0001436871-11-000011.txt : 20110404 0001436871-11-000011.hdr.sgml : 20110404 20110404152508 ACCESSION NUMBER: 0001436871-11-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110404 DATE AS OF CHANGE: 20110404 EFFECTIVENESS DATE: 20110404 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PALLADIUM PARTNERS LLC CENTRAL INDEX KEY: 0001436871 IRS NUMBER: 260728851 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13361 FILM NUMBER: 11735517 BUSINESS ADDRESS: STREET 1: 999 WATERSIDE DRIVE SUITE 800 CITY: NORFOLK STATE: VA ZIP: 23510 BUSINESS PHONE: 757 305 1500 MAIL ADDRESS: STREET 1: 999 WATERSIDE DRIVE SUITE 800 CITY: NORFOLK STATE: VA ZIP: 23510 13F-HR 1 inftable1qtr2011.txt 13F1QTR2011 SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Palladium Partners,LLC dba Palladium Registered Investment Advisors Address: 999 Waterside Drive, Ste 800 Norfolk, VA 23510 13F File Number: 28-13361 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Nancy Renshaw Title: Compliance Officer Phone: (757)305-1500 Signature, Place, and Date of Signing: Nancy Renshaw Norfolk, VA April 4, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 507 Form 13F Information Table Value Total: $753,715 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- INTEL CORP CONV 458140ad2 5 4500 PRN Sole 4500 PEABODY ENERGY CORP CONV 704549ag9 3 2584 PRN Sole 2584 ISHARES TR BARCLY USAGG B EX TD BD 464287226 5906 56177 SH Sole 42262 13915 ISHARES TR BARCLYS 1-3 YR EX TD BD 464287457 764 9124 SH Sole 6374 2750 ISHARES TR BARCLYS 1-3YR CR EX TD BD 464288646 3346 32039 SH Sole 23289 8750 ISHARES TR BARCLYS 3-7 YR EX TD BD 464288661 188 1650 SH Sole 1045 605 ISHARES TR BARCLYS INTER CR EX TD BD 464288638 7796 74047 SH Sole 51925 22122 ISHARES TR BARCLYS INTER GV EX TD BD 464288612 790 7338 SH Sole 7063 275 ISHARES TR BARCLYS SH TREA EX TD BD 464288679 33 300 SH Sole 300 ISHARES TR BARCLYS TIPS BD EX TD BD 464287176 1032 9450 SH Sole 7960 1490 ISHARES TR HIGH YLD CORP EX TD BD 464288513 3999 43490 SH Sole 33535 9955 ISHARES TR S&P NTL AMTFREE EX TD BD 464288414 2061 20720 SH Sole 18420 2300 ISHARES TR S&P SH NTL AMTFR EX TD BD 464288158 5 50 SH Sole 50 PIMCO ETF TR INTER MUN BD ST EX TD BD 72201R866 28 565 SH Sole 490 75 PROSHARES TR PSHS ULTSH 20YRS EX TD BD 74347R297 64 1700 SH Sole 1700 SPDR SERIES TRUST NUVN BR SHT EX TD BD 78464A425 35 1475 SH Sole 1225 250 VANGUARD BD INDEX FD INC SHORT EX TD BD 921937827 92 1150 SH Sole 1150 ABERDEEN ASIA PACIFIC INCOM FD CE BD FD 003009107 69 10000 SH Sole 10000 BLACKROCK INCOME OPP TRUST INC CE BD FD 092475102 3 350 SH Sole 350 BLACKROCK MUN 2020 TERM TR COM CE BD FD 09249X109 34 2300 SH Sole 2300 BLACKROCK MUNICIPL INC QLTY TR CE BD FD 092479104 14 1098 