-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RVbLuUcwSw+S6v4Bb2QXopYNvWtKO2u0VKEG7r1ARPXlF1/+Jn2PGTiDocIY8ztW 5BE8uSgy9wp1Dd+9cOp1Jw== 0001438388-09-000002.txt : 20090129 0001438388-09-000002.hdr.sgml : 20090129 20090129160200 ACCESSION NUMBER: 0001438388-09-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090129 DATE AS OF CHANGE: 20090129 EFFECTIVENESS DATE: 20090129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empirical Wealth Management LLC CENTRAL INDEX KEY: 0001438388 IRS NUMBER: 203810967 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13322 FILM NUMBER: 09554580 BUSINESS ADDRESS: STREET 1: 9755 SW BARNES RD #210 CITY: PORTLAND STATE: OR ZIP: 97225 BUSINESS PHONE: 503-808-9005 MAIL ADDRESS: STREET 1: 9755 SW BARNES RD #210 CITY: PORTLAND STATE: OR ZIP: 97225 13F-HR 1 information.txt FORM 13F INFORMATION TABLE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 72 12000 SH Sole 0 0 12000 COTT CORP QUE COM 22163N106 29 22500 SH Sole 0 0 22500 INTEL CORP COM 458140100 324 22094 SH Sole 0 0 22094 ISHARES S & P GSCI COMMODITY I UNIT BEN INT 46428R107 6725 235074 SH Sole 0 0 235074 ISHARES TR MSCI SMALL CAP 464288273 689 26800 SH Sole 0 0 26800 ISHARES TR MSCI EMERG MKT 464287234 450 18015 SH Sole 0 0 18015 ISHARES TR MSCI VAL IDX 464288877 224 5525 SH Sole 0 0 5525 ISHARES TR RSSL MCRCP IDX 464288869 2272 71347 SH Sole 0 0 71347 ISHARES TR S&P 500 INDEX 464287200 1515 16780 SH Sole 0 0 16780 ISHARES TR MSCI EAFE IDX 464287465 2082 46409 SH Sole 0 0 46409 ISHARES TR RUSSELL 2000 464287655 267 5428 SH Sole 0 0 5428 ISHARES TR BARCLYS 1-3YR CR 464288646 21155 209791 SH Sole 0 0 209791 ISHARES TR BARCLYS 3-7 YR 464288661 10687 92479 SH Sole 0 0 92479 ISHARES TR BARCLYS 1-3 YR 464287457 13943 164702 SH Sole 0 0 164702 ISHARES TR BARCLYS TIPS BD 464287176 20897 210574 SH Sole 0 0 210574 LSI CORPORATION COM 502161102 76 23040 SH Sole 0 0 23040 MICROSOFT CORP COM 594918104 900 46294 SH Sole 0 0 46294 NATIONAL BEVERAGE CORP COM 635017106 275 30566 SH Sole 0 0 30566 PROCTER & GAMBLE CO COM 742718109 352 5694 SH Sole 0 0 5694 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 267 14343 SH Sole 0 0 14343 SPDR SERIES TRUST DJ WKSH REIT ETF 78464A607 220 5433 SH Sole 0 0 5433 SPRD TR UNIT SER 1 78462F103 436 4828 SH Sole 0 0 4828 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 12347 153286 SH Sole 0 0 153286 VANGUARD INDEX FDS LARGE CAP ETF 922908637 25836 634013 SH Sole 0 0 634013 VANGUARD INDEX FDS REIT ETF 922908553 2191 60106 SH Sole 0 0 60106 VANGUARD INDEX FDS STK MRK ETF 922908769 4425 98899 SH Sole 0 0 98899 VANGUARD INDEX FDS VALUE ETF 922908744 1000 24285 SH Sole 0 0 24285 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2179 66080 SH Sole 0 0 66080 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 3843 163045 SH Sole 0 0 163045 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 6169 224554 SH Sole 0 0 224554
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