0001140361-12-047157.txt : 20121114 0001140361-12-047157.hdr.sgml : 20121114 20121114140756 ACCESSION NUMBER: 0001140361-12-047157 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Murray Richard T III CENTRAL INDEX KEY: 0001437102 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14901 FILM NUMBER: 121203150 MAIL ADDRESS: STREET 1: 1826 JEFFERSON PLACE, NW CITY: WASHINGTON STATE: DC ZIP: 20036 13F-NT 1 form13fnt.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Richard T. Murray III Address: 1826 Jefferson Place, NW Washington, D.C. 20036 Form 13F File Number: 028-14901 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Richard T. Murray III Title: Individually Phone: (202) 822-8117 Signature, Place, and Date of Signing: /s/ Richard T. Murray III Washington, DC 11/14/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [X] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: 13F File Number Name 028-10714 Hovde Capital Advisors LLC --------------- ---------------------------------------------------------------