M102 438 2255 SH SOLE 0 2255 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 5426 314374 SH SOLE 0 314374 0 0 FITBIT INC CL A 33812L102 156 23926 SH SOLE 0 23926 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 2582 183007 SH SOLE 0 183007 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 528 17168 SH SOLE 0 17168 0 0 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 361 33030 SH SOLE 0 33030 0 0 GAMCO INVESTORS INC CL A COM 361438104 4284 160094 SH SOLE 0 160094 0 0 GILEAD SCIENCES INC COM 375558103 450 6348 SH SOLE 0 6348 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 206 1735 SH SOLE 0 1735 0 0 GENTEX CORP COM 371901109 817 35501 SH SOLE 0 35501 0 0 GOPRO INC CL A 38268T103 85 13200 SH SOLE 0 13200 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 10578 47956 SH SOLE 0 47956 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1784 44252 SH SOLE 0 44252 0 0 HOME DEPOT INC COM 437076102 208 1067 SH SOLE 0 1067 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1137 77811 SH SOLE 0 77811 0 0 HEWLETT PACKARD CO COM 428236103 3223 142066 SH SOLE 0 142066 0 0 HERTZ FLOBAL HOLDINGS INC COM 42805T105 190 12370 SH SOLE 0 12370 0 0 IAC INTERACTIVECORP COM 44919P508 1355 8883 SH SOLE 0 8883 0 0 INTERACTIVE BROKERS GROUP IN COM 45841N107 35415 549833 SH SOLE 0 549833 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 9371 67079 SH SOLE 0 67079 0 0 INTERCONTINENTALEXCHANGE GRO COM 45866F104 1389 18892 SH SOLE 0 18892 0 0 ISHARES TR CORE S&P SCP ETF 464287804 202 2418 SH SOLE 0 2418 0 0 INTEL CORP COM 458140100 5674 114135 SH SOLE 0 114135 0 0 INGERSOLL-RAND COMPANY LTD CL A G4776G101 4079 45464 SH SOLE 0 45464 0 0 ISHARES TR US AER DEF ETF 464288760 370 1922 SH SOLE 0 1922 0 0 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 855 40852 SH SOLE 0 40852 0 0 ISHARES TR RUS200 IDX ETF 464289446 7050 43046 SH SOLE 0 43046 0 0 JABIL CIRCUIT INC COM 466313103 715 25867 SH SOLE 0 25867 0 0 JOHNSON CTLS INTL PLC SHS G51502105 2100 62786 SH SOLE 0 62786 0 0 JOHNSON & JOHNSON COM 478160104 407 3355 SH SOLE 0 3355 0 0 JP MORGAN CHASE & CO COM 46625H100 1204 11551 SH SOLE 0 11551 0 0 KIMCO RLTY CORP COM 49446R109 868 51088 SH SOLE 0 51088 0 0 KIMBERLY CLARK CORP COM 494368103 357 3394 SH SOLE 0 3394 0 0 KNOLL INC COM NEW 498904200 416 19984 SH SOLE 0 19984 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 366 6008 SH SOLE 0 6008 0 0 LEGG MASON INC COM 524901105 2459 70817 SH SOLE 0 70817 0 0 LADENBURG THALMAN FIN SVCS I COM 50575Q102 71 20850 SH SOLE 0 20850 0 0 MACYS INC COM 55616P104 556 14864 SH SOLE 0 14864 0 0 MICRO FOCUS INTERNATIONAL PL SPON ADR NEW 594837304 178 10299 SH SOLE 0 10299 0 0 MERCK & CO INC COM 589331107 288 4739 SH SOLE 0 4739 0 0 MORGAN STANLEY COM NEW 617446448 12463 262936 SH SOLE 0 262936 0 0 MICROSOFT CORP COM 594918104 9291 94223 SH SOLE 0 94223 0 0 MURPHY OIL CORP COM 626717102 1290 38213 SH SOLE 0 38213 0 0 NASDAQ OMX GROUP INC COM 631103108 1603 17558 SH SOLE 0 17558 0 0 NETFLIX INC COM 64110L106 614 1568 SH SOLE 0 1568 0 0 NUVEEN CONN PREM INCOME MUN COM 67060D107 1512 127239 SH SOLE 0 127239 0 0 NUVEEN MUN VALUE FD INC COM 670928100 650 67969 SH SOLE 0 67969 0 0 NVIDIA CORP COM 67066G104 10532 44458 SH SOLE 0 44458 0 0 NVENT ELECTRIC PLC SHS G6700G107 377 15015 SH SOLE 0 15015 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 127 11502 SH SOLE 0 11502 0 0 OFFICE DEPOT INC COM 676220106 138 54027 SH SOLE 0 54027 0 0 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 8560 305703 SH SOLE 0 305703 0 0 ORACLE CORP COM 68389X105 14722 334126 SH SOLE 0 334126 0 0 OSHKOSH CORP COM 688239201 3503 49816 SH SOLE 0 49816 0 0 PFIZER INC COM 717081103 3933 108395 SH SOLE 0 108395 0 0 iShares S&P U.S. Preferred Stock Index US PFD STK IDX 464288687 1778 47146 SH SOLE 0 47146 0 0 PIMCO INCOME STRATEGY FUND I COM 72201J104 317 30245 SH SOLE 0 30245 0 0 PARKER HANNIFIN CORP COM 701094104 3780 24252 SH SOLE 0 24252 0 0 PIONEER FLOATING RATE TR COM 72369J102 126 11251 SH SOLE 0 