-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KJtXVJ3AwpihKLp4WMhh2czObvR2xh8o7qo7GRiYqkqTVRn4uTqhqNMtx9suOz5X i5jjyXkoseHaiJIN4zUTTA== 0000894579-10-000079.txt : 20100517 0000894579-10-000079.hdr.sgml : 20100517 20100514185643 ACCESSION NUMBER: 0000894579-10-000079 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100514 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-77997 FILM NUMBER: 10835370 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GWI Enterprise Ltd. CENTRAL INDEX KEY: 0001439445 IRS NUMBER: 000000000 STATE OF INCORPORATION: C5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: KINGS COURT, BAY STREET STREET 2: P.O. BOX N-3944 CITY: NASSAU STATE: C5 ZIP: 3944 BUSINESS PHONE: 55 11 3702-3202 MAIL ADDRESS: STREET 1: KINGS COURT, BAY STREET STREET 2: P.O. BOX N-3944 CITY: NASSAU STATE: C5 ZIP: 3944 SC 13G/A 1 gwi13ga051210.htm SCHEDULE 13G/A gwi13ga051210.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

_______________

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)


Hanmi Financial Corporation
(Name of Issuer)
 
 
Common Stock, Par Value $0.001
(Title of Class of Securities)
 
 
410495105
(CUSIP Number)
 
 
May 11, 2010
(Date of Event Which Requires Filing of this Statement)
 
 
 
     Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
             [   ]
Rule 13d-1(b)
            [X]
Rule 13d-1(c)
            [   ]
Rule 13d-1(d)
 
_______________
 
The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior coverage page.
 
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 
 


CUSIP No. 410495105
  
13G
  
Page 2 of 10 Pages

1.
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
GWI Enterprise Ltd.
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
[   ]
   
(b)
[   ]
   
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
The Commonwealth of The Bahamas
NUMBER OF SHARES BENEFICIALLY
OWNED BY  EACH
REPORTING PERSON
WITH:
 
5.
 
SOLE VOTING POWER
 
0
 
6.
 
SHARED VOTING POWER
 
3,948,302
 
7.
 
SOLE DISPOSITIVE POWER
 
0
 
8.
 
SHARED DISPOSITIVE POWER
 
3,948,302
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
3,948,302
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
[   ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
7.7%
12.
TYPE OF REPORTING PERSON
 
CO


 
 
 


CUSIP No. 410495105
  
13G
  
Page 3 of 10 Pages

 
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Fundo de Investimento em Acoes GWI Private Investimento no Exterior
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
[   ]
   
(b)
[   ]
   
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Federative Republic of Brazil
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH:
 
5.
 
SOLE VOTING POWER
 
0
 
6.
 
SHARED VOTING POWER
 
310,539
 
7.
 
SOLE DISPOSITIVE POWER
 
0
 
8.
 
SHARED DISPOSITIVE POWER
 
310,539
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
310,539
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
[   ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.6%
12.
TYPE OF REPORTING PERSON
FI


 
 
 


CUSIP No. 410495105
  
13G
  
Page 4 of 10 Pages

 
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
GWI Consultoria Participacoes e Servicos Ltda
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
[   ]
   
(b)
[   ]
   
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Federative Republic of Brazil
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH:
 
5.
 
SOLE VOTING POWER
 
0
 
6.
 
SHARED VOTING POWER
 
310,539
 
7.
 
SOLE DISPOSITIVE POWER
 
0
 
8.
 
SHARED DISPOSITIVE POWER
 
310,539
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
310,539
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
[   ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.6%
12.
TYPE OF REPORTING PERSON
FI


 
 
 


CUSIP No. 410495105
  
13G
  
Page 5 of 10 Pages

 
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Mu Hak You
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
[   ]
   
(b)
[   ]
   
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Republic of Korea
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH:
 
5.
 
SOLE VOTING POWER
 
0
 
6.
 
SHARED VOTING POWER
 
4,258,841
 
7.
 
