0001439805-16-000010.txt : 20160511 0001439805-16-000010.hdr.sgml : 20160511 20160511145403 ACCESSION NUMBER: 0001439805-16-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160511 DATE AS OF CHANGE: 20160511 EFFECTIVENESS DATE: 20160511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Wealth Management LLC CENTRAL INDEX KEY: 0001439805 IRS NUMBER: 205998630 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13145 FILM NUMBER: 161639555 BUSINESS ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0100 MAIL ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: greenwich Wealth Management LLC DATE OF NAME CHANGE: 20080711 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001439805 XXXXXXXX 03-31-2016 03-31-2016 Greenwich Wealth Management LLC
45 EAST PUTNAM AVENUE STE 128 GREENWICH CT 06830
13F HOLDINGS REPORT 028-13145 N
Michael Freeburg Principal 203-618-0103 Michael Freeburg Greenwich CT 05-11-2016 0 193 386458 false
INFORMATION TABLE 2 gwm13fq12016.xml ALCOA INC COM 013817101 230 24000 SH SOLE 24000 0 0 APPLE INC COM 037833100 7435 68219 SH SOLE 68219 0 0 ABILITY INC SHS G8789K108 310 50000 SH SOLE 50000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1888 52000 SH SOLE 52000 0 0 THE ADT CORPORATION COM 00101J106 1418 34360 SH SOLE 34360 0 0 AETNA INC NEW COM 00817Y108 3352 29835 SH SOLE 29835 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 272 17900 SH SOLE 17900 0 0 ALLERGAN PLC SHS G0177J108 282 1051 SH SOLE 1051 0 0 AVANGRID INC COM 05351W103 802 20005 SH SOLE 20005 0 0 ALLEGION PUB LTD CO ORD SHS G0176J109 2191 34383 SH SOLE 34383 0 0 ANALOGIC CORP COM PAR $0.05 032657207 306 3874 SH SOLE 3874 0 0 APPLIED MATLS INC COM 038222105 2566 121160 SH SOLE 121160 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 1393 127605 SH SOLE 127605 0 0 AMERICAN TOWER CORP CL A 029912201 997 9739 SH SOLE 9739 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 2668 171800 SH SOLE 171800 0 0 AMPHENOL CORP NEW CL A 032095101 771 13342 SH SOLE 13342 0 0 ARROW ELECTRS INC COM 042735100 3349 52000 SH SOLE 52000 0 0 AVX Corp COM 002444107 610 48518 SH SOLE 48518 0 0 BANK OF AMERICA CORPORATION COM 060505104 1860 136325 SH SOLE 136325 0 0 FRANKLIN RES INC COM 354613101 1368 35035 SH SOLE 35035 0 0 BUNGE LIMITED COM G16962105 2947 52000 SH SOLE 52000 0 0 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 568 41638 SH SOLE 41638 0 0 BLACKSTONE GSO SHRT CR I COM SHS BN INT 09257D102 614 45163 SH SOLE 45163 0 0 BIOSCRIP INC COM 09069N108 32 15170 SH SOLE 15170 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 473 20824 SH SOLE 20824 0 0 BEMIS CO. INC COM 081437105 903 17446 SH SOLE 17446 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 238 3726 SH SOLE 3726 0 0 POPULAR INC COM 733174106 1934 67600 SH SOLE 67600 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 685 4829 SH SOLE 4829 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 1493 18512 SH SOLE 18512 0 0 BUFFALO WILD WINGS INC COM 119848109 874 5900 SH SOLE 5900 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 2644 94260 SH SOLE 94260 0 0 CHESAPEAKE ENERGY CORP COM 165167107 104 25300 SH SOLE 25300 0 0 CIGNA CORP COM 125509109 2583 18820 SH SOLE 18820 0 0 CENTENE CORP DEK COM 15135B101 2632 42743 SH SOLE 42743 0 0 CORENERGY INFRASTRUCTURE TR COM NEW 21870U502 334 16625 SH SOLE 16625 0 0 COWEN GROUP INC NEW CL A 223622101 683 179290 SH SOLE 179290 0 0 CREE INC COM 225447101 1513 52000 SH SOLE 52000 0 0 CISCO SYS INC COM 