0001438574-13-000004.txt : 20131115
0001438574-13-000004.hdr.sgml : 20131115
20131115162103
ACCESSION NUMBER: 0001438574-13-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131115
DATE AS OF CHANGE: 20131115
EFFECTIVENESS DATE: 20131115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sterneck Capital Management, LLC
CENTRAL INDEX KEY: 0001438574
IRS NUMBER: 222988722
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13362
FILM NUMBER: 131224170
BUSINESS ADDRESS:
STREET 1: 4510 BELLEVIEW AVE, SUITE 204
CITY: KANSAS CITY
STATE: MO
ZIP: 66209
BUSINESS PHONE: 816-531-2254
MAIL ADDRESS:
STREET 1: 4510 BELLEVIEW AVE, SUITE 204
CITY: KANSAS CITY
STATE: MO
ZIP: 66209
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001438574
XXXXXXXX
09-30-2013
09-30-2013
Sterneck Capital Management, LLC
4510 BELLEVIEW AVE, SUITE 204
KANSAS CITY
MO
66209
13F HOLDINGS REPORT
028-13362
N
Frank Sterneck
Chief Investment Officer
816-268-2237
Frank Sterneck
Kansas City
MO
11-15-2013
0
149
157893
false
INFORMATION TABLE
2
20110930v8b.xml
ACCO BRANDS CORP
COM
00081T108
371
55894
SH
SOLE
20000
0
35894
ALPS ETF TR
ALERIAN MLP
00162Q866
264
15000
SH
SOLE
0
0
15000
AT&T INC
COM
00206R102
2948
87164
SH
SOLE
5000
0
82164
ABBVIE INC
COM
00287Y109
727
16249
SH
SOLE
0
0
16249
ALCOA INC
COM
013817101
1492
183710
SH
SOLE
20000
0
163710
ALLIANCE DATA SYSTEMS CORP
COM
018581108
814
3850
SH
SOLE
0
0
3850
ALLIANCEBERNSTEIN HOLDING LP
UNIT LTD PARTN
01881G106
340
17118
SH
SOLE
0
0
17118
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
911
14235
SH
SOLE
0
0
14235
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
2690
119149
SH
SOLE
8500
0
110649
AMERICAN INCOME FD INC
COM
02672T109
879
118635
SH
SOLE
0
0
118635
AMERICAN SCIENCE & ENGR INC
COM
029429107
1097
18187
SH
SOLE
0
0
18187
APACHE CORP
COM
037411105
325
3822
SH
SOLE
0
0
3822
APOLLO GROUP INC
CL A
037604105
2231
107202
SH
SOLE
5500
0
101702
APPLE INC
COM
037833100
6071
12734
SH
SOLE
0
0
12734
ARVINMERITOR INC
FRNT 4.000% 2/1
043353AH4
228
250000
PRN
SOLE
165000
0
85000
AUTOZONE INC
COM
053332102
254
600
SH
SOLE
0
0
600
AVATAR HLDGS INC
NOTE 7.500% 2/1
053494AG5
37
35000
PRN
SOLE
0
0
35000
BP PLC
SPONSORED ADR
055622104
320
7614
SH
SOLE
0
0
7614
BAKER HUGHES INC
COM
057224107
216
4400
SH
SOLE
0
0
4400
BANK OF AMERICA CORPORATION
COM
060505104
272
19729
SH
SOLE
0
0
19729
BARCLAYS BANK PLC
SP ADR 7.1%PF3
06739H776
738
29505
SH
SOLE
0
0
29505
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
341
2
SH
SOLE
0
0
2
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
327
2885
SH
SOLE
0
0
2885
BOEING CO
COM
097023105
1765
15018
SH
SOLE
0
0
15018
BRISTOL MYERS SQUIBB CO
COM
110122108
384
8300
SH
SOLE
0
0
8300
CVS CAREMARK CORPORATION
COM
126650100
2341
41254
SH
SOLE
0
0
41254
