0001085146-17-001023.txt : 20170424 0001085146-17-001023.hdr.sgml : 20170424 20170424123403 ACCESSION NUMBER: 0001085146-17-001023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170424 DATE AS OF CHANGE: 20170424 EFFECTIVENESS DATE: 20170424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mechanics Bank Trust Department CENTRAL INDEX KEY: 0001439743 IRS NUMBER: 941606324 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13144 FILM NUMBER: 17777726 BUSINESS ADDRESS: STREET 1: 3170 HILLTOP MALL ROAD CITY: RICHMOND STATE: CA ZIP: 94806 BUSINESS PHONE: 510-262-7286 MAIL ADDRESS: STREET 1: 3170 HILLTOP MALL ROAD CITY: RICHMOND STATE: CA ZIP: 94806 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001439743 XXXXXXXX 03-31-2017 03-31-2017 false Mechanics Bank Trust Department

3170 Hilltop Mall Road Richmond CA 94806

13F HOLDINGS REPORT 028-13144 N Cris Rosales 925-256-3061 /s/ Cris Rosales Walnut Creek CA 04-19-2017 0 165 409267 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 2491 13016 SH OTR 12801 215 0 ABBOTT LABS COM 002824100 5308 119529 SH SOLE 113729 4000 1800 ABBVIE INC COM 00287Y109 284 4355 SH SOLE 1705 2650 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 372 3100 SH SOLE 3100 0 0 ALPHABET INC CAP STK CL A 02079K305 6939 8184 SH SOLE 7714 360 110 ALPHABET INC CAP STK CL C 02079K107 3679 4435 SH SOLE 4065 360 10 ALTRIA GROUP INC COM 02209S103 10350 144927 SH SOLE 135622 7535 1770 AMAZON COM INC COM 023135106 1186 1338 SH SOLE 1338 0 0 AMGEN INC COM 031162100 576 3509 SH SOLE 3509 0 0 APPLE INC COM 037833100 7194 50078 SH SOLE 49448 180 450 AT&T INC COM 00206R102 6712 161554 SH SOLE 150499 8229 2826 AUTOMATIC DATA PROCESSING IN COM 053015103 1800 17584 SH SOLE 17434 0 150 BANK AMER CORP COM 060505104 253 10706 SH SOLE 10706 0 0 BAXTER INTL INC COM 071813109 2124 40953 SH SOLE 39328 1550 75 BB&T CORP DEP1/1000 PFD F 054937602 262 10500 SH SOLE 10500 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4161 24965 SH SOLE 22248 2557 160 BOEING CO COM 097023105 893 5049 SH SOLE 4049 1000 0 BP PLC SPONSORED ADR 055622104 224 6504 SH SOLE 6504 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 6486 119273 SH SOLE 111616 5277 2380 CARRIAGE SVCS INC COM 143905107 271 10000 SH SOLE 10000 0 0 CATERPILLAR INC DEL COM 149123101 603 6500 SH SOLE 6500 0 0 CELGENE CORP COM 151020104 232 1866 SH SOLE 1866 0 0 CHEVRON CORP NEW COM 166764100 12922 120355 SH SOLE 115827 3325 1203 CIGNA CORPORATION COM 125509109 545 3720 SH SOLE 3720 0 0 CISCO SYS INC COM 17275R102 1668 49332 SH SOLE 46402 2600 330 CLOROX CO DEL COM 189054109 1917 14216 SH SOLE 13716 500 0 COCA COLA CO COM 191216100 2002 47169 SH SOLE 46444 725 0 COLGATE PALMOLIVE CO COM 194162103 285 3895 SH SOLE 3895 0 0 COMCAST CORP NEW CL A 20030N101 464 12342 SH SOLE 12342 0 0 CONOCOPHILLIPS COM 20825C104 1569 31479 SH SOLE 28032 2187 1260 CORE LABORATORIES N V COM N22717107 404 3500 SH SOLE 3500 0 0 COSTCO WHSL CORP NEW COM 22160K105 5370 32027 SH SOLE 31817 0 210 CVS HEALTH CORP COM 126650100 