SH Sole 1098 DWS MUN INCOME TR COM CE BD FD 23338M106 7 584 SH Sole 584 INVESCO VAN KAMPEN MUNI OPP TR CE BD FD 46132C107 21 1586 SH Sole 1586 MASSMUTUAL CORPORATE INVS INC CE BD FD 576292106 16 1000 SH Sole 1000 MFS INTER INCOME TR SH BEN INT CE BD FD 55273C107 28 4500 SH Sole 4500 NUVEEN MUN VALUE FD INC COM CE BD FD 670928100 20 2250 SH Sole 2250 NUVEEN PA PREM INCOME MUN FD 2 CE BD FD 67061F101 9 700 SH Sole 700 NUVEEN PREMIER INSD MUN INCOME CE BD FD 670987106 43 3000 SH Sole 3000 PIMCO CORPORATE INCOME FD COM CE BD FD 72200U100 21 1275 SH Sole 1275 PIMCO INCOME OPPORTUNITY FD CO CE BD FD 72202B100 30 1100 SH Sole 1100 PIONEER HIGH INCOME TR COM CE BD FD 72369H106 22 1300 SH Sole 1300 PUTNAM MUN OPPORTUNITIES TR SH CE BD FD 746922103 8 700 SH Sole 700 TEMPLETON GLOBAL INCOME FD COM CE BD FD 880198106 19 1857 SH Sole 1857 3M CO COM COM 88579Y101 989 10578 SH Sole 7578 3000 ABBOTT LABS COM COM 002824100 2918 59489 SH Sole 48689 10800 ACCENTURE PLC IRELAND SHS CLAS COM G1151C101 22 400 SH Sole 400 ACE LTD SHS COM H0023R105 6324 97742 SH Sole 84492 13250 ACTIVISION BLIZZARD INC COM COM 00507V109 4 400 SH Sole 400 ADOBE SYS INC COM COM 00724F101 27 800 SH Sole 800 ADVANCED BATTERY TECHNOLOG INC COM 00752H102 2 1000 SH Sole 1000 AFLAC INC COM COM 001055102 90 1701 SH Sole 1701 AIR PRODS & CHEMS INC COM COM 009158106 40 439 SH Sole 239 200 ALCOA INC COM COM 013817101 150 8486 SH Sole 2650 5836 ALLERGAN INC COM COM 018490102 14 200 SH Sole 200 ALLSTATE CORP COM COM 020002101 115 3611 SH Sole 2111 1500 ALPHA NATURAL RESOURCES INC CO COM 02076X102 37 615 SH Sole 615 ALTRIA GROUP INC COM COM 02209S103 13724 527246 SH Sole 440375 86871 AMAZON COM INC COM COM 023135106 63 350 SH Sole 350 AMEDISYS INC COM COM 023436108 5 132 SH Sole 132 AMEREN CORP COM COM 023608102 28 1003 SH Sole 1003 AMERICA MOVIL SAB DE CV SPON A COM 02364W105 23 400 SH Sole 400 AMERICAN CAP LTD COM COM 02503Y103 100 10072 SH Sole 3864 6208 AMERICAN ELEC PWR INC COM COM 025537101 249 7083 SH Sole 2658 4425 AMERICAN EXPRESS CO COM COM 025816109 127 2800 SH Sole 2800 AMERICAN INTL GROUP INC COM NE COM 026874784 3 98 SH Sole 98 AMERICAN TOWER CORP CL A COM 029912201 7 140 SH Sole 140 AMERIGAS PARTNERS L P UNIT L P COM 030975106 131 2725 SH Sole 2725 AMERIPRISE FINL INC COM COM 03076C106 6 100 SH Sole 100 AMERISOURCEBERGEN CORP COM COM 03073E105 703 17775 SH Sole 17645 130 AMGEN INC COM COM 031162100 4860 90933 SH Sole 74175 16758 ANADARKO PETE CORP COM COM 032511107 988 12055 SH Sole 9105 2950 ANNALY CAP MGMT INC COM COM 035710409 5 300 SH Sole 300 APACHE CORP COM COM 037411105 487 3720 SH Sole 320 3400 APPLE INC COM COM 037833100 11252 32287 SH Sole 28467 3820 APPLIED MATLS INC COM COM 038222105 32 2068 SH