0001085146-14-000137.txt : 20140123 0001085146-14-000137.hdr.sgml : 20140123 20140123073434 ACCESSION NUMBER: 0001085146-14-000137 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140123 DATE AS OF CHANGE: 20140123 EFFECTIVENESS DATE: 20140123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mechanics Bank Trust Department CENTRAL INDEX KEY: 0001439743 IRS NUMBER: 941606324 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13144 FILM NUMBER: 14541609 BUSINESS ADDRESS: STREET 1: 3170 HILLTOP MALL ROAD CITY: RICHMOND STATE: CA ZIP: 94806 BUSINESS PHONE: 510-262-7286 MAIL ADDRESS: STREET 1: 3170 HILLTOP MALL ROAD CITY: RICHMOND STATE: CA ZIP: 94806 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001439743 XXXXXXXX 12-31-2013 12-31-2013 Mechanics Bank Trust Department

3170 HILLTOP MALL ROAD RICHMOND CA 94806

13F HOLDINGS REPORT 028-13144 N Roy M. Swain (510) 262-7287 /s/ Roy M. Swain Richmond CA 01-21-2014 0 255 413688 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 1NEXTERA ENERGY CAP HLDGS INCSUB DEB 7265339K80337020000SHSOLE 20000001TORCHMARK CORPJR SUB DEB 5289102730221710000SHSOLE 10000003M COCOM88579Y101179312787SHSOLE 11218015693M COCOM88579Y1017645446SHOTR 47467000ABBOTT LABSCOM00282410090923708SHOTR 1879349150ABBOTT LABSCOM0028241008194213775SHSOLE 18849021025075ABBVIE INCCOM00287Y10953010033SHSOLE 695003083ABBVIE INCCOM00287Y1092194150SHOTR 150026500ACCENTURE PLC IRELANDSHS CLASS AG1151C1012553100SHOTR 310000ACCENTURE PLC IRELANDSHS CLASS AG1151C1013994858SHSOLE 360801250ADVANCED REFRACTIVECOM007635105030000SHOTR 3000000AFLAC INCCOM0010551023845745SHSOLE 574500AGILENT TECHNOLOGIES INCCOM00846U101861500SHOTR 015000AGILENT TECHNOLOGIES INCCOM00846U1011472577SHSOLE 257700ALTRIA GROUP INCCOM02209S1039663251709SHSOLE 23958935011770ALTRIA GROUP INCCOM02209S103108028135SHOTR 1967084650AMAZON COM INCCOM023135106215540SHSOLE 54000AMBAC FINL GROUP INCCOM NEW02313988454722282SHSOLE 2228200AMERICAN EXPRESS COCOM0258161098189021SHSOLE 88210200AMETEK INC NEWCOM0311001002023835SHSOLE 383500AMGEN INCCOM0311621003352933SHSOLE 293300AMGEN INCCOM03116210042366SHOTR 36600ANADARKO PETE CORPCOM03251110753670SHOTR 67000ANADARKO PETE CORPCOM032511107125315803SHSOLE 149880815APACHE CORPCOM037411105487056671SHSOLE 50961905620APACHE CORPCOM0374111051001160SHOTR 62546075APPLE INCCOM03783310090160SHOTR 16000APPLE INCCOM037833100571710190SHSOLE 887201318APTARGROUP INCCOM0383361032373500SHSOLE 350000AT&T INCCOM00206R1027375209761SHSOLE 20371006051AT&T INCCOM00206R10290825838SHOTR 1753982990AUTOMATIC DATA PROCESSING INCOM0530151033234000SHOTR 400000AUTOMATIC DATA PROCESSING INCOM053015103284235173SHSOLE 3268802485AVALONBAY CMNTYS INCCOM0534841012211871SHSOLE 187100BANK NEW YORK MELLON CORPCOM0640581002647547SHSOLE 754700BANK NEW YORK MELLON CORPCOM064058100471353SHOTR 013530BANK OF AMERICA CORPORATIONCOM06050510465842259SHSOLE 