4146 52815 SH SOLE 51170 1175 470 DANAHER CORP DEL COM 235851102 322 3765 SH SOLE 3765 0 0 DICKS SPORTING GOODS INC COM 253393102 1877 38580 SH SOLE 38580 0 0 DISNEY WALT CO COM DISNEY 254687106 1228 10826 SH SOLE 10576 250 0 DOMINION RES INC VA NEW COM 25746U109 2590 33388 SH SOLE 31188 2200 0 DOW CHEM CO COM 260543103 583 9168 SH SOLE 9168 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 797 9921 SH SOLE 9109 812 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2533 30876 SH SOLE 28081 1832 963 EDISON INTL COM 281020107 224 2811 SH SOLE 2811 0 0 ELECTRONIC ARTS INC COM 285512109 3923 43827 SH SOLE 42927 0 900 EMERSON ELEC CO COM 291011104 2211 36933 SH SOLE 36803 0 130 ENBRIDGE INC COM 29250N105 4812 115031 SH SOLE 107121 6725 1185 EXPRESS SCRIPTS HLDG CO COM 30219G108 5176 78536 SH SOLE 75891 1140 1505 EXXON MOBIL CORP COM 30231G102 12976 158230 SH SOLE 106394 51776 60 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 227 1700 SH SOLE 1700 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 120 10273 SH SOLE 10273 0 0 GENERAL ELECTRIC CO COM 369604103 4018 134836 SH SOLE 131066 3770 0 GENERAL MLS INC COM 370334104 291 4932 SH SOLE 4300 0 632 GENUINE PARTS CO COM 372460105 1089 11780 SH SOLE 11060 450 270 GILEAD SCIENCES INC COM 375558103 455 6697 SH SOLE 6697 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 300 1304 SH SOLE 1304 0 0 HERSHEY CO COM 427866108 219 2000 SH SOLE 2000 0 0 HOME DEPOT INC COM 437076102 2171 14782 SH SOLE 14422 100 260 HONEYWELL INTL INC COM 438516106 4180 33470 SH SOLE 32845 125 500 INTEL CORP COM 458140100 2782 77123 SH SOLE 75608 1140 375 INTL PAPER CO COM 460146103 226 4441 SH SOLE 4441 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 964 11401 SH SOLE 11401 0 0 ISHARES TR 7-10YR TR BD ETF 464287440 522 4940 SH SOLE 4940 0 0 ISHARES TR CORE S&P MCP ETF 464287507 948 5536 SH SOLE 5536 0 0 ISHARES TR CORE S&P SCP ETF 464287804 627 9066 SH SOLE 8766 0 300 ISHARES TR CORE S&P500 ETF 464287200 350 1475 SH SOLE 1475 0 0 ISHARES TR CORE US AGGBD ET 464287226 2599 23954 SH SOLE 22364 785 805 ISHARES TR IBOXX INV CP ETF 464287242 15987 135584 SH SOLE 124385 5701 5498 ISHARES TR MBS ETF 464288588 256 2404 SH SOLE 2404 0 0 ISHARES TR MSCI EAFE ETF 464287465 311 4995 SH SOLE 4995 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 638 16193 SH SOLE 11793 4400 0 ISHARES TR MSCI INDIA ETF 46429B598 440 13965 SH SOLE 13965 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 1378 4700 SH SOLE 4700 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 4568 40140 SH SOLE 38900 0 1240 ISHARES TR RUS 2000 GRW ETF 464287648 5630 34823 SH SOLE 32883 1090 850 ISHARES TR RUSSELL 2000 ETF 464287655 1370 9965 SH SOLE 9965 0 0 ISHARES TR S&P MC 400GR ETF 464287606 6443 33746 SH SOLE 31066 975 1705 ISHARES TR SELECT DIVID ETF 464287168 3805 41767 SH SOLE 38827 1815 1125 ISHARES TR SHRT TRS BD ETF 464288679 1047 9486 SH SOLE 7876 795 815 ISHARES TR TIPS BD ETF 464287176 1108 9666 SH SOLE 9466 0 200 ISHARES TR U.S. PFD STK ETF 