11251 0 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 452 18377 SH SOLE 0 18377 0 0 PIPER JAFFRAY COS COM 724078100 4494 58472 SH SOLE 0 58472 0 0 PENTAIR LTD SHS H6169Q108 632 15015 SH SOLE 0 15015 0 0 QUANTA SVCS INC COM 74762E102 427 12773 SH SOLE 0 12773 0 0 PAYPAL HLDGS INC COM 70450Y103 2308 27713 SH SOLE 0 27713 0 0 QUALCOMM INC COM 747525103 331 5898 SH SOLE 0 5898 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 6983 40684 SH SOLE 0 40684 0 0 RENT A CTR INC NEW COM 76009N100 1179 80112 SH SOLE 0 80112 0 0 ISHARES MRG RL ES CP ETF 464288539 364 8370 SH SOLE 0 8370 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 1951 109702 SH SOLE 0 109702 0 0 RYDEX ETF TRUST GUG S&P 500 EQ WT 78355W106 476 4670 SH SOLE 0 4670 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 363 5500 SH SOLE 0 5500 0 0 SCHWAB CHARLES CORP NEW COM 808513105 27795 543930 SH SOLE 0 543930 0 0 STIFEL FINL CORP COM 860630102 838 16047 SH SOLE 0 16047 0 0 SMUCKER J M CO COM NEW 832696405 608 5658 SH SOLE 0 5658 0 0 SYNOVUS FINL CORP COM 87161C105 1792 33917 SH SOLE 0 33917 0 0 SPDR TR UNIT SER 1 78462F103 55554 204785 SH SOLE 0 204785 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 668 14218 SH SOLE 0 14218 0 0 SASOL LTD SPONSORED ADR 803866300 914 25000 SH SOLE 0 25000 0 0 ISTAR FINL INC COM 45031U101 1006 93203 SH SOLE 0 93203 0 0 ISHARES TR USA ESG SLCT ETF 464288802 310 2745 SH SOLE 0 2745 0 0 SUPERVALU INC COM 868536103 945 46066 SH SOLE 0 46066 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 2098 21708 SH SOLE 0 21708 0 0 TRANSATLANTIC PETROLEUM LTD SHS G89982105 17 12560 SH SOLE 0 12560 0 0 TEREX CORP NEW COM 880779103 2589 61377 SH SOLE 0 61377 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 575 12099 SH SOLE 0 12099 0 0 TEXAS INSTRS INC COM 882508104 227 2063 SH SOLE 0 2063 0 0 UNITEDHEALTH GROUP INC COM 91324P102 5114 20845 SH SOLE 0 20845 0 0 UR ENERGY INC COM 91688R108 15 22000 SH SOLE 0 22000 0 0 VISA INC COM CL A 92826C839 207 1563 SH SOLE 0 1563 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1784 21355 SH SOLE 0 21355 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 264 3377 SH SOLE 0 3377 0 0 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 925 16473 SH SOLE 0 16473 0 0 VIRTU FINL INC CL A 928254101 4696 176879 SH SOLE 0 176879 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 837 71287 SH SOLE 0 71287 0 0 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 1628 32519 SH SOLE 0 32519 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 332 2108 SH SOLE 0 2108 0 0 VERMILLION INC COM NEW 92407M206 168 215521 SH SOLE 0 215521 0 0 VANGUARD INDEX FDS REIT ETF 922908553 294 4010 SH SOLE 0 4010 0 0 INVESCO DYNAMIC CR OPP FD COM 46132R104 1872 161060 SH SOLE 0 161060 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 680 16124 SH SOLE 0 16124 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 1086 20080 SH SOLE 0 20080 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 231 2780 SH SOLE 0 2780 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1832 36416 SH SOLE 0 36416 0 0 WELBILT INC COM 949090104 1027 46034 SH SOLE 0 46034 0 0 WESTERN DIGITAL CORP COM 958102105 3191 41226 SH SOLE 0 41226 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 295 234 SH SOLE 0 234 0 0 WEYERHAEUSER CO COM 962166104 20715 568144 SH SOLE 0 568144 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 1029 10808 SH SOLE 0 10808 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2329 30671 SH SOLE 0 30671 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2359 88715 SH SOLE 0 88715 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 535 7466 SH SOLE 0 7466 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 564 6762 SH SOLE 0 6762 0 0 EXXON MOBIL CORP COM 30231G102 293 3544 SH SOLE 0 3544 0 0 INTREXON CORP COM 46122T102 697 50000 SH SOLE 0 50000 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 201 4661 SH SOLE 0 4661 0 0 YANDEX N V SH CLASS A N97284108 574 16000 SH SOLE 0 16000 0 0