4225900BANK OF AMERICA CORPORATIONCOM0605051043170SHOTR 17000BAXTER INTL INCCOM0718131092904170SHOTR 262015500BAXTER INTL INCCOM071813109548078793SHSOLE 7694301850BB&T CORPDEP1/1000 PFD F05493760222512000SHSOLE 1200000BERKSHIRE HATHAWAY INC DELCL A0846701085343SHSOLE 300BERKSHIRE HATHAWAY INC DELCL B NEW0846707022942482SHOTR 024820BERKSHIRE HATHAWAY INC DELCL B NEW084670702349929509SHSOLE 29459050BOEING COCOM0970231051501100SHOTR 10010000BOEING COCOM0970231057275327SHSOLE 47270600BP PLCSPONSORED ADR055622104741515SHOTR 151500BP PLCSPONSORED ADR05562210470814572SHSOLE 639108181BRISTOL MYERS SQUIBB COCOM110122108215840607SHOTR 3429063170BRISTOL MYERS SQUIBB COCOM11012210811032207561SHSOLE 19840909152CANADIAN NAT RES LTDCOM13638510152515513SHSOLE 1300002513CAREFUSION CORPCOM14170T1012416050SHSOLE 605000CARRIAGE SVCS INCCOM14390510735718282SHSOLE 1828200CATERPILLAR INC DELCOM149123101104611514SHSOLE 111900324CATERPILLAR INC DELCOM14912310158640SHOTR 3902500CENTRAL FD CDA LTDCL A153501101493700SHOTR 370000CENTRAL FD CDA LTDCL A15350110115211450SHSOLE 1145000CHEVRON CORP NEWCOM16676410017774142292SHSOLE 1390441653083CHEVRON CORP NEWCOM166764100558544711SHOTR 4132133900CIGNA CORPORATIONCOM1255091092763150SHOTR 315000CISCO SYS INCCOM17275R1021235480SHOTR 408014000CISCO SYS INCCOM17275R1022824125920SHSOLE 12482001100CLOROX CO DELCOM1890541093894190SHOTR 36205700CLOROX CO DELCOM189054109451948716SHSOLE 482060510COCA COLA COCOM191216100270565492SHSOLE 6217603316COCA COLA COCOM19121610077518772SHOTR 1677220000COLGATE PALMOLIVE COCOM1941621033525400SHSOLE 540000COLGATE PALMOLIVE COCOM19416210348740SHOTR 07400COMCAST CORP NEWCL A20030N1016117SHOTR 11700COMCAST CORP NEWCL A20030N1013616949SHSOLE 694900CONOCOPHILLIPSCOM20825C104425560226SHSOLE 58581501595CONOCOPHILLIPSCOM20825C1043514962SHOTR 162533370CONSOLIDATED EDISON INCCOM2091151042023650SHSOLE 365000CONSOLIDATED EDISON INCCOM20911510441750SHOTR 07500COSTCO WHSL CORP NEWCOM22160K105487740975SHSOLE 406550320COSTCO WHSL CORP NEWCOM22160K10511509662SHOTR 966200CVS CAREMARK CORPORATIONCOM1266501004045650SHOTR 365020000CVS CAREMARK CORPORATIONCOM1266501008799122948SHSOLE 11041527512258DAYBREAK OIL & GAS INCCOM239559107617000SHSOLE 1700000DEERE & COCOM2441991054094482SHSOLE 448200DEVON ENERGY CORP NEWCOM25179M1034747664SHSOLE 74140250DEVON ENERGY CORP NEWCOM25179M1031242000SHOTR 200000DISNEY WALT COCOM DISNEY254687106121915953SHSOLE 1595300DISNEY WALT COCOM DISNEY254687106961254SHOTR 10042500DOMINION RES INC VA NEWCOM25746U109221534234SHSOLE 3323401000DOMINION RES INC VA NEWCOM25746U10972511200SHOTR 880024000DOW CHEM COCOM26054310348610957SHSOLE 995701000DOW CHEM COCOM26054310336800SHOTR 80000DU PONT E I DE NEMOURS & COCOM26353410974411446SHSOLE 988101565DU PONT E I DE NEMOURS & COCOM2635341092744212SHOTR 34008120DUKE ENERGY CORP NEWCOM NEW26441C204194028105SHSOLE 