SOLE DISPOSITIVE POWER
 
0
 
8.
 
SHARED DISPOSITIVE POWER
 
4,258,841
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,258,841
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
[   ]
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
8.3%
12.
TYPE OF REPORTING PERSON
IN


 
 
 


CUSIP No. 410495105
  
13G
  
Page 6 of 10 Pages

SCHEDULE 13G

 
Item 1(a).
Name of Issuer:
 
                               Hanmi Financial Corporation
 
Item 1(b).
Address of Issuer's Principal Executive Offices:
 
        3660 Wilshire Boulevard
        Penthouse Suite A
        Los Angeles, California 90010
 
Item 2(a).
Name of Person Filing:
 
 
       This Schedule 13G is being filed on behalf of the following persons:
 
                               (i)  GWI Enterprise Ltd.
 
                               (ii)  Fundo de Investimento em Acoes GWI Private Investimento no Exterior
 
                              (iii)  GWI Consultoria Participacoes e Servicos Ltda
 
                              (iv)  Mu Hak You
 
Item 2(b).
Address of Principal Business Office:
 
      (i)      GWI Enterprise Ltd.
    Kings Court, Bay Street
    P.O. Box N-3944
    Nassau, Bahamas
 
     (ii)      Fundo de Investimento em Acoes GWI Private Investimento no Exterior
   Av. Presidente Wilson, nº 231, 11º andar
   Rio de Janeiro – RJ – Brasil
 
(iii)  GWI Consultoria Participacoes e Servicos Ltda
       Av. Brigadeiro Faria Lima, 3.900 6° andar
       CEP 04538-132  São Paulo – SP - Brazil
 
    (iv)     Mu Hak You
   c/o GWI Enterprise Ltd.
   Kings Court, Bay Street
   P.O. Box N-3944
   Nassau, Bahamas
 
Item 2(c).
Citizenship:
 
(i)   GWI Enterprise Ltd. is a corporation organized under the laws of The Commonwealth of The Bahamas
 
(ii)  Fundo de Investimento em Acoes GWI Private Investimento no Exterior is a fund organized under the laws of the Federative Republic of Brazil.
 
(iii)  GWI Consultoria Participacoes e Servicos Ltda is a limited liability company organized under the laws of Brazil.
 
(iv)  Mu Hak You is a citizen of the Republic of Korea 
 
 
 
 
 
 
CUSIP No. 410495105
  
13G
  
Page 7 of 10 Pages

 
Item 2(d).
Title of Class of Securities:
 
                   Common stock, par value $0.001
 
Item 2(e)
CUSIP Number:
 
   410495105
 
Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
    Not Applicable.
 
Item 4.
Ownership.
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
The percentages used herein are calculated based upon the shares issued and outstanding as of April 30, 2010 as reported on the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission for the quarterly period ended March 31, 2010.
 
 
(a)
Amount beneficially owned:   
     
 
GWI Enterprise Ltd.
3,948,302
     
 
Fundo de Investimento em Acoes GWI Private Investimento no Exterior
310,539
     
 
GWI Consultoria Participacoes e Servicos Ltda
310,539
Includes 310,539 shares directly owned by Fundo de Investimento em Acoes GWI Private Investimento no Exterior.
     
 
Mu Hak You
4,258.841
Includes (i) 3,948,302 shares directly owned by GWI Enterprise Ltd. and (ii) 310,539 shares directly owned by Fundo de Investimento em Acoes GWI Private Investimento no Exterior.
     
