0001439805-16-000007.txt : 20160216 0001439805-16-000007.hdr.sgml : 20160215 20160216132355 ACCESSION NUMBER: 0001439805-16-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Wealth Management LLC CENTRAL INDEX KEY: 0001439805 IRS NUMBER: 205998630 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13145 FILM NUMBER: 161425948 BUSINESS ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0100 MAIL ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: greenwich Wealth Management LLC DATE OF NAME CHANGE: 20080711 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001439805 XXXXXXXX 12-31-2015 12-31-2015 Greenwich Wealth Management LLC

45 EAST PUTNAM AVENUE STE 128 GREENWICH CT 06830

13F HOLDINGS REPORT 028-13145 N Michael J. Freeburg 203-618-0100 Michael J. Freeburg Greenwich CT 02-16-2016 0 157 408229 false INFORMATION TABLE 2 gwm13fq42015.xml ALCOA INC COM 013817101 237 24000 SH SOLE 24000 0 0 APPLE INC COM 037833100 9100 86453 SH SOLE 86453 0 0 ABILITY INC SHS G8789K108 495 50000 SH SOLE 50000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 2573 70150 SH SOLE 70150 0 0 THE ADT CORPORATION COM 00101J106 1537 46600 SH SOLE 46600 0 0 AETNA INC NEW COM 00817Y108 4404 40734 SH SOLE 40734 0 0 AFFYMETRIX INC COM 00826T108 493 48876 SH SOLE 48876 0 0 APOLLO SR FLOATING RATE FD I COM 37636107 328 21650 SH SOLE 21650 0 0 AVANGRID INC COM 5351W103 841 21901 SH SOLE 21901 0 0 ALLEGION PUB LTD CO ORD SHS G0176J109 3073 46623 SH SOLE 46623 0 0 ANALOGIC CORP COM PAR $0.05 032657207 328 3970 SH SOLE 3970 0 0 APPLIED MATLS INC COM 038222105 3028 162200 SH SOLE 162200 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 159 13200 SH SOLE 13200 0 0 AMERICAN TOWER CORP CL A 029912201 1227 12652 SH SOLE 12652 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 3276 233000 SH SOLE 233000 0 0 AMPHENOL CORP NEW CL A 032095101 912 17459 SH SOLE 17459 0 0 ARROW ELECTRS INC COM 042735100 3793 70000 SH SOLE 70000 0 0 AVX Corp COM 002444107 585 48168 SH SOLE 48168 0 0 BANK OF AMERICA CORPORATION COM 060505104 2629 156226 SH SOLE 156226 0 0 FRANKLIN RES INC COM 354613101 1794 48720 SH SOLE 48720 0 0 BUNGE LIMITED COM G16962105 4780 70000 SH SOLE 70000 0 0 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 589 44087 SH SOLE 44087 0 0 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 594 44064 SH SOLE 44064 0 0 BIOSCRIP INC COM 09069N108 35 20170 SH SOLE 20170 0 0 BEMIS CO. INC COM 081437105 788 17626 SH SOLE 17626 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 239 3476 SH SOLE 3476 0 0 POPULAR INC COM 733174106 2579 91000 SH SOLE 91000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 653 4949 SH SOLE 4949 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 1560 19602 SH SOLE 19602 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 3746 128100 SH SOLE 128100 0 0 CHESAPEAKE ENERGY CORP COM 165167107 114 25300 SH SOLE 25300 0 0 CIGNA CORP COM 125509109 4492 30700 SH SOLE 30700 0 0 CORENERGY INFRASTRUCTURE TR COM NEW 21870U502 186 12550 SH SOLE 12550 0 0 COWEN GROUP INC NEW CL A 223622101 891 232650 SH SOLE 232650 0 0 CREE INC COM 225447101 1867 70000 SH SOLE 70000 0 0 CISCO SYS INC COM 17275R102 12051 443777 SH SOLE 443777 0 0 DANAOS CORPORATION SHS Y1968P105 599 100000 SH SOLE 100000 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 3790 56900 SH SOLE 56900 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 2735 15720 SH SOLE 15720 0 0 DISNEY WALT CO COM DISNEY 254687106 268 2551 SH SOLE 2551 0 0 NOW INC COM 67011P100 179 11308 SH SOLE 11308 0 0 DOW CHEM CO COM 260543103 5400 104900 SH SOLE 104900 0 0 WISDOMTREE TRUST JAPANESE YEN F 97717W224 439 8761 SH SOLE 8761 0 0 EBAY INC COM 278642103 2375 86443 SH SOLE 86443 0 0 ISHARES TR MSCI EMERG MKT 464287234 300 9327 SH SOLE 9327 0 0 