CALAMOS ASSET MGMT INC
CL A
12811R104
1201
120224
SH
SOLE
0
0
120224
CANCER GENETICS INC
COM
13739U104
1487
73400
SH
SOLE
6500
0
66900
CASEYS GEN STORES INC
COM
147528103
539
7350
SH
SOLE
3000
0
4350
CENTURYLINK INC
COM
156700106
1336
42586
SH
SOLE
0
0
42586
CHEVRON CORP NEW
COM
166764100
1560
12836
SH
SOLE
0
0
12836
CHURCH & DWIGHT INC
COM
171340102
468
7800
SH
SOLE
0
0
7800
CISCO SYS INC
COM
17275R102
2848
121559
SH
SOLE
0
0
121559
CITIGROUP INC
COM NEW
172967424
377
7781
SH
SOLE
0
0
7781
CLAYMORE EXCHANGE TRD FD TR
GUG MULTI ASSET
18383M506
260
10970
SH
SOLE
0
0
10970
CLIFFS NAT RES INC
COM
18683K101
374
18240
SH
SOLE
6000
0
12240
COCA COLA CO
COM
191216100
547
14434
SH
SOLE
0
0
14434
CONOCOPHILLIPS
COM
20825C104
369
5309
SH
SOLE
0
0
5309
DST SYS INC DEL
COM
233326107
781
10360
SH
SOLE
2000
0
8360
DEVON ENERGY CORP NEW
COM
25179M103
3920
67864
SH
SOLE
3000
0
64864
DISNEY WALT CO
COM DISNEY
254687106
310
4802
SH
SOLE
0
0
4802
DOCUMENT SEC SYS INC
COM
25614T101
57
50000
SH
SOLE
0
0
50000
DU PONT E I DE NEMOURS & CO
COM
263534109
3397
58001
SH
SOLE
0
0
58001
DYNEX CAP INC
COM NEW
26817Q506
316
36000
SH
SOLE
0
0
36000
E M C CORP MASS
COM
268648102
740
28945
SH
SOLE
5000
0
23945
EATON VANCE TAX MNGD GBL DV
COM
27829F108
959
102275
SH
SOLE
0
0
102275
EATON VANCE RISK MNGD DIV EQ
COM
27829G106
1385
128127
SH
SOLE
0
0
128127
EL PASO PIPELINE PARTNERS L
COM UNIT LPI
283702108
253
6000
SH
SOLE
0
0
6000
EMERSON ELEC CO
COM
291011104
322
4976
SH
SOLE
0
0
4976
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
869
16685
SH
SOLE
0
0
16685
ENTERPRISE PRODS PARTNERS L
COM
293792107
538
8809
SH
SOLE
0
0
8809
EXELON CORP
COM
30161N101
3552
119831
SH
SOLE
5000
0
114831
EXXON MOBIL CORP
COM
30231G102
1652
19199
SH
SOLE
0
0
19199
FACEBOOK INC
CL A
30303M102
1908
37990
SH
SOLE
5000
0
32990
FEDERATED INVS INC PA
CL B
314211103
1953
71892
SH
SOLE
0
0
71892
FIRST TR INTER DUR PFD & IN
COM
33718W103
448
21007
SH
SOLE
0
0
21007
FIRST TR SML CP CORE ALPHA F
COM SHS
33734Y109
326
7440
SH
SOLE
0
0
7440
FIRST TR ENERGY INFRASTRCTR
COM
33738C103
984
45703
SH
SOLE
0
0
45703
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
1317
39808
SH
SOLE
2500
0
37308
GENERAL ELECTRIC CO
COM
369604103
4662
195162
SH
SOLE
0
0
195162
GENERAL MOLY INC
COM
370373102
447
271065
SH
SOLE
0
0
271065
GOLDCORP INC NEW
COM
380956409
385
14800
SH
SOLE
2500
0
12300
GOODRICH PETE CORP
NOTE 5.000%10/0
382410AC2
108
100000
PRN
SOLE
0
0
100000
GOOGLE INC
CL A
38259P508
2838
3240
SH
SOLE
0
0
3240
HALCON RES CORP
COM NEW
40537Q209
190
43000
SH
SOLE
0
0
43000
HARRIS CORP DEL
COM
413875105
2793
47106
SH
SOLE
0
0
47106
HESKA CORP
COM RESTRC NEW
42805E306
1079
186028
SH
SOLE
25000
0
161028
HILLSHIRE BRANDS CO
COM
432589109
2383
77525
SH
SOLE
1000
0
76525