2679401311DUKE ENERGY CORP NEWCOM NEW26441C20476311059SHOTR 922718320E M C CORP MASSCOM26864810238815414SHSOLE 1425401160EMERSON ELEC COCOM291011104392555927SHSOLE 5364702280EMERSON ELEC COCOM2910111041982815SHOTR 281500ENTERPRISE PRODS PARTNERS LCOM2937921074096175SHSOLE 484201333EXELON CORPCOM30161N1012438886SHSOLE 888600EXELON CORPCOM30161N1018290SHOTR 02900EXPRESS SCRIPTS HLDG COCOM30219G10811969170398SHSOLE 14656314023695EXPRESS SCRIPTS HLDG COCOM30219G1082553630SHOTR 229013400EXXON MOBIL CORPCOM30231G10218003177891SHSOLE 1716241756092EXXON MOBIL CORPCOM30231G102775276598SHOTR 216705485870FORD MTR CO DELCOM PAR $0.0134537086025516548SHSOLE 1654800GENERAL ELECTRIC COCOM3696041037890281479SHSOLE 235655045824GENERAL ELECTRIC COCOM369604103174062060SHOTR 5326587950GENERAL MLS INCCOM3703341044579164SHSOLE 85320632GENUINE PARTS COCOM372460105182421929SHSOLE 218290100GENUINE PARTS COCOM37246010550600SHOTR 06000GETTY RLTY CORP NEWCOM37429710918410000SHSOLE 1000000GILEAD SCIENCES INCCOM3755581034355792SHSOLE 579200GOOGLE INCCL A38259P5081337311933SHSOLE 10159251749GOOGLE INCCL A38259P50812871148SHOTR 9002408GRAINGER W W INCCOM384802104204800SHSOLE 80000HEWLETT PACKARD COCOM4282361032639393SHSOLE 939300HEWLETT PACKARD COCOM4282361031896770SHOTR 540013700HOME DEPOT INCCOM437076102220026716SHSOLE 2465102065HOME DEPOT INCCOM43707610260733SHOTR 73300HONEYWELL INTL INCCOM4385161063463790SHOTR 35902000HONEYWELL INTL INCCOM438516106480152547SHSOLE 4877903768ILLINOIS TOOL WKS INCCOM4523081096107260SHSOLE 566001600ILLINOIS TOOL WKS INCCOM4523081094044800SHOTR 480000INGERSOLL-RAND PLCSHSG477911012964800SHSOLE 480000INTEL CORPCOM458140100113543727SHSOLE 3789705830INTEL CORPCOM45814010073128163SHOTR 2702311400INTERNATIONAL BUSINESS MACHSCOM459200101668435634SHSOLE 3462701007INTERNATIONAL BUSINESS MACHSCOM459200101163870SHOTR 87000JACOBS ENGR GROUP INC DELCOM4698141072393800SHOTR 380000JACOBS ENGR GROUP INC DELCOM4698141072123366SHSOLE 336600JOHNSON & JOHNSONCOM478160104173018887SHOTR 1487740100JOHNSON & JOHNSONCOM47816010416218177070SHSOLE 1729141004056JPMORGAN CHASE & COCOM46625H10018300SHOTR 03000JPMORGAN CHASE & COCOM46625H10067711581SHSOLE 112850296KIMBERLY CLARK CORPCOM4943681038868484SHSOLE 848400KIMBERLY CLARK CORPCOM4943681035855600SHOTR 560000KINDER MORGAN ENERGY PARTNERUT LTD PARTNER4945501063193950SHOTR 200019500KINDER MORGAN ENERGY PARTNERUT LTD PARTNER494550106162720174SHSOLE 199740200KINDER MORGAN INC DELCOM49456B10148213380SHSOLE 1338000KINDER MORGAN INC DELCOM49456B101381056SHOTR 010560KROGER COCOM501044101168542619SHSOLE 4111901500KROGER COCOM50104410112312SHOTR 31200LILLY ELI & COCOM5324571083276410SHSOLE 59100500LILLY ELI & COCOM53245710820400SHOTR 40000LOCKHEED MARTIN CORPCOM5398301092781873SHSOLE 51101362MANULIFE FINL CORPCOM56501R10653627176SHSOLE 2717600MANULIFE FINL CORPCOM56501R106552792SHOTR 