17275R102 12837 450885 SH SOLE 450885 0 0 DANAOS CORPORATION SHS Y1968P105 380 100000 SH SOLE 100000 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 2699 42600 SH SOLE 42600 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 2704 15310 SH SOLE 15310 0 0 DISNEY WALT CO COM DISNEY 254687106 258 2596 SH SOLE 2596 0 0 GLOBAL X FDS GLOBX SUPDV US 37950E291 254 10200 SH SOLE 10200 0 0 NOW INC COM 67011P100 200 11308 SH SOLE 11308 0 0 DOW CHEM CO COM 260543103 3944 77540 SH SOLE 77540 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 950 27092 SH SOLE 27092 0 0 WISDOMTREE TRUST JAPANESE YEN F 97717W224 415 9503 SH SOLE 9503 0 0 EBAY INC COM 278642103 1526 63938 SH SOLE 63938 0 0 ISHARES TR MSCI EMERG MKT 464287234 319 9327 SH SOLE 9327 0 0 EATON VANCE FLTING RATE INC COM 278279104 357 27141 SH SOLE 27141 0 0 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 796 28280 SH SOLE 28280 0 0 ENSIGN GROUP INC COM 29358P101 370 16324 SH SOLE 16324 0 0 ISHARES INC MSCI RUSSIA CAP 46434G806 287 22354 SH SOLE 22354 0 0 ETSY INC COM 29786A106 653 75000 SH SOLE 75000 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 568 43124 SH SOLE 43124 0 0 ISHARES MSCI MEX ETF 464286822 523 9735 SH SOLE 9735 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 348 25755 SH SOLE 25755 0 0 FASTENAL CO COM 311900104 877 17907 SH SOLE 17907 0 0 FACEBOOK INC CL A 30303M102 292 2560 SH SOLE 2560 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 3563 344600 SH SOLE 344600 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 2352 195000 SH SOLE 195000 0 0 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 554 48865 SH SOLE 48865 0 0 GAMCO INVESTORS INC CL A COM 361438104 334 9000 SH SOLE 9000 0 0 GILEAD SCIENCES INC COM 375558103 1015 11053 SH SOLE 11053 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 258 2191 SH SOLE 2191 0 0 GENTEX CORP COM 371901109 837 53369 SH SOLE 53369 0 0 GOOGLE INC CL A 38259P508 1342 1802 SH SOLE 1802 0 0 GOOGLE INC CL A 38259P508 5519 7234 SH SOLE 7234 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 8297 52851 SH SOLE 52851 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2113 52100 SH SOLE 52100 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1330 75000 SH SOLE 75000 0 0 HEWLETT PACKARD CO COM 428236103 1922 156000 SH SOLE 156000 0 0 HERTZ FLOBAL HOLDINGS INC COM 42805T105 382 36218 SH SOLE 36218 0 0 NEW AMER HIGH INCOME FD INC COM NEW 641876800 81 10000 SH SOLE 10000 0 0 IAC INTERACTIVECORP COM 44919P508 954 20273 SH SOLE 20273 0 0 INTERACTIVE BROKERS GROUP IN COM 45841N107 10581 269098 SH SOLE 269098 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 9361 61811 SH SOLE 61811 0 0 INTERCONTINENTALEXCHANGE GRO COM 45866F104 982 4176 SH SOLE 4176 0 0 ICU MED INC COM 44930G107 274 2631 SH SOLE 2631 0 0 ISHARES TR INTL SEL DIV ETF 464288448 725 24995 SH SOLE 24995 0 0 CBRE CLARION GLOBAL REAL EST COM 12504G100 497 63700 SH SOLE 63700 0 0 ISHARES TR CORE S&P MCP ETF 464287507 334 2313 SH SOLE 2313 0 0 INTEL CORP COM 458140100 4034 124701 SH SOLE 124701 0 0 INGERSOLL-RAND COMPANY LTD CL A G4776G101 3167 51080 SH SOLE 51080 0 0 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 1014 45881 SH SOLE 45881 0 0 ISHARES TR RUS200 IDX ETF 464289446 2688 24301 SH SOLE 24301 0 0 JABIL CIRCUIT INC COM 466313103 464 24100 SH SOLE 24100 0 0 ISHARES TR MRNGSTR LG-CP ET 464287127 7150 60038 SH SOLE 60038 0 0 ISHARES TR MRGSTR MD CP ETF 464288208 3511 24174 SH SOLE 24174 0 0 JOHNSON & JOHNSON