0001593968-17-000938.txt : 20170719
0001593968-17-000938.hdr.sgml : 20170719
20170719185021
ACCESSION NUMBER: 0001593968-17-000938
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170717
FILED AS OF DATE: 20170719
DATE AS OF CHANGE: 20170719
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oliphant Jay T.
CENTRAL INDEX KEY: 0001698207
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53361
FILM NUMBER: 17973134
MAIL ADDRESS:
STREET 1: 3333 PINNACLE HILLS PARKWAY
STREET 2: SUITE 220
CITY: ROGERS
STATE: AR
ZIP: 72758
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ecoark Holdings, Inc.
CENTRAL INDEX KEY: 0001437491
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089]
IRS NUMBER: 000000000
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 3333 PINNACLE HILLS PARKWAY, SUITE 220
CITY: ROGERS
STATE: AR
ZIP: 72758
BUSINESS PHONE: 479-259-2977
MAIL ADDRESS:
STREET 1: 3333 PINNACLE HILLS PARKWAY, SUITE 220
CITY: ROGERS
STATE: AR
ZIP: 72758
FORMER COMPANY:
FORMER CONFORMED NAME: Magnolia Solar Corp
DATE OF NAME CHANGE: 20100107
FORMER COMPANY:
FORMER CONFORMED NAME: Mobilis Relocation Services Inc.
DATE OF NAME CHANGE: 20080612
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2017-07-17
0001437491
Ecoark Holdings, Inc.
EARK
0001698207
Oliphant Jay T.
3333 S. PINNACLE HILLS PARKWAY
SUITE 220
ROGERS
AR
72758
false
true
false
false
CORPORATE CONTROLLER, PFO
Ecoark Holdings, Inc.
2017-07-17
4
S
false
3323
3.8
D
154177
D
The transaction reported on this Form 4 was mandated by the issuers election under its 2013 Incentive Stock Plan (the Plan) to require the satisfaction of tax withholding obligations to be funded by a Rule 10b5-1 sell to cover transaction. The reporting person was awarded restricted stock under the Plan and subsequently adopted a Rule 10b5-1 trading plan that allowed dispositions solely for the limited purpose of satisfying tax withholding obligations upon the vesting of such award. The transaction reported on this Form 4 does not represent a discretionary trade by the reporting person, but rather was effected pursuant to the reporting persons 10b5-1 trading plan for the limited purpose of satisfying tax withholding obligations upon the partial vesting of the restricted stock awarded under the Plan.
The price reported in Column 4 is a weighted average price. These shares were sold in two transactions. 16 shares were sold at $3.75 and 3,307 were sold at $3.80. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in in this footnote.
/s/ JAY T OLIPHANT
2017-07-19
BY: TROY RICHARDS, ATTORNEY-IN-FACT
2017-07-19