464288687 3875 100145 SH SOLE 92700 3600 3845 ISHARES TR U.S. TECH ETF 464287721 3273 24214 SH SOLE 19494 1945 2775 ISHARES TR U.S. TELECOM ETF 464287713 708 21892 SH SOLE 20360 1267 265 JOHNSON & JOHNSON COM 478160104 11153 89553 SH SOLE 85808 3405 340 JPMORGAN CHASE & CO COM 46625H100 3010 34259 SH SOLE 33514 375 370 KIMBERLY CLARK CORP COM 494368103 332 2525 SH SOLE 2525 0 0 KRAFT HEINZ CO COM 500754106 520 5723 SH SOLE 5723 0 0 KROGER CO COM 501044101 1741 59020 SH SOLE 58020 0 1000 LILLY ELI & CO COM 532457108 564 6707 SH SOLE 6707 0 0 MARSH & MCLENNAN COS INC COM 571748102 406 5500 SH SOLE 5500 0 0 MCDONALDS CORP COM 580135101 6486 50040 SH SOLE 49415 0 625 MCKESSON CORP COM 58155Q103 523 3529 SH SOLE 3529 0 0 MEDTRONIC PLC SHS G5960L103 856 10631 SH SOLE 9981 0 650 MERCK & CO INC COM 58933Y105 2263 35619 SH SOLE 32530 2089 1000 MICROSOFT CORP COM 594918104 7207 109430 SH SOLE 105625 3195 610 MONDELEZ INTL INC CL A 609207105 289 6692 SH SOLE 6692 0 0 NESTLE S A SPONSORED ADR 641069406 472 6146 SH SOLE 6146 0 0 NEXTERA ENERGY CAP HLDGS INC SUB DEB 72 65339K803 491 20000 SH SOLE 20000 0 0 NEXTERA ENERGY INC COM 65339F101 312 2427 SH SOLE 2427 0 0 NORTHROP GRUMMAN CORP COM 666807102 1691 7110 SH SOLE 7110 0 0 ORACLE CORP COM 68389X105 5341 119737 SH SOLE 115172 4565 0 PAYCHEX INC COM 704326107 1525 25895 SH SOLE 25895 0 0 PEPSICO INC COM 713448108 3674 32846 SH SOLE 30606 1940 300 PFIZER INC COM 717081103 7929 231789 SH OTR 228214 875 2700 PG&E CORP COM 69331C108 2188 32976 SH SOLE 32676 0 300 PHILIP MORRIS INTL INC COM 718172109 6995 61958 SH OTR 58803 2945 210 PIMCO CA MUNICIPAL INCOME FD COM 72200N106 770 47250 SH OTR 45250 0 2000 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 3690 35032 SH OTR 29957 2465 2610 PIMCO HIGH INCOME FD COM SHS 722014107 94 10800 SH OTR 10800 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 467 17950 SH OTR 17950 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2398 18115 SH OTR 17385 0 730 PROCTER AND GAMBLE CO COM 742718109 4131 45978 SH OTR 43928 1300 750 PUBLIC STORAGE COM 74460D109 367 1678 SH OTR 1678 0 0 RAYTHEON CO COM NEW 755111507 450 2951 SH OTR 2951 0 0 REPUBLIC SVCS INC COM 760759100 2251 35830 SH OTR 35320 0 510 REYNOLDS AMERICAN INC COM 761713106 630 9990 SH OTR 9990 0 0 ROCHE HLDG LTD SPONSORED ADR 771195104 217 6800 SH OTR 6800 0 0 ROCKWELL AUTOMATION INC COM 773903109 303 1947 SH OTR 1947 0 0 ROPER TECHNOLOGIES INC COM 776696106 268 1300 SH OTR 1300 0 0 ROSS STORES INC COM 778296103 4291 65135 SH OTR 63225 350 1560 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 333 6319 SH OTR 6319 0 0 SCHLUMBERGER LTD COM 806857108 1399 17911 SH OTR 16281 1000 630 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 506 16015 SH OTR 13774 1012 1229 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1638 18626 SH OTR 15578 1443 1605 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1371 25117 SH OTR 20957 1910 2250 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2822 37959 SH OTR 31576 3883 