COM 478160104 267 2467 SH SOLE 2467 0 0 JP MORGAN CHASE & CO COM 46625H100 750 12657 SH SOLE 12657 0 0 KIMCO RLTY CORP COM 49446R109 206 7150 SH SOLE 7150 0 0 LEGG MASON INC COM 524901105 2657 76620 SH SOLE 76620 0 0 LADENBURG THALMAN FIN SVCS I COM 50575Q102 30 12110 SH SOLE 12110 0 0 MATTHEWS INTL CORP CL A 577128101 353 6850 SH SOLE 6850 0 0 MERRILL LYNCH & CO INC COM 590188108 1376 53239 SH SOLE 53239 0 0 MACQUARIE FT TR GB INF UT DI COM 55607W100 1253 102209 SH SOLE 102209 0 0 MFS INVT GRADE MUN TR SH BEN INT 59318B108 760 51540 SH SOLE 51540 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1025 10167 SH SOLE 10167 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 1244 22896 SH SOLE 22896 0 0 MONSANTO CO NEW COM 61166W101 221 2516 SH SOLE 2516 0 0 MERCK & CO INC COM 589331107 203 3841 SH SOLE 3841 0 0 MORGAN STANLEY COM NEW 617446448 21259 850000 SH SOLE 850000 0 0 MICROSOFT CORP COM 594918104 5810 105204 SH SOLE 105204 0 0 MANITOWOC INC COM 563571908 223 51540 SH SOLE 51540 0 0 ISHARES TR NATIONAL MUN ETF 464288414 1191 10671 SH SOLE 10671 0 0 MURPHY OIL CORP COM 626717102 589 23380 SH SOLE 23380 0 0 NAVIDEA BIOPHARMACEUTICALS INC COM 63937X103 61 65066 SH SOLE 65066 0 0 NASDAQ OMX GROUP INC COM 631103108 1232 18557 SH SOLE 18557 0 0 NETFLIX INC COM 64110L106 201 1970 SH SOLE 1970 0 0 NUVEEN CONN PREM INCOME MUN COM 67060D107 325 24583 SH SOLE 24583 0 0 NUVEEN MUN VALUE FD INC COM 670928100 717 68398 SH SOLE 68398 0 0 NVIDIA CORP COM 67066G104 3673 103080 SH SOLE 103080 0 0 INVESCO MUNI INCOME OPP TRST COM 46132X101 531 69173 SH SOLE 69173 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 293 57285 SH SOLE 57285 0 0 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 4198 266017 SH SOLE 266017 0 0 OSHKOSH CORP COM 688239201 2225 54437 SH SOLE 54437 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 104 24000 SH SOLE 24000 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 345 19800 SH SOLE 19800 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 686 26353 SH SOLE 26353 0 0 PFIZER INC COM 717081103 3973 134025 SH SOLE 134025 0 0 iShares S&P U.S. Preferred Stock Index US PFD STK IDX 464288687 1651 42297 SH SOLE 42297 0 0 PIMCO INCOME STRATEGY FUND I COM 72201J104 184 21050 SH SOLE 21050 0 0 PARKER HANNIFIN CORP COM 701094104 3012 27120 SH SOLE 27120 0 0 PIONEER FLOATING RATE TR COM 72369J102 186 16612 SH SOLE 16612 0 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 281 14607 SH SOLE 14607 0 0 PIPER JAFFRAY COS COM 724078100 3205 64664 SH SOLE 64664 0 0 PHILIP MORRIS INTL INC COM 718172109 216 2200 SH SOLE 2200 0 0 PENTAIR LTD SHS H6169Q108 895 16489 SH SOLE 16489 0 0 QUANTA SVCS INC COM 74762E102 232 10303 SH SOLE 10303 0 0 PAYPAL HLDGS INC COM 70450Y103 2615 67738 SH SOLE 67738 0 0 QUALCOMM INC COM 747525103 298 5825 SH SOLE 5825 0 0 QUALYS INC COM 74758T303 369 14590 SH SOLE 14590 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3313 30336 SH SOLE 30336 0 0 RENT A CTR INC NEW COM 76009N100 1143 72122 SH SOLE 72122 0 0 ISHARES MRG RL ES CP ETF 464288539 169 17485 SH SOLE 17485 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 1060 135000 SH SOLE 135000 0 0 RYDEX ETF TRUST GUG S&P 500 EQ WT 78355W106 370 4716 SH SOLE 4716 0 0 ROYCE VALUE TR INC COM 780910105 225 19250 SH SOLE 19250 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 216 4416 SH SOLE 4416 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 517 10500 SH SOLE 10500 0 0 SCHWAB CHARLES CORP NEW COM 