0001439288-15-000103.txt : 20150904 0001439288-15-000103.hdr.sgml : 20150904 20150904155622 ACCESSION NUMBER: 0001439288-15-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150903 FILED AS OF DATE: 20150904 DATE AS OF CHANGE: 20150904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rexnord Corp CENTRAL INDEX KEY: 0001439288 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 205197013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 247 FRESHWATER WAY STREET 2: SUITE 300 CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-643-3000 MAIL ADDRESS: STREET 1: 247 FRESHWATER WAY STREET 2: SUITE 300 CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: Rexnord Holdings, Inc DATE OF NAME CHANGE: 20080707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERSON MARK W CENTRAL INDEX KEY: 0001535684 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35475 FILM NUMBER: 151094600 MAIL ADDRESS: STREET 1: 4701 WEST GREENFIELD AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53214 4 1 wf-form4_144139657222861.xml FORM 4 X0306 4 2015-09-03 0 0001439288 Rexnord Corp RXN 0001535684 PETERSON MARK W 4701 WEST GREENFIELD AVENUE MILWAUKEE WI 53214 0 1 0 0 SVP & Chief Financial Officer Common Stock 2015-09-03 4 I 0 3466 19.83 A 3466 I By 401(k) Plan Common Stock 2015-09-04 4 P 0 2540 19.64 A 5540 D Stock Option (right to buy) 4.804 2019-07-30 Common Stock 5620.0 5620 D Stock Option (right to buy) 8.888 2020-07-29 Common Stock 7284.0 7284 D Stock Option (right to buy) 18.737 2012-12-29 2021-12-29 Common Stock 83254.0 83254 D Stock Option (right to buy) 22.03 2012-05-11 2022-05-11 Common Stock 225000.0 225000 D Stock Option (right to buy) 25.77 2016-05-22 2025-05-22 Common Stock 75574.0 75574 D Performance Stock Units Common Stock 8400.0 8400 D Based on information from the trustee of the 401(k) Plan. Option fully vested. One half of the original option vests in five annual installments beginning on the date listed above. The other half vests in five annual installments on March 31 of each fiscal year based on continued employment. One half of the original option vested three years from the date listed above and the other half vests five years from the date listed above. The original option vests in three annual installments beginning on the date listed above. Each performance stock unit ("PSU") represents a contingent right to receive one share of Rexnord Corporation's common stock if certain conditions are satisfied during the three-year performance period (fiscal 2016-fiscal 2018). Vesting of PSUs is dependent on the relative total shareholder return of Rexnord Corporation's common stock as compared to companies in the S&P 1500 Industrials Sector Index and on goals related to absolute free cash flow conversion. The target number of PSUs that may be earned is reported above; the maximum amount is 200% of the number reported. /s/ Jeffrey J. Lavalle under Power of Attorney for Mark W. Peterson 2015-09-04