0001127602-18-033846.txt : 20181119 0001127602-18-033846.hdr.sgml : 20181119 20181119201023 ACCESSION NUMBER: 0001127602-18-033846 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181119 DATE AS OF CHANGE: 20181119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schumann Anne T. CENTRAL INDEX KEY: 0001438239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-211719 FILM NUMBER: 181193999 MAIL ADDRESS: STREET 1: 8145 BLAZER DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC CENTRAL INDEX KEY: 0001674862 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 812587835 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 859-815-3333 MAIL ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-11-15 0001674862 ASHLAND GLOBAL HOLDINGS INC ASH 0001438239 Schumann Anne T. 1313 N MARKET STREET WILMINGTON DE 19894 1 Senior Vice President Common Stock 2018-11-15 4 M 0 556 82.34 A 13827 D Common Stock 2018-11-15 4 F 0 153 82.34 D 13674 D Common Stock 1332 I 401(K) Restricted Stock Units 2018-11-15 4 M 0 556 0 D Common Stock 556 6789 D Balance includes 8,163 shares of unvested Restricted Stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 24 shares acquired on December 15, 2017; 25 shares acquired on March 15, 2018; 25 shares acquired on June 15, 2018 and 24 shares acquired on September 15, 2018. Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Based on Employee Savings Plan information as of October 31, 2018, the latest date for which such information is reasonably available. Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Balance also includes shares of restricted stock units acquired in lieu of cash dividends, 9 shares acquired on December 15, 2017; 10 shares acquired on March 15, 2018; 10 shares acquired on June 15, 2018 and 9 shares acquired on September 15, 2018. /s/ Jennifer I. Henkel, Attorney-in-Fact 2018-11-19