0001140361-15-031929.txt : 20150814 0001140361-15-031929.hdr.sgml : 20150814 20150814110706 ACCESSION NUMBER: 0001140361-15-031929 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 EFFECTIVENESS DATE: 20150814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERMAL ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001438129 IRS NUMBER: 412048502 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14027 FILM NUMBER: 151053499 BUSINESS ADDRESS: STREET 1: 900 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-418-6500 MAIL ADDRESS: STREET 1: 900 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: PERMAL ASSET MANAGEMENT INC. DATE OF NAME CHANGE: 20080619 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001438129 XXXXXXXX 06-30-2015 06-30-2015 PERMAL ASSET MANAGEMENT LLC

900 THIRD AVENUE NEW YORK NY 10022

13F HOLDINGS REPORT 028-14027 N Glyn Clark 44-20-7389-1358 Glyn Clark London X0 08-14-2015 2 31 84086 false 1 0000704051 028-01700 LEGG MASON, INC. 2 0001505598 028-14026 Permal Investment Management Services Ltd INFORMATION TABLE 2 form13fInfoTable.xml AG MTG INVT TR INC COM 001228105 541 31300 SH DFND 1 31300 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 580 35300 SH DFND 1 35300 0 0 APOLLO RESIDENTIAL MTG INC COM 03763V102 560 38100 SH DFND 1 38100 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 616 57000 SH DFND 1 57000 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 540 19400 SH DFND 1 19400 0 0 CHIMERA INVT CORP COM NEW 16934Q208 547 39875 SH DFND 1 39875 0 0 ETFS PLATINUM TR SH BEN INT 26922V101 42 400 SH DFND 1 400 0 0 FIRST TR ENERGY INFRASTRCTR COM 33738C103 2482 120470 SH DFND 1 120470 0 0 FIRST TR HIGH INCOME L/S FD COM 33738E109 617 39400 SH DFND 1 39400 0 0 GLOBAL X FDS FTSE GREECE 20 37950E366 408 40500 SH DFND 1 40500 0 0 ISHARES MSCI HONG KG ETF 464286871 3107 137700 SH DFND 1,2 137700 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 10564 229150 SH DFND 1,2 229150 0 0 ISHARES U.S. PFD STK ETF 464288687 2464 62900 SH DFND 1 62900 0 0 MFA FINL INC COM 55272X102 570 77100 SH DFND 1 77100 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 1222 50600 SH DFND 1 50600 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 22473 662522 SH DFND 1,2 662522 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 537 35200 SH DFND 1 35200 0 0 PRUDENTIAL GLB SHT DUR HG YL COM 74433A109 626 41400 SH DFND 1 41400 0 0 PRUDENTIAL SHT DURATION HG Y COM 74442F107 627 40500 SH DFND 1 40500 0 0 REACHLOCAL INC COM 75525F104 337 106692 SH DFND 1,2 106692 0 0 RESOURCE CAP CORP COM 76120W302 533 137678 SH DFND 1 137678 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3398 30235 SH DFND 1 30235 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 2451 55500 SH DFND 1 55500 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4994 204800 SH DFND 1 204800 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 4839 89500 SH DFND 1 89500 0 0 STARWOOD PPTY TR INC COM 85571B105 538 24929 SH DFND 1 24929 0 0 TWO HBRS INVT CORP COM 90187B101 557 57133 SH DFND 1 57133 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 4914 85900 SH DFND 1 85900 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 5106 82900 SH DFND 1 82900 0 0 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 3618 124000 SH DFND 1 124000 0 0 THIRD PT REINS LTD COM G8827U100 3678 249300 SH DFND 1 249300 0 0