0000902664-11-001477.txt : 20111103 0000902664-11-001477.hdr.sgml : 20111103 20111103113640 ACCESSION NUMBER: 0000902664-11-001477 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111103 DATE AS OF CHANGE: 20111103 EFFECTIVENESS DATE: 20111103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oceanic Investment Management LTD CENTRAL INDEX KEY: 0001438258 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13625 FILM NUMBER: 111176601 BUSINESS ADDRESS: STREET 1: ST GEORGES COURT STREET 2: UPPER CHURCH STREET CITY: DOUGLAS, ISLE OF MAN STATE: X0 ZIP: 1M1 1EE BUSINESS PHONE: 44-1624-643155 MAIL ADDRESS: STREET 1: ST GEORGES COURT STREET 2: UPPER CHURCH STREET CITY: DOUGLAS, ISLE OF MAN STATE: X0 ZIP: 1M1 1EE 13F-HR 1 p11-1757form13fhr.txt OCEANIC INVESTMENT MANAGEMENT LIMITED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Oceanic Investment Management Limited -------------------------------------------------- Address: St. George's Court, 2nd Floor -------------------------------------------------- Upper Church Street, Douglas -------------------------------------------------- Isle of Man IM1 1EE -------------------------------------------------- Form 13F File Number: 028-13625 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anthony Haynes -------------------------------------------------- Title: Director -------------------------------------------------- Phone: 44-1624-643155 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Anthony Haynes Isle of Man November 3, 2011 -------------------- ------------------ -------------------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 28 ------------- Form 13F Information Table Value Total: $ 229,210 ------------- (thousands) List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- --------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- BAKER HUGHES INC COM 057224107 14,423 312,516 SH SOLE 312,516 BALTIC TRADING LIMITED COM Y0553W103 4,630 995,600 SH SOLE 995,600 BRIGHAM EXPLORATION CO COM 109178103 9,691 383,500 SH SOLE 383,500 BROADWIND ENERGY INC COM 11161T108 591 1,845,345 SH SOLE 1,845,345 CAMERON INTERNATIONAL CORP COM 13342B105 14,900 358,696 SH SOLE 358,696 CARNIVAL CORP PAIRED CTF 143658300 10,757 355,000 SH SOLE 355,000 CHICAGO BRIDGE & IRON CO N V NY REGISTRY SH 167250109 5,925 206,950 SH SOLE 206,950 DIANA SHIPPING INC COM Y2066G104 14,131 1,904,500 SH SOLE 1,904,500 DRESSER-RAND GROUP INC COM 261608103 5,249 129,513 SH SOLE 129,513 ENSCO PLC SPONSORED ADR 29358Q109 23,067 570,535 SH SOLE 570,535 EXXON MOBIL CORP COM 30231G102 15,332 211,100 SH SOLE 211,100 FRONTLINE LTD SHS G3682E127 1,661 342,500 SH SOLE 342,500 GENCO SHIPPING & TRADING LTD NOTE 5.000% 8/1 36869MAA3 1,440 2,000,000 PRN SOLE 2,000,000 GOLAR LNG LTD BERMUDA SHS G9456A100 7,558 237,814 SH SOLE 237,814 HANWHA SOLARONE CO LTD SPONSORED ADR 41135V103 2,428 1,007,600 SH SOLE 1,007,600 HOLLYFRONTIER CORP COM 436106108 13,143 501,256 SH SOLE 501,256 KBR INC COM 48242W106 3,237 137,000 SH SOLE 137,000 MARATHON PETE CORP COM 56585A102 3,231 119,400 SH SOLE 119,400 NABORS INDUSTRIES LTD SHS G6359F103 9,103 742,500 SH SOLE 742,500 NATIONAL OILWELL VARCO INC COM 637071101 4,666 91,100 SH SOLE 91,100 OASIS PETE INC NEW COM 674215108 3,767 168,700 SH SOLE 168,700 PARAGON SHIPPING INC CL A 69913R309 1,196 1,514,028 SH SOLE 1,514,028 ROWAN COS INC COM 779382100 3,795 125,700 SH SOLE 125,700 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 17,193 794,500 SH SOLE 794,500 SCHLUMBERGER LTD COM 806857108 23,419 392,084 SH SOLE 392,084 SCORPIO TANKERS INC SHS Y7542C106 4,648 880,289 SH SOLE 880,289 SOUTHWESTERN ENERGY CO COM 845467109 4,616 138,500 SH SOLE 138,500 TEEKAY CORPORATION COM Y8564W103 5,413 239,400 SH SOLE 239,400