13F-HR 1 t73994_13fnov.txt NOVEMBER 12, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September, 30th, 2009 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Toscafund Asset Management LLP Address: 7th Floor, 90 Long, Acre, London, WC2E 9RA Form 13F File Number 28-13207 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Lord Title: Partner Phone: +44 207 845 6100 Signature, Place, and Date of Signing /s/ Robert Lord ______________________________________ London, November 6, 2009 Report Type (Check only one.): [v] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name FORM 13F SUMMARY PAGE 1 Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 11 Form 13F Information Table Value Total: 147,327 (thousands) List of Other Included Managers: NONE [Repeat as necessary.] FORM 13F INFORMATION TABLE
--------------------- ---------- ----------- ---------- -------------------------- ------------ ----------- ----------------------- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------- ---------- ----------- ---------- -------------------------- ------------ ----------- ----------------------- --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ----------------------- NAME OF ISSUER TITLE CUSIP VALUE SHRS SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY OF (x$1000) OR PRN CALL DISCRETION MANGERS CLASS PRN AMT --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ----------------------- --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- --------------- SOLE SHARED NONE --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ BANK OF AMERICA CORP COM 060505104 22,842 1,350,000 Sole None Sole --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ CAMECO CORP COM 13321L108 4,170 150,000 Sole None Sole --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ CITIGROUP INC COM 172967101 17,908 3,699,997 Sole None Sole --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ FIRST SOLAR INC COM 336433107 2,293 15,000 Sole None Sole --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ GIGAMEDIA LIMITED COM Y2711Y104 7,560 1,442,806 Sole None Sole --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ HARTFORD FINANCIAL COM 416515104 18,550 700,000 Sole None Sole SERVICES GROUP --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ INTEROIL CORP COM 460951106 6,481 165,000 Sole None Sole --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ JPMORGAN CHASE & CO COM 46625H100 10,079 230,000 Sole None Sole --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ PHOENIX COMPANIES COM 71902E109 34,828 10,716,198 Sole None Sole INC --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ SLM CORP COM 78442P106 9,917 1,137,300 Sole None Sole --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------ WILLIS GROUP COM G96655108 12,699 450,000 Sole None Sole HOLDINGS LTD --------------------- ---------- ----------- ---------- ------------ ------ ------ ------------ ----------- ------- -------- ------