FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Legacy Housing Corp [ LEGH ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/05/2022 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $0.001 per share | 01/05/2022 | A | 150,000(1) | A | $0 | 2,007,817(2) | D | |||
Common Stock | 07/06/2022 | J | 140,000(3) | D | $0 | 1,867,817 | D | |||
Common Stock | 07/06/2022 | J | 60,000(4) | D | $0 | 1,807,817 | D | |||
Common Stock | 1,000,000 | I | By Hodgson Ventures(5) | |||||||
Common Stock | 2,770,594 | I | By Hodgson 2015 Grandchild's Trust(6) | |||||||
Common Stock | 100,000 | I | By Cusach, Inc.(7) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. On January 5, 2022, Mr. Hodgson and the Issuer entered into an Amended and Restated Employment Agreement whereby Mr. Hodgson was granted 150,000 shares of restricted stock. Such shares vested immediately upon the grant date. |
2. The amount of shares reported reflects an amended total amount of shares of Common Stock owned directly by Mr. Hodgson. On February 7, 2020, Mr. Hodgson filed a Form 5 to report a donation of 350,000 shares of Common Stock on December 30, 2019. Such donation of 350,000 shares of Common Stock was not reflected in Forms 4 filed after such Form 5 filing. The amount of shares of Common Stock owned directly by Mr. Hodgson now reflects the 350,000 shares of Common Stock that were donated on December 30, 2019. |
3. The 140,000 shares of Common Stock were disposed of pursuant to divorce proceedings. |
4. The 60,000 shares of Common Stock were disposed of pursuant to divorce proceedings. |
5. Shares of Common Stock owned directly by Hodgson Ventures, a Texas limited partnership ("Hodgson Ventrues"). Mr. Hodgson, as the general partner of Hodgson Ventrues, may be deemed to beneficially own the shares of Common Stock owned directly by Hodgson Ventures. |
6. Shares of Common Stock owned directly by Hodgson 2015 Grandchild's Trust ("Hodgson Trust"). Mr. Hodgson shares voting and investment power with respect to such shares and therefore may be deemed to benficially own the shares of Common Stock owned directly by the Hodgson Trust. |
7. Shares fo Common Stock owned directly by Cusach, Inc. ('Cusach"). Mr. Hodgson controls Cusach and therefore may be deemed to beneficially own the shares of Common Stock owned directly by Cusach. |
Remarks: |
Exhibit List: Exhibit 24 - Power of Attorney |
/s/ Curtis D. Hodgson | 07/26/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |