0001140361-11-053083.txt : 20111114 0001140361-11-053083.hdr.sgml : 20111111 20111114101158 ACCESSION NUMBER: 0001140361-11-053083 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Toscafund Asset Management LLP CENTRAL INDEX KEY: 0001439289 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13207 FILM NUMBER: 111198629 BUSINESS ADDRESS: STREET 1: 7TH FLOOR STREET 2: 90 LONG ACRE CITY: LONDON STATE: X0 ZIP: WC2E 9RA BUSINESS PHONE: 44 20 7845 6139 MAIL ADDRESS: STREET 1: 7TH FLOOR STREET 2: 90 LONG ACRE CITY: LONDON STATE: X0 ZIP: WC2E 9RA 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Toscafund Asset Management LLP Address: 7th Floor 90 Long Acre London, England WC2E 9RA Form 13F File Number: 28-13207 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Robert Lord Title: Partner Phone: 44-207-845-6100 Signature, Place, and Date of Signing: /s/ Robert Lord London 11/11/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 8 Form 13F Information Table Value Total: $ 76,190 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------- -------------- --------- -------- --------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------- -------------- --------- -------- ------------ --- ---- ---------- -------- ------------ ------ --------- CITIGROUP INC.. COM 172967101 21,132 825,000 SOLE NONE 825,000 SH 0 0 ELDORADO GOLD CORP COM 284902103 686 40,000 SH SOLE NONE 40,000 SH 0 0 HARTFORD FINANCIAL COM 416515104 9,684 600,000 SH SOLE NONE 600,000 SH 0 0 SERVICES GROUP JPMORGAN CHASE & CO. COM 46625H100 9,940 330,000 SH SOLE NONE 330,000 SH 0 0 LAS VEGAS SANDS CORP. COM 517834107 8,435 220,000 SH SOLE NONE 220,000 SH 0 0 PHOENIX COMPANIES INC. COM 71902E109 10,676 8,751,060 SH SOLE NONE 5,352,533 SH 0 3,398,527 SLM CORP. COM 78442P106 14,940 1,200,000 SH SOLE NONE 1,200,000 SH 0 0 YAMANA GOLD INC. COM 98462Y100 697 51,000 SH SOLE NONE 51,000 SH 0 0