279200MARSH & MCLENNAN COS INCCOM5717481022825833SHSOLE 583300MARSH & MCLENNAN COS INCCOM5717481022665500SHOTR 550000MCDONALDS CORPCOM580135101581959976SHSOLE 5875101225MCDONALDS CORPCOM5801351011551600SHOTR 160000MCKESSON CORPCOM58155Q1032331441SHSOLE 144100MEDTRONIC INCCOM5850551062123700SHOTR 30007000MEDTRONIC INCCOM58505510662410875SHSOLE 102250650MERCK & CO INC NEWCOM58933Y105372774472SHSOLE 6939905073MERCK & CO INC NEWCOM58933Y105101820333SHOTR 1718731460MICROSOFT CORPCOM5949181044623123577SHSOLE 1228090768MICROSOFT CORPCOM594918104213657093SHOTR 5399830950MONDELEZ INTL INCCL A6092071052777840SHSOLE 622601614MONDELEZ INTL INCCL A609207105481361SHOTR 136100MONSANTO CO NEWCOM61166W10152448SHOTR 44800MONSANTO CO NEWCOM61166W101288424747SHSOLE 239820765MOSAIC CO NEWCOM61945C1031092305SHOTR 120511000MOSAIC CO NEWCOM61945C1035080107460SHSOLE 9223525014975NESTLE S ASPONSORED ADR6410694062483377SHSOLE 237701000NOKIA CORPSPONSORED ADR6549022048810800SHSOLE 630004500NORTHROP GRUMMAN CORPCOM666807102127311110SHSOLE 861002500NORTHROP GRUMMAN CORPCOM66680710211100SHOTR 10000NOVARTIS A GSPONSORED ADR66987V1097108830SHSOLE 586502965NOVARTIS A GSPONSORED ADR66987V109961200SHOTR 120000ONEOK PARTNERS LPUNIT LTD PARTN68268N1032384520SHSOLE 452000ORACLE CORPCOM68389X10510515274835SHSOLE 23530531539215ORACLE CORPCOM68389X10577720300SHOTR 156304550120OWENS RLTY MTG INCCOM69082810828223281SHSOLE 2328100PARKER HANNIFIN CORPCOM7010941044573550SHSOLE 355000PAYCHEX INCCOM70432610783218266SHSOLE 1826600PAYCHEX INCCOM7043261071002200SHOTR 220000PENN WEST PETE LTD NEWCOM707887105718500SHSOLE 850000PENN WEST PETE LTD NEWCOM707887105445300SHOTR 50003000PENTAIR LTDSHSH6169Q1084395653SHSOLE 565300PEPSICO INCCOM713448108519662649SHSOLE 6023002419PEPSICO INCCOM7134481086888300SHOTR 578500PFIZER INCCOM71708110311765384099SHSOLE 36659727517227PFIZER INCCOM717081103130542610SHOTR 4136012500PG&E CORPCOM69331C10893123105SHSOLE 227050400PHILIP MORRIS INTL INCCOM7181721098259471SHOTR 646130100PHILIP MORRIS INTL INCCOM7181721099143104940SHSOLE 100170704700PHILLIPS 66COM7185461041832374SHSOLE 237400PHILLIPS 66COM71854610467868SHOTR 08680PIONEER NAT RES COCOM72378710710985965SHSOLE 596500PPG INDS INCCOM69350610785450SHOTR 45000PPG INDS INCCOM6935061072281200SHSOLE 120000PROCTER & GAMBLE COCOM742718109130316010SHOTR 1466013500PROCTER & GAMBLE COCOM742718109443054416SHSOLE 5022604190PUBLIC STORAGECOM74460D1092771838SHSOLE 183800RAYTHEON COCOM NEW7551115074044452SHSOLE 445200REPUBLIC SVCS INCCOM76075910089827045SHSOLE 2556501480REYNOLDS AMERICAN INCCOM7617131062344688SHSOLE 468800ROCHE HLDG LTDSPONSORED ADR7711951042984250SHSOLE 275001500ROCHE HLDG LTDSPONSORED ADR7711951042383400SHOTR 340000ROPER INDS INC NEWCOM7766961065153710SHSOLE 371000ROSS STORES INCCOM778296103108114425SHSOLE 1311501310ROYAL DUTCH SHELL PLCSPONS ADR A7802592066388948SHSOLE 