HOLLYFRONTIER CORP
COM
436106108
3380
80267
SH
SOLE
0
0
80267
ILLINOIS TOOL WKS INC
COM
452308109
245
3210
SH
SOLE
0
0
3210
INTEROIL CORP
COM
460951106
214
3000
SH
SOLE
0
0
3000
ISHARES
MSCI JAPAN ETF
464286848
302
25370
SH
SOLE
0
0
25370
ISHARES
CORE S&P500 ETF
464287200
866
5130
SH
SOLE
0
0
5130
ISHARES
RUS 1000 VAL ETF
464287598
323
3750
SH
SOLE
0
0
3750
ISHARES
RUS 2000 VAL ETF
464287630
357
3900
SH
SOLE
0
0
3900
ISHARES
NAT AMT FREE BD
464288414
418
4000
SH
SOLE
0
0
4000
ISHARES
IBOXX HI YD ETF
464288513
229
2500
SH
SOLE
0
0
2500
ISHARES SILVER TRUST
ISHARES
46428Q109
1406
67267
SH
SOLE
1500
0
65767
JPMORGAN CHASE & CO
COM
46625H100
4121
79731
SH
SOLE
0
0
79731
JOHNSON & JOHNSON
COM
478160104
410
4724
SH
SOLE
0
0
4724
KAYNE ANDERSON MLP INVSMNT C
COM
486606106
579
16140
SH
SOLE
0
0
16140
KEY ENERGY SVCS INC
COM
492914106
113
15500
SH
SOLE
0
0
15500
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
397
4977
SH
SOLE
0
0
4977
LIFE TIME FITNESS INC
COM
53217R207
2567
49875
SH
SOLE
4000
0
45875
LIMONEIRA CO
COM
532746104
2155
83922
SH
SOLE
11000
0
72922
LINN ENERGY LLC
UNIT LTD LIAB
536020100
327
12630
SH
SOLE
0
0
12630
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
2845
430367
SH
SOLE
0
0
430367
MFS INTER INCOME TR
SH BEN INT
55273C107
58
11000
SH
SOLE
0
0
11000
MANNING & NAPIER INC
CL A
56382Q102
714
42800
SH
SOLE
0
0
42800
MARKEL CORP
COM
570535104
2661
5139
SH
SOLE
0
0
5139
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
445
6167
SH
SOLE
0
0
6167
MCDERMOTT INTL INC
COM
580037109
260
35000
SH
SOLE
0
0
35000
MICROSOFT CORP
COM
594918104
2531
76044
SH
SOLE
0
0
76044
MICRON TECHNOLOGY INC
NOTE 1.875% 6/0
595112AH6
500
395000
PRN
SOLE
0
0
395000
MONDELEZ INTL INC
CL A
609207105
358
11400
SH
SOLE
3000
0
8400
MORGANS HOTEL GROUP CO
NOTE 2.375%10/1
61748WAB4
196
200000
PRN
SOLE
150000
0
50000
NATIONAL OILWELL VARCO INC
COM
637071101
262
3350
SH
SOLE
0
0
3350
NEUSTAR INC
CL A
64126X201
403
8150
SH
SOLE
0
0
8150
NUSTAR ENERGY LP
UNIT COM
67058H102
708
17654
SH
SOLE
0
0
17654
OLIN CORP
COM PAR $1
680665205
2249
97483
SH
SOLE
0
0
97483
OMNICARE INC
DBCV 3.250%12/1
681904AL2
468
440000
PRN
SOLE
0
0
440000
PVR PARTNERS L P
COM UNIT REPTG L
693665101
1130
48892
SH
SOLE
0
0
48892
PAYCHEX INC
COM
704326107
828
20384
SH
SOLE
0
0
20384
PEABODY ENERGY CORP
COM
704549104
298
17300
SH
SOLE
0
0
17300
PEPSICO INC
COM
713448108
1871
23532
SH
SOLE
0
0
23532
PFIZER INC
COM
717081103
2638
91850
SH
SOLE
0
0
91850
PHILIP MORRIS INTL INC
COM
718172109
219
2531
SH
SOLE
0
0
2531
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
337
6400
SH
SOLE
0
0
6400
POTASH CORP SASK INC
COM
73755L107
983
31437
SH
SOLE
1220
0
30217
PROCTER & GAMBLE CO
COM
742718109
331
4382
SH
SOLE
0
0
4382
PROFESSIONAL DIVERSITY NET I
COM
74312Y103