EATON VANCE FLTING RATE INC COM 278279104 307 24322 SH SOLE 24322 0 0 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 2877 47000 SH SOLE 47000 0 0 ENSIGN GROUP INC COM 29358P101 240 10592 SH SOLE 10592 0 0 ISHARES TR MSCI RUSSIA CAP 46429B705 255 22893 SH SOLE 22893 0 0 ETSY INC COM 9786A106 620 75001 SH SOLE 75001 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 597 46758 SH SOLE 46758 0 0 ISHARES MSCI MEX ETF 464286822 470 9429 SH SOLE 9429 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 213 15149 SH SOLE 15149 0 0 FASTENAL CO COM 311900104 796 19495 SH SOLE 19495 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 3162 467000 SH SOLE 467000 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 2634 235000 SH SOLE 235000 0 0 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 552 51459 SH SOLE 51459 0 0 GILEAD SCIENCES INC COM 375558103 1223 12087 SH SOLE 12087 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 222 2191 SH SOLE 2191 0 0 GENTEX CORP COM 371901109 866 54118 SH SOLE 54118 0 0 GOOGLE INC CL A 38259P508 1835 2418 SH SOLE 2418 0 0 GOOGLE INC CL A 38259P508 7467 9598 SH SOLE 9598 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 12769 70851 SH SOLE 70851 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2734 67746 SH SOLE 67746 0 0 HEALTH NET INC COM 42222G108 6380 93200 SH SOLE 93200 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1140 75000 SH SOLE 75000 0 0 HEWLETT PACKARD CO COM 428236103 2486 210000 SH SOLE 210000 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 525 36886 SH SOLE 36886 0 0 IAC INTERACTIVECORP COM NEW 44919P300 1651 27494 SH SOLE 27494 0 0 INTERACTIVE BROKERS GROUP IN COM 45841N107 11770 269958 SH SOLE 269958 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 11218 81517 SH SOLE 81517 0 0 INTERCONTINENTALEXCHANGE GRO COM 45866F104 1464 5711 SH SOLE 5711 0 0 ISHARES TR CORE S&P MCP ETF 464287507 322 2313 SH SOLE 2313 0 0 INTEL CORP COM 458140100 5459 158472 SH SOLE 158472 0 0 INGERSOLL-RAND COMPANY LTD CL A G4776G101 3859 69800 SH SOLE 69800 0 0 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 1066 62644 SH SOLE 62644 0 0 ISHARES TR RUS200 IDX ETF 464289446 2113 18758 SH SOLE 18758 0 0 JABIL CIRCUIT INC COM 466313103 561 24100 SH SOLE 24100 0 0 JOHNSON & JOHNSON COM 478160104 217 2110 SH SOLE 2110 0 0 JP MORGAN CHASE & CO COM 46625H100 861 13042 SH SOLE 13042 0 0 KIMBERLY CLARK CORP COM 494368103 932 7322 SH SOLE 7322 0 0 LEGG MASON INC COM 524901105 4107 104700 SH SOLE 104700 0 0 MATTHEWS INTL CORP CL A 577128101 365 6830 SH SOLE 6830 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 973 23085 SH SOLE 23085 0 0 MONSANTO CO NEW COM 61166W101 240 2440 SH SOLE 2440 0 0 MORGAN STANLEY COM NEW 617446448 14801 465300 SH SOLE 465300 0 0 MICROSOFT CORP COM 594918104 7925 142851 SH SOLE 142851 0 0 MANITOWOC INC COM 563571908 1073 69900 SH SOLE 69900 0 0 MURPHY OIL CORP COM 626717102 513 22840 SH SOLE 22840 0 0 NAVIDEA BIOPHARMACEUTICALS INC COM 63937X103 87 65066 SH SOLE 65066 0 0 NASDAQ OMX GROUP INC COM 631103108 1513 26013 SH SOLE 26013 0 0 NETFLIX INC COM 64110L106 244 2130 SH SOLE 2130 0 0 NUVEEN CONN PREM INCOME MUN COM 67060D107 448 35110 SH SOLE 35110 0 0 NUVEEN MUN VALUE FD INC COM 670928100 1023 100523 SH SOLE 100523 0 0 NVIDIA CORP COM 67066G104 4608 139800 SH SOLE 139800 0 0 INVESCO MUNI INCOME OPP TRST COM 46132X101 845 115879 SH SOLE 115879 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 209 33510 SH SOLE 33510 0 0 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 1191 68500 SH SOLE 68500 0 0 ORACLE CORP COM 68389X105 975 26689 SH SOLE 26689 0 0 OSHKOSH CORP COM 688239201 2893 74091 SH SOLE 74091 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 150 24000 SH SOLE 24000 0 0 PLUM CREEK TIMBER CO INC