808513105 14788 527766 SH SOLE 527766 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 792 9910 SH SOLE 9910 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 502 19450 SH SOLE 19450 0 0 SYNOVUS FINL CORP COM 87161C105 1189 41144 SH SOLE 41144 0 0 STAPLES INC COM 855030102 737 66795 SH SOLE 66795 0 0 SPDR TR UNIT SER 1 78462F103 17875 86974 SH SOLE 86974 0 0 SASOL LTD SPONSORED ADR 803866300 992 33580 SH SOLE 33580 0 0 ISTAR FINL INC COM 45031U101 1005 104000 SH SOLE 104000 0 0 SUNEDISON INC COM 86732Y109 79 145800 SH SOLE 145800 0 0 SUPERVALU INC COM 868536103 491 85310 SH SOLE 85310 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 2019 25920 SH SOLE 25920 0 0 AT&T INC COM 00206R102 295 7527 SH SOLE 7527 0 0 TASER INTL INC COM 87651B104 1234 62879 SH SOLE 62879 0 0 TRANSATLANTIC PETROLEUM LTD SHS G89982105 38 51243 SH SOLE 51243 0 0 TERADYNE INC COM 880770102 233 10813 SH SOLE 10813 0 0 TEREX CORP NEW COM 880779103 1710 68720 SH SOLE 68720 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 262 5305 SH SOLE 5305 0 0 GRUPO TELEVISA SA SPON ADR REP CRD 40049J206 5 14200 SH SOLE 14200 0 0 TYCO INTL LTD BERMUDA SHS G9143X208 2523 68720 SH SOLE 68720 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3248 25200 SH SOLE 25200 0 0 UR ENERGY INC COM 91688R108 11 22000 SH SOLE 22000 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1592 14275 SH SOLE 14275 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 5327 66558 SH SOLE 66558 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 265 1960 SH SOLE 1960 0 0 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 424 8744 SH SOLE 8744 0 0 VECTOR GROUP LTD COM 92240M108 492 21545 SH SOLE 21545 0 0 VIAVI SOLUTIONS INC COM 925550105 165 24125 SH SOLE 24125 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 3517 43287 SH SOLE 43287 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 692 49569 SH SOLE 49569 0 0 VANGUARD INDEX FDS REIT ETF 922908553 253 3020 SH SOLE 3020 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1565 17968 SH SOLE 17968 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 315 1668 SH SOLE 1668 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 863 8022 SH SOLE 8022 0 0 VANGUARD INDEX FDS REIT ETF 922908553 664 11505 SH SOLE 11505 0 0 INVESCO DYNAMIC CR OPP FD COM 46132R104 326 30300 SH SOLE 30300 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1005 12204 SH SOLE 12204 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 734 6897 SH SOLE 6897 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 578 16710 SH SOLE 16710 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 635 14129 SH SOLE 14129 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 230 3335 SH SOLE 3335 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1979 36592 SH SOLE 36592 0 0 WESTERN DIGITAL CORP COM 958102105 2093 44300 SH SOLE 44300 0 0 WELLS FARGO & CO NEW COM 949746101 312 1821 SH SOLE 1821 0 0 WEYERHAEUSER CO COM 962166104 19637 633868 SH SOLE 633868 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 275 5320 SH SOLE 5320 0 0 EXCO RESOURCES INC COM 269279402 648 654723 SH SOLE 654723 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1129 18234 SH SOLE 18234 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 939 41738 SH SOLE 41738 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 208 3075 SH SOLE 3075 0 0 YAHOO INC COM 984332106 48606 1320450 SH SOLE 1320450 0 0 YANDEX N V SH CLASS A N97284108 306 20000 SH SOLE 20000 0 0