702201926ROYAL DUTCH SHELL PLCSPONS ADR A78025920650700SHOTR 1006000SCHLUMBERGER LTDCOM8068571083233580SHOTR 258010000SCHLUMBERGER LTDCOM806857108369741023SHSOLE 3782303200SEMPRA ENERGYCOM816851109315635165SHSOLE 3401501150SEMPRA ENERGYCOM8168511092242492SHOTR 249200SHERWIN WILLIAMS COCOM8243481062391300SHSOLE 130000SOUTHERN COCOM842587107126730810SHSOLE 2841002400SOUTHERN COCOM8425871074079895SHOTR 572541700SPECTRA ENERGY CORPCOM8475601099406264055SHSOLE 2570034626590SPECTRA ENERGY CORPCOM84756010978421999SHOTR 1404979500STARBUCKS CORPCOM8552441092433098SHSOLE 309800STARBUCKS CORPCOM8552441093144000SHOTR 400000STRYKER CORPCOM8636671013765000SHSOLE 324001760SYSCO CORPCOM87182910765518135SHSOLE 1480503330TARGET CORPCOM87612E1064757501SHSOLE 750100TEVA PHARMACEUTICAL INDS LTDADR88162420950712661SHSOLE 456008101TEVA PHARMACEUTICAL INDS LTDADR8816242093739300SHOTR 930000TEXAS INSTRS INCCOM8825081042395445SHSOLE 544500THERMO FISHER SCIENTIFIC INCCOM8835561022021810SHSOLE 181000TOTAL S ASPONSORED ADR89151E1095288615SHSOLE 82650350TOTAL S ASPONSORED ADR89151E1093004890SHOTR 43655250TRAVELERS COMPANIES INCCOM89417E1091401546SHSOLE 154600TRAVELERS COMPANIES INCCOM89417E1098609500SHOTR 750020000UDR INCCOM9026531042048722SHSOLE 872200UDR INCCOM9026531041215186SHOTR 302521610UNION PAC CORPCOM90781810810326145SHSOLE 476701378UNITED PARCEL SERVICE INCCL B911312106439741846SHSOLE 3994101905UNITED PARCEL SERVICE INCCL B9113121062512393SHOTR 21432500UNITED TECHNOLOGIES CORPCOM9130171097736790SHOTR 420525850UNITED TECHNOLOGIES CORPCOM913017109914480351SHSOLE 7650103850US BANCORP DELCOM NEW9029733042456062SHSOLE 506201000US BANCORP DELCOM NEW9029733042436003SHOTR 432216810VERIZON COMMUNICATIONS INCCOM92343V10479716209SHSOLE 1620900VERIZON COMMUNICATIONS INCCOM92343V1044348835SHOTR 523536000VISA INCCOM CL A92826C83914666582SHSOLE 63970185VISA INCCOM CL A92826C839178800SHOTR 3005000VODAFONE GROUP PLC NEWSPONS ADR NEW92857W20950812925SHSOLE 128250100VODAFONE GROUP PLC NEWSPONS ADR NEW92857W2093639243SHOTR 625029930WALGREEN COCOM9314221091492601SHSOLE 260100WALGREEN COCOM931422109721250SHOTR 125000WAL-MART STORES INCCOM9311421038372106394SHSOLE 9030911015975WAL-MART STORES INCCOM9311421033414330SHOTR 3260102050WASTE CONNECTIONS INCCOM9410531003568155SHSOLE 815500WASTE MGMT INC DELCOM94106L109126228133SHSOLE 279330200WASTE MGMT INC DELCOM94106L10952811775SHOTR 1077510000WELLS FARGO & CO NEWCOM949746101223949311SHSOLE 4714202169WELLS FARGO & CO NEWCOM9497461011162545SHOTR 54520000WILLIAMS COS INC DELCOM9694571004004103816SHSOLE 10129602520WILLIAMS COS INC DELCOM9694571002797225SHOTR 580014250XEROX CORPCOM98412110322118162SHSOLE 1816200YUM BRANDS INCCOM988498101396152390SHSOLE 5006002330YUM BRANDS INCCOM9884981013975250SHOTR 363016200ZIMMER HLDGS INCCOM98956P1021381484SHOTR 43910450ZIMMER HLDGS INCCOM98956P102104511217SHSOLE 1121700