Sole 1968 100 APTARGROUP INC COM COM 038336103 100 2000 SH Sole 2000 ARCH COAL INC COM COM 039380100 83 2300 SH Sole 500 1800 ARCHER DANIELS MIDLAND CO COM COM 039483102 8294 230321 SH Sole 196311 34010 ASA GOLD AND PRECIOUS MTLS LMT COM G3156P103 95 3000 SH Sole 3000 ASTRAZENECA PLC SPONSORED ADR COM 046353108 9 200 SH Sole 200 AT&T INC COM COM 00206R102 12649 413238 SH Sole 350218 63020 AUTOMATIC DATA PROCESSING INC COM 053015103 3322 64747 SH Sole 52522 12225 AUTOZONE INC COM COM 053332102 41 150 SH Sole 150 AVALONBAY CMNTYS INC COM COM 053484101 144 1200 SH Sole 900 300 AVERY DENNISON CORP COM COM 053611109 64 1520 SH Sole 400 1120 BANK MONTREAL QUE COM COM 063671101 6 100 SH Sole 100 BANK OF AMERICA CORPORATION CO COM 060505104 3242 243214 SH Sole 174003 69211 BANK OF NEW YORK MELLON CORP C COM 064058100 42 1410 SH Sole 1410 BARRICK GOLD CORP COM COM 067901108 266 5118 SH Sole 2218 2900 BAXTER INTL INC COM COM 071813109 153 2852 SH Sole 2677 175 BB&T CORP COM COM 054937107 4937 179858 SH Sole 166540 13318 BCE INC COM NEW COM 05534B760 27 730 SH Sole 730 BECTON DICKINSON & CO COM COM 075887109 1026 12892 SH Sole 10192 2700 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 125 1 SH Sole 1 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 2947 35242 SH Sole 27002 8240 BEST BUY INC COM COM 086516101 241 8407 SH Sole 8207 200 BHP BILLITON LTD SPONSORED ADR COM 088606108 48 500 SH Sole 100 400 BOARDWALK PIPELINE PARTNERS LP COM 096627104 510 15625 SH Sole 15625 BOEING CO COM COM 097023105 697 9425 SH Sole 7075 2350 BOVIE MEDICAL CORP COM COM 10211F100 16 5000 SH Sole 5000 BP PLC SPONSORED ADR COM 055622104 2171 49177 SH Sole 46102 3075 BRISTOL MYERS SQUIBB CO COM COM 110122108 2646 100124 SH Sole 63881 36243 BROWN & BROWN INC COM COM 115236101 657 25453 SH Sole 25453 BROWN FORMAN CORP CL B COM 115637209 323 4725 SH Sole 4725 BUCKEYE PARTNERS L P UNIT LTD COM 118230101 46 725 SH Sole 725 BUNGE LIMITED COM COM G16962105 14 200 SH Sole 200 C & F FINL CORP COM COM 12466Q104 11 500 SH Sole 500 CA INC COM COM 12673P105 18 750 SH Sole 750 CALLAWAY GOLF CO COM COM 131193104 14 2000 SH Sole 2000 CAMERON INTERNATIONAL CORP COM COM 13342B105 143 2500 SH Sole 1800 700 CAMPBELL SOUP CO COM COM 134429109 73 2200 SH Sole 1000 1200 CANADIAN NATL RY CO COM COM 136375102 6395 84959 SH Sole 47307 37652 CANADIAN PAC RY LTD COM COM 13645T100 6 100 SH Sole 100 CAPITAL CITY BK GROUP INC COM COM 139674105 25 2000 SH Sole 2000 CAPITAL ONE FINL CORP COM COM 14040H105 27 520 SH Sole 100 420 CARDINAL FINL CORP COM COM 14149F109 12 1000 SH Sole 1000 CARDINAL HEALTH INC COM COM 14149Y108 12 300 SH Sole 300 CARMAX INC COM COM 143130102 14 438 SH Sole 438 CATERPILLAR INC DEL COM COM 