51
11000
SH
SOLE
11000
0
0
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
1964
373325
SH
SOLE
0
0
373325
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
1669
342065
SH
SOLE
0
0
342065
REGENCY ENERGY PARTNERS L P
COM UNITS L P
75885Y107
265
9278
SH
SOLE
0
0
9278
RENTECH NITROGEN PARTNERS L
COM UNIT
760113100
1074
43783
SH
SOLE
1500
0
42283
ROSETTA STONE INC
COM
777780107
237
14600
SH
SOLE
0
0
14600
ROYCE VALUE TR INC
COM
780910105
3773
234197
SH
SOLE
0
0
234197
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1255
7472
SH
SOLE
0
0
7472
SPDR GOLD TRUST
GOLD SHS
78463V107
1937
15115
SH
SOLE
3844
0
11271
SPDR INDEX SHS FDS
S&P INTL ETF
78463X772
1459
31275
SH
SOLE
0
0
31275
SCHLUMBERGER LTD
COM
806857108
928
10501
SH
SOLE
0
0
10501
SOUTHERN CO
COM
842587107
206
5000
SH
SOLE
0
0
5000
STAG INDL INC
COM
85254J102
909
45179
SH
SOLE
0
0
45179
STRYKER CORP
COM
863667101
1671
24720
SH
SOLE
0
0
24720
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
282
6016
SH
SOLE
0
0
6016
SYNTROLEUM CORP
COM NEW
871630208
49
10613
SH
SOLE
0
0
10613
TEARLAB CORP
COM
878193101
265
24000
SH
SOLE
4500
0
19500
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
1450
38392
SH
SOLE
0
0
38392
THERMO FISHER SCIENTIFIC INC
COM
883556102
302
3275
SH
SOLE
0
0
3275
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
773
16848
SH
SOLE
0
0
16848
TRANSAMERICA INCOME SHS INC
COM
893506105
326
15943
SH
SOLE
0
0
15943
TRAVELERS COMPANIES INC
COM
89417E109
373
4400
SH
SOLE
0
0
4400
ULTRA PETROLEUM CORP
COM
903914109
967
47000
SH
SOLE
0
0
47000
UNION PAC CORP
COM
907818108
338
2176
SH
SOLE
0
0
2176
UNITED PARCEL SERVICE INC
CL B
911312106
530
5800
SH
SOLE
0
0
5800
VOC ENERGY TR
TR UNIT
91829B103
806
51441
SH
SOLE
0
0
51441
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
331
3776
SH
SOLE
0
0
3776
VERIZON COMMUNICATIONS INC
COM
92343V104
242
5180
SH
SOLE
0
0
5180
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
3525
100200
SH
SOLE
2500
0
97700
WAL-MART STORES INC
COM
931142103
589
7969
SH
SOLE
0
0
7969
WELLS FARGO & CO NEW
COM
949746101
441
10661
SH
SOLE
0
0
10661
WISDOMTREE TR
MDCP EARN FUND
97717W570
330
4190
SH
SOLE
0
0
4190
ZOETIS INC
CL A
98978V103
367
11792
SH
SOLE
0
0
11792
ZWEIG TOTAL RETURN FD INC
COM NEW
989837208
425
32405
SH
SOLE
0
0
32405
ENSCO PLC
SHS CLASS A
G3157S106
247
4600
SH
SOLE
0
0
4600
GARMIN LTD
SHS
H2906T109
3620
80100
SH
OTR
0
0
80100
NOBLE CORPORATION BAAR
NAMEN -AKT
H5833N103
219
5800
SH
SOLE
0
0
5800
TRANSOCEAN LTD
REG SHS
H8817H100
650
14603
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SOLE
0
0
14603
TEEKAY OFFSHORE PARTNERS L P
PARTNERSHIP UN
Y8565J101
725
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SOLE
0
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21739