 
(b)
Percent of class:
     
 
GWI Enterprise Ltd.
7.7%
     
 
Fundo de Investimento em Acoes GWI Private Investimento no Exterior
0.6%
     
 
GWI Consultoria Participacoes e Servicos Ltda
0.6%
     
 
Mu Hak You
8.3%

 
 
 

CUSIP No. 410495105
  
13G
  
Page 8 of 10 Pages

 
 
(c)
Number of shares as to which such person has:
 
 
(i)
Sole power to vote or to direct the vote:
     
 
GWI Enterprise Ltd.
0
     
 
Fundo de Investimento em Acoes GWI Private Investimento no Exterior
0
     
 
GWI Consultoria Participacoes e Servicos Ltda
0
     
 
Mu Hak You
0
     
 
(ii)
Shared power to vote or to direct the vote:
     
 
GWI Enterprise Ltd.
3,948,302
     
 
Fundo de Investimento em Acoes GWI Private Investimento no Exterior
310,539
     
 
GWI Consultoria Participacoes e Servicos Ltda
310,539
     
 
Mu Hak You
4,258,841
     
 
 (iii)
Sole power to dispose or to direct the disposition of:
     
 
GWI Enterprise Ltd.
0
     
 
Fundo de Investimento em Acoes GWI Private Investimento no Exterior
0
     
 
GWI Consultoria Participacoes e Servicos Ltda
0
     
 
Mu Hak You
0
     
 
 (iv)
Shared power to dispose or to direct the disposition of:
     
 
GWI Enterprise Ltd.
3,948,302
     
 
Fundo de Investimento em Acoes GWI Private Investimento no Exterior
310,539
     
 
GWI Consultoria Participacoes e Servicos Ltda
310,539
     
 
Mu Hak You
4,258,841
 
 
 
 


CUSIP No. 410495105
  
13G
  
Page 9 of 10 Pages
 
Mr. Mu Hak You and GWI Consultoria Participacoes e Servicos Ltda do not directly own any shares of the Issuer.  GWI Consultoria Participacoes e Servicios Ltda has investment and voting power with respect to the shares directly owned by Fundo de Investimento em Acoes GWI Private Investimento no Exterior.  Mr. Mu Hak You beneficially owns 100% of GWI Enterprise Ltd., 99.99% of GWI Consultoria Participacoes e Servicos Ltda and 96.00% of Fundo de Investimento em Acoes GWI Private Investimento no Exterior, and serves as the Director of GWI Enterprise Ltd. and the Director of GWI Consultoria Participacoes e Servicos Ltda.  Mr. Mu Hak You may be deemed to beneficially own the shares of the Issuer owned by GWI Enterprise Ltd., GWI Consultoria Participacoes e Servicos Ltda and Fundo de Investimento em Acoes GWI Private Investimento no Exterior.  GWI Consult oria Participacoes e Servicos Ltda may be deemed to beneficially own the shares of the Issuer owned by Fundo de Investimento em Acoes GWI Private Investimento no Exterior.

 
 
Item 5.  Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [   ].
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
Not Applicable.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
 
Not Applicable.
 
Item 8.
Identification and Classification of Members of the Group.
 
Not Applicable.
 
Item 9.
Notice of Dissolution of Group.
 
Not Applicable.
 
 
Item 10.  Certifications.
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 
 
 

CUSIP No. 410495105
  
13G
  
Page 10 of 10 Pages


SIGNATURE
 
 
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
 
Date:  May 14, 2010

 
GWI ENTERPRISE LTD.
 
 
By:
  /s/ Mu Hak You  
 
 
Name:  Mu Hak You
 
Title:    Director
 
 
FUNDO DE INVESTIMENTO EM ACOES GWI
PRIVATE INVESTIMENTO NO EXTERIOR
By:
BNY Mellon Servicos Financeiros
Distribuidora de Titulos e Valores Mobiliarios
S.A., as Administrator
 
 
By:
  /s/ Sergio Botelho Bataglia    Simone P.P. Rosa Simas  
  Name:  Sergio Botelho Bataglia    Simone P.P. Rosa Simas
  Title:    Procurador    Procuradora
 
 
GWI CONSULTORIA PARTICIPACOES E SERVICOS LTDA
 
 
By:
  /s/ Mu Hak You  
 
 
Name:  Mu Hak You
 
Title:    Director
 
 
/s/ Mu Hak You        
 
MU HAK YOU










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