2500 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1153 16492 SH OTR 14474 933 1085 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3076 129640 SH OTR 113911 6529 9200 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 5160 79301 SH OTR 73362 3409 2530 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1906 37145 SH OTR 32466 4189 490 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1088 20767 SH OTR 19178 319 1270 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 657 12326 SH OTR 12101 0 225 SEMPRA ENERGY COM 816851109 368 3335 SH OTR 3335 0 0 SOUTHERN CO COM 842587107 2368 47585 SH OTR 43035 3150 1400 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 7508 36387 SH OTR 34747 1535 105 SPDR GOLD TRUST GOLD SHS 78463V107 978 8230 SH OTR 7925 30 275 SPDR S&P 500 ETF TR TR UNIT 78462F103 26369 111853 SH OTR 109032 2230 591 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 9377 30013 SH OTR 27941 1022 1050 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3458 39226 SH OTR 37696 625 905 STARBUCKS CORP COM 855244109 471 8060 SH OTR 8060 0 0 TARGET CORP COM 87612E106 279 5048 SH OTR 5048 0 0 TEXAS INSTRS INC COM 882508104 355 4400 SH OTR 4400 0 0 TORCHMARK CORP JR SUB DEB 52 891027302 228 9000 SH OTR 9000 0 0 TOTAL S A SPONSORED ADR 89151E109 275 5464 SH OTR 5464 0 0 TRAVELERS COMPANIES INC COM 89417E109 248 2060 SH OTR 60 2000 0 UNION PAC CORP COM 907818108 807 7617 SH OTR 7617 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2066 19249 SH OTR 18869 0 380 UNITED TECHNOLOGIES CORP COM 913017109 5004 44591 SH OTR 41646 2530 415 UNITEDHEALTH GROUP INC COM 91324P102 355 2169 SH OTR 2169 0 0 US BANCORP DEL COM NEW 902973304 201 3889 SH OTR 2208 1681 0 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 697 13048 SH OTR 8748 4200 100 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 285 3410 SH OTR 3410 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 207 2595 SH OTR 2490 0 105 VANGUARD INDEX FDS GROWTH ETF 922908736 10101 83025 SH OTR 78930 2415 1680 VANGUARD INDEX FDS REIT ETF 922908553 240 2902 SH OTR 2022 880 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 636 5240 SH OTR 5240 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2262 56951 SH OTR 55003 1293 655 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1445 28023 SH OTR 27023 525 475 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 3425 44117 SH OTR 41512 1530 1075 VEREIT INC COM 92339V100 93 10961 SH OTR 10961 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2964 60789 SH OTR 56416 4373 0 VISA INC COM CL A 92826C839 2660 29931 SH OTR 27541 2000 390 WALGREENS BOOTS ALLIANCE INC COM 931427108 1300 15656 SH OTR 15451 0 205 WAL-MART STORES INC COM 931142103 2173 30148 SH OTR 28863 1085 200 WASTE MGMT INC DEL COM 94106L109 1867 25608 SH OTR 24408 1000 200 WELLS FARGO & CO NEW COM 949746101 2931 52664 SH OTR 50064 2275 325 YUM BRANDS INC COM 988498101 1537 24050 SH OTR 23050 1000 0 ZIMMER BIOMET HLDGS INC COM 98956P102 456 3733 SH OTR 2703 1030 0