149123101 3084 27700 SH Sole 20575 7125 CBS CORP NEW CL B COM 124857202 4 150 SH Sole 150 CELLCOM ISRAEL LTD SHS COM M2196U109 53 1587 SH Sole 1587 CENOVUS ENERGY INC COM COM 15135U109 12 300 SH Sole 300 CENTERPOINT ENERGY INC COM COM 15189T107 19 1094 SH Sole 1094 CHARLES & COLVARD LTD COM COM 159765106 1554 413333 SH Sole 376928 36405 CHECK POINT SOFTWARE TECH LTD COM M22465104 19 380 SH Sole 380 CHESAPEAKE ENERGY CORP COM COM 165167107 1141 34050 SH Sole 24450 9600 CHEVRON CORP NEW COM COM 166764100 22608 210324 SH Sole 170704 39620 CHINA BAK BATTERY INC COM COM 16936Y100 2 1000 SH Sole 1000 CHINA PETE & CHEM CORP SPON AD COM 16941R108 10 100 SH Sole 100 CHUBB CORP COM COM 171232101 120 1950 SH Sole 1950 CHURCH & DWIGHT INC COM COM 171340102 75 940 SH Sole 940 CIGNA CORP COM COM 125509109 6364 143719 SH Sole 121454 22265 CISCO SYS INC COM COM 17275R102 1521 88681 SH Sole 60889 27792 CISCO SYS INC COM RESTRICTED COM 17275R102 42 2452 SH Sole 2452 CITIGROUP INC COM COM 172967101 45 10160 SH Sole 5160 5000 CITY HLDG CO COM COM 177835105 35 1000 SH Sole 1000 CLIFFS NATURAL RESOURCES INC C COM 18683K101 29 300 SH Sole 300 CLOROX CO DEL COM COM 189054109 180 2563 SH Sole 2563 COACH INC COM COM 189754104 18 350 SH Sole 350 COCA COLA CO COM COM 191216100 10309 155401 SH Sole 120779 34622 COLGATE PALMOLIVE CO COM COM 194162103 1168 14468 SH Sole 14468 COMCAST CORP NEW CL A COM 20030N101 7 291 SH Sole 291 COMCAST CORP NEW CL A SPL COM 20030N200 45 1950 SH Sole 1950 COMPASS DIVERSIFIED HOLDINGS S COM 20451Q104 11 750 SH Sole 750 COMPUTER SCIENCES CORP COM COM 205363104 4668 95789 SH Sole 81314 14475 CONAGRA FOODS INC COM COM 205887102 48 2000 SH Sole 2000 CONOCOPHILLIPS COM COM 20825C104 4261 53358 SH Sole 44532 8826 CONSOL ENERGY INC COM COM 20854P109 74 1380 SH Sole 280 1100 CONSOLIDATED EDISON INC COM COM 209115104 2020 39823 SH Sole 24596 15227 CONSTELLATION ENERGY GROUP INC COM 210371100 7656 245947 SH Sole 208772 37175 CORNING INC COM COM 219350105 3779 183187 SH Sole 152562 30625 COSTCO WHSL CORP NEW COM COM 22160K105 223 3040 SH Sole 3040 COVANCE INC COM COM 222816100 11 200 SH Sole 200 COVENTRY HEALTH CARE INC COM COM 222862104 3 100 SH Sole 100 COVIDIEN PLC SHS COM G2554F113 177 3400 SH Sole 2225 1175 CREE INC COM COM 225447101 18 400 SH Sole 400 CSX CORP COM COM 126408103 479 6095 SH Sole 4695 1400 CUMMINS INC COM COM 231021106 30 275 SH Sole 275 CVS CAREMARK CORPORATION COM COM 126650100 88 2562 SH Sole 2562 DARDEN RESTAURANTS INC COM COM 237194105 5 100 SH Sole 100 DEERE & CO COM COM 244199105 1337 13800 SH Sole 9600 4200 DELL INC COM COM 24702R101 38 2650 SH Sole 2650 DEUTSCHE BANK AG NAMEN AKT COM D18190898 10 175 SH Sole 175 DEVON ENERGY CORP NEW COM COM 25179M103 