0001593968-17-000938.txt : 20170719 0001593968-17-000938.hdr.sgml : 20170719 20170719185021 ACCESSION NUMBER: 0001593968-17-000938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170717 FILED AS OF DATE: 20170719 DATE AS OF CHANGE: 20170719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oliphant Jay T. CENTRAL INDEX KEY: 0001698207 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53361 FILM NUMBER: 17973134 MAIL ADDRESS: STREET 1: 3333 PINNACLE HILLS PARKWAY STREET 2: SUITE 220 CITY: ROGERS STATE: AR ZIP: 72758 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ecoark Holdings, Inc. CENTRAL INDEX KEY: 0001437491 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3333 PINNACLE HILLS PARKWAY, SUITE 220 CITY: ROGERS STATE: AR ZIP: 72758 BUSINESS PHONE: 479-259-2977 MAIL ADDRESS: STREET 1: 3333 PINNACLE HILLS PARKWAY, SUITE 220 CITY: ROGERS STATE: AR ZIP: 72758 FORMER COMPANY: FORMER CONFORMED NAME: Magnolia Solar Corp DATE OF NAME CHANGE: 20100107 FORMER COMPANY: FORMER CONFORMED NAME: Mobilis Relocation Services Inc. DATE OF NAME CHANGE: 20080612 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2017-07-17 0001437491 Ecoark Holdings, Inc. EARK 0001698207 Oliphant Jay T. 3333 S. PINNACLE HILLS PARKWAY SUITE 220 ROGERS AR 72758 false true false false CORPORATE CONTROLLER, PFO Ecoark Holdings, Inc. 2017-07-17 4 S false 3323 3.8 D 154177 D The transaction reported on this Form 4 was mandated by the issuers election under its 2013 Incentive Stock Plan (the Plan) to require the satisfaction of tax withholding obligations to be funded by a Rule 10b5-1 sell to cover transaction. The reporting person was awarded restricted stock under the Plan and subsequently adopted a Rule 10b5-1 trading plan that allowed dispositions solely for the limited purpose of satisfying tax withholding obligations upon the vesting of such award. The transaction reported on this Form 4 does not represent a discretionary trade by the reporting person, but rather was effected pursuant to the reporting persons 10b5-1 trading plan for the limited purpose of satisfying tax withholding obligations upon the partial vesting of the restricted stock awarded under the Plan. The price reported in Column 4 is a weighted average price. These shares were sold in two transactions. 16 shares were sold at $3.75 and 3,307 were sold at $3.80. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in in this footnote. /s/ JAY T OLIPHANT 2017-07-19 BY: TROY RICHARDS, ATTORNEY-IN-FACT 2017-07-19