COM 729251108 25595 536367 SH SOLE 536367 0 0 PFIZER INC COM 717081103 4987 154483 SH SOLE 154483 0 0 iShares S&P U.S. Preferred Stock Index US PFD STK IDX 464288687 998 25695 SH SOLE 25695 0 0 PIMCO INCOME STRATEGY FUND I COM 72201J104 183 20850 SH SOLE 20850 0 0 PARKER HANNIFIN CORP COM 701094104 3608 37200 SH SOLE 37200 0 0 PIONEER FLOATING RATE TR COM 72369J102 180 16612 SH SOLE 16612 0 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 265 13567 SH SOLE 13567 0 0 PIPER JAFFRAY COS COM 724078100 3290 81440 SH SOLE 81440 0 0 CHILDRENS PL RETAIL STORES I COM 168905107 214 3869 SH SOLE 3869 0 0 PHILIP MORRIS INTL INC COM 718172109 343 3900 SH SOLE 3900 0 0 PENTAIR LTD SHS H6169Q108 1108 22362 SH SOLE 22362 0 0 QUANTA SVCS INC COM 74762E102 209 10303 SH SOLE 10303 0 0 PAYPAL HLDGS INC COM 70450Y103 3238 89443 SH SOLE 89443 0 0 QUALCOMM INC COM 747525103 310 6205 SH SOLE 6205 0 0 QUALYS INC COM 74758T303 485 14665 SH SOLE 14665 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3206 28665 SH SOLE 28665 0 0 RENT A CTR INC NEW COM 76009N100 1015 67772 SH SOLE 67772 0 0 ISHARES MRG RL ES CP ETF 464288539 143 14985 SH SOLE 14985 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 2160 225000 SH SOLE 225000 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 315 4116 SH SOLE 4116 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 515 10500 SH SOLE 10500 0 0 SCHWAB CHARLES CORP NEW COM 808513105 15437 468777 SH SOLE 468777 0 0 SMUCKER J M CO COM NEW 832696405 527 4269 SH SOLE 4269 0 0 SYNOVUS FINL CORP COM 87161C105 2220 68572 SH SOLE 68572 0 0 STAPLES INC COM 855030102 631 66595 SH SOLE 66595 0 0 SPDR TR UNIT SER 1 78462F103 21186 103921 SH SOLE 103921 0 0 SASOL LTD SPONSORED ADR 803866300 1054 39300 SH SOLE 39300 0 0 ISTAR FINL INC COM 45031U101 1642 140000 SH SOLE 140000 0 0 SUNEDISON INC COM 86732Y109 1008 198000 SH SOLE 198000 0 0 SUPERVALU INC COM 868536103 473 69750 SH SOLE 69750 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 3319 43200 SH SOLE 43200 0 0 TASER INTL INC COM 87651B104 1474 85278 SH SOLE 85278 0 0 TRANSATLANTIC PETROLEUM LTD SHS G89982105 78 56159 SH SOLE 56159 0 0 TEREX CORP NEW COM 880779103 1722 93200 SH SOLE 93200 0 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 6 11350 SH SOLE 11350 0 0 TYCO INTL LTD BERMUDA SHS G9143X208 2972 93200 SH SOLE 93200 0 0 UNITEDHEALTH GROUP INC COM 91324P102 4870 41400 SH SOLE 41400 0 0 UR ENERGY INC COM 91688R108 14 22000 SH SOLE 22000 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 623 7893 SH SOLE 7893 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 253 1960 SH SOLE 1960 0 0 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 437 8754 SH SOLE 8754 0 0 VIAVI SOLUTIONS INC COM 925550105 146 24000 SH SOLE 24000 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 1024 77722 SH SOLE 77722 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1129 6042 SH SOLE 6042 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 779 8297 SH SOLE 8297 0 0 VANGUARD INDEX FDS REIT ETF 922908553 267 4635 SH SOLE 4635 0 0 INVESCO DYNAMIC CR OPP FD COM 46132R104 335 31800 SH SOLE 31800 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 540 16503 SH SOLE 16503 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 628 13929 SH SOLE 13929 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1557 33680 SH SOLE 33680 0 0 WESTERN DIGITAL CORP COM 958102105 3633 60500 SH SOLE 60500 0 0 EXCO RESOURCES INC COM 269279402 1058 853079 SH SOLE 853079 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1113 18445 SH SOLE 18445 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 864 36269 SH SOLE 36269 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 218 3025 SH SOLE 3025 0 0 YAHOO INC COM 984332106 54516 1639090 SH SOLE 1639090 0 0