244 2656 SH Sole 2656 DIAGEO P L C SPON ADR NEW COM 25243Q205 11 150 SH Sole 150 DIEBOLD INC COM COM 253651103 202 5686 SH Sole 2850 2836 DIRECTV COM CL A COM 25490A101 1 19 SH Sole 19 DISCOVER FINL SVCS COM COM 254709108 5489 227569 SH Sole 196044 31525 DISNEY WALT CO COM DISNEY COM 254687106 8303 192680 SH Sole 159795 32885 DOLBY LABORATORIES INC COM COM 25659T107 5 100 SH Sole 100 DOLLAR TREE INC COM COM 256746108 1308 23560 SH Sole 21774 1786 DOMINION RES INC VA NEW COM COM 25746U109 5238 117183 SH Sole 88001 29182 DOW CHEM CO COM COM 260543103 949 25135 SH Sole 17302 7833 DPL INC COM COM 233293109 189 6900 SH Sole 6900 DTE ENERGY CO COM COM 233331107 107 2193 SH Sole 2093 100 DU PONT E I DE NEMOURS & CO CO COM 263534109 2759 50200 SH Sole 31180 19020 DUKE ENERGY CORP NEW COM COM 26441C105 1578 86919 SH Sole 69519 17400 E M C CORP MASS COM COM 268648102 227 8537 SH Sole 6337 2200 EATON CORP COM COM 278058102 8557 154347 SH Sole 129181 25166 EBAY INC COM COM 278642103 152 4900 SH Sole 1200 3700 ECOLAB INC COM COM 278865100 561 11000 SH Sole 10000 1000 EL PASO CORP COM COM 28336L109 71 3948 SH Sole 2548 1400 EMERSON ELEC CO COM COM 291011104 2583 44206 SH Sole 40061 4145 ENCANA CORP COM COM 292505104 10 300 SH Sole 300 ENERGY TRANSFER PRTNRS L P UNI COM 29273R109 107 2070 SH Sole 2005 65 ENSCO PLC SPONSORED ADR COM 29358Q109 271 4685 SH Sole 4360 325 ENTERGY CORP NEW COM COM 29364G103 10 150 SH Sole 150 ENTERPRISE PRODS PARTNERS L P COM 293792107 227 5276 SH Sole 5028 248 ENTROPIC COMMUNICATIONS INC CO COM 29384R105 0 50 SH Sole 50 EQUIFAX INC COM COM 294429105 12 300 SH Sole 300 ERICSSON L M TEL CO ADR B SEK COM 294821608 4 320 SH Sole 320 EXELON CORP COM COM 30161N101 133 3225 SH Sole 1050 2175 EXPRESS SCRIPTS INC COM COM 302182100 1270 22840 SH Sole 22840 EXXON MOBIL CORP COM COM 30231G102 29840 354693 SH Sole 278853 75839 FASTENAL CO COM COM 311900104 78 1200 SH Sole 1200 FEDEX CORP COM COM 31428X106 37 400 SH Sole 400 FIDELITY NATL INFORMATION SVCS COM 31620M106 5 150 SH Sole 150 FIRST CTZNS BANCSHARES INC N C COM 31946M103 341 1700 SH Sole 1700 FIRSTENERGY CORP COM COM 337932107 27 719 SH Sole 119 600 FLUOR CORP NEW COM COM 343412102 15 200 SH Sole 200 FORD MTR CO DEL COM PAR $0.01 COM 345370860 107 7165 SH Sole 7165 FOREST LABS INC COM COM 345838106 24 750 SH Sole 750 FORTUNE BRANDS INC COM COM 349631101 235 3790 SH Sole 2990 800 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 112 2018 SH Sole 1418 600 FRONTIER COMMUNICATIONS CORP C COM 35906A108 7 912 SH Sole 72 840 FULTON FINL CORP PA COM COM 360271100 203 18307 SH Sole 7393 10914 FURIEX PHARMACEUTICALS INC COM COM 36106P101 0 16 SH Sole 16 GAMESTOP CORP NEW CL A COM 36467W109 18 800 SH Sole 800 GENERAL DYNAMICS CORP COM COM 369550108 11176 145977 SH Sole 126232 19745 GENERAL ELECTRIC CO COM COM 369604103 14463 721337 SH Sole 565722 155615 GENERAL MARITIME 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10 210 SH Sole 210 HEINZ H J CO COM COM 423074103 424 8686 SH Sole 8156 530 HERSHEY CO COM COM 427866108 54 1000 SH Sole 1000 HEWLETT PACKARD CO COM COM 428236103 9939 242590 SH Sole 206620 35970 HIGHWOODS PPTYS INC COM COM 431284108 25 700 SH Sole 700 HOME DEPOT INC COM COM 437076102 9198 248202 SH Sole 201441 46761 HONEYWELL INTL INC COM COM 438516106 909 15231 SH Sole 11806 3425 HOST HOTELS & RESORTS INC COM COM 44107P104 69 3941 SH Sole 1341 2600 HUGOTON RTY TR TEX UNIT BEN IN COM 444717102 7 300 SH Sole 300 HUMANA INC COM COM 444859102 17 250 SH Sole 250 HUNTINGTON BANCSHARES INC COM COM 446150104 90 13540 SH Sole 782 12758 ILLINOIS TOOL WKS INC COM COM 452308109 649 12082 SH Sole 7332 4750 ILLUMINA INC COM COM 452327109 126 1800 SH Sole 1800 INGERSOLL-RAND PLC SHS COM G47791101 184 3819 SH Sole 3419 400 INTEL CORP COM COM 458140100 13619 674870 SH Sole 542562 132307 INTERDIGITAL INC COM COM 45867G101 19 400 SH Sole 400 INTERNATIONAL BUSINESS MACHS C COM 459200101 19604 120217 SH Sole 98172 22045 INTERNATIONAL COAL GRP INC NEW COM 45928H106 2174 192400 SH Sole 192400 INTL PAPER CO COM COM 460146103 107 3551 SH Sole 1711 1840 INTUIT COM COM 461202103 48 900 SH Sole 900 ITT CORP NEW COM COM 450911102 2823 47011 SH Sole 45661 1350 JACOBS ENGR GROUP INC DEL COM COM 469814107 18 350 SH Sole 350 JAMES RIVER COAL CO COM NEW COM 470355207 28 1175 SH Sole 1175 JETBLUE AIRWAYS CORP COM COM 477143101 3 500 SH Sole 500 JOHNSON & JOHNSON COM COM 478160104 13088 220901 SH Sole 175156 45745 JOHNSON CTLS INC COM COM 478366107 1568 37723 SH Sole 31098 6625 JPMORGAN CHASE & CO COM COM 46625H100 11974 259739 SH Sole 197781 61958 KANSAS CITY SOUTHERN COM NEW COM 485170302 60 1100 SH Sole 700 400 KAYNE ANDERSON MLP INVSMNT CO COM 486606106 26 800 SH Sole 800 KELLOGG CO COM COM 487836108 281 5210 SH Sole 2410 2800 KEYCORP NEW COM COM 493267108 7 801 SH Sole 801 KIMBERLY CLARK CORP COM COM 494368103 837 12821 SH Sole 11321 1500 KINDER MORGAN ENERGY PARTNERS COM 494550106 3431 46307 SH Sole 41077 5230 KINDER MORGAN MANAGEMENT LLC S COM 49455U100 28 429 SH Sole 429 KRAFT FOODS INC CL A COM 50075N104 3929 125290 SH Sole 92764 32526 L-3 COMMUNICATIONS HLDGS INC C COM 502424104 23 300 SH Sole 300 LENDER PROCESSING SVCS INC COM COM 52602E102 2 75 SH Sole 75 LILLY ELI & CO COM COM 532457108 16248 461987 SH Sole 434037 27950 LINCOLN NATL CORP IND COM COM 534187109 626 20830 SH Sole 10522 10308 LINEAR TECHNOLOGY CORP COM COM 535678106 13 400 SH Sole 400 LIZ CLAIBORNE INC COM COM 539320101 2 400 SH Sole 400 LOCKHEED MARTIN CORP COM COM 539830109 911 11329 SH Sole 8193 3136 LOEWS CORP COM COM 540424108 102 2375 SH Sole 1500 875 LORILLARD INC COM COM 544147101 14 150 SH Sole 150 LOWES COS INC COM COM 548661107 193 7300 SH Sole 5100 2200 LUBRIZOL CORP COM COM 549271104 1008 7525 SH Sole 5825 1700 MAGELLAN MIDSTREAM PRTNRS LP C COM 559080106 84 1400 SH Sole 1400 MANULIFE FINL CORP COM COM 56501R106 150 8452 SH Sole 8452 MARATHON OIL CORP COM COM 565849106 12460 233725 SH Sole 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100632 MIDDLEBURG FINANCIAL CORP COM COM 596094102 36 2000 SH Sole 2000 MONARCH FINANCIAL HOLDINGS INC COM 60907Q100 64 7660 SH Sole 7660 MONSANTO CO NEW COM COM 61166W101 125 1726 SH Sole 1726 MORGAN STANLEY COM NEW COM 617446448 35 1275 SH Sole 1275 MURPHY OIL CORP COM COM 626717102 37 508 SH Sole 508 MYLAN INC COM COM 628530107 79 3500 SH Sole 2000 1500 NATIONAL FUEL GAS CO N J COM COM 636180101 37 500 SH Sole 500 NATIONAL OILWELL VARCO INC COM COM 637071101 75 950 SH Sole 950 NETFLIX INC COM COM 64110L106 193 810 SH Sole 810 NEW YORK CMNTY BANCORP INC COM COM 649445103 41 2400 SH Sole 2400 NEW YORK TIMES CO CL A COM 650111107 22 2300 SH Sole 2300 NEWMONT MINING CORP COM COM 651639106 196 3600 SH Sole 2100 1500 NEXTERA ENERGY INC COM COM 65339F101 579 10511 SH Sole 8511 2000 NGAS RESOURCES INC COM COM 62912T103 7 10000 SH Sole 10000 NIKE INC CL B COM 654106103 87 1148 SH Sole 448 700 NISOURCE INC COM COM 65473P105 24 1266 SH Sole 266 1000 NOBLE CORPORATION BAAR NAMEN - COM H5833N103 6651 145795 SH Sole 124330 21465 NOBLE ENERGY INC COM COM 655044105 58 596 SH Sole 596 NOKIA CORP SPONSORED ADR COM 654902204 1 162 SH Sole 162 NORDSTROM INC COM COM 655664100 38 850 SH Sole 850 NORFOLK SOUTHERN CORP COM COM 655844108 14669 211764 SH Sole 182713 29051 NORTHERN TR CORP COM COM 665859104 71 1400 SH Sole 1400 NORTHROP GRUMMAN CORP COM COM 666807102 705 11245 SH Sole 10391 854 NOVARTIS A G SPONSORED ADR COM 66987V109 65 1200 SH Sole 1100 100 NOVO-NORDISK A S ADR COM 670100205 6 50 SH Sole 50 NOVOGEN LIMITED SPONSORED ADR COM 67010F103 2 1000 SH Sole 1000 NRG ENERGY INC COM NEW COM 629377508 42 1950 SH Sole 950 1000 NSTAR COM COM 67019E107 20 422 SH Sole 422 NUCOR CORP COM COM 670346105 539 11710 SH Sole 11710 NYSE EURONEXT COM COM 629491101 11 300 SH Sole 300 OCCIDENTAL PETE CORP DEL COM COM 674599105 128 1225 SH Sole 1225 OCULUS INNOVATIVE SCIENCES INC COM 67575P108 18 9071 SH Sole 9071 OGE ENERGY CORP COM COM 670837103 238 4702 SH Sole 4702 OLD POINT FINL CORP COM COM 680194107 165 14337 SH Sole 13025 1312 ONEOK INC NEW COM COM 682680103 832 12440 SH Sole 12440 ORACLE CORP COM COM 68389X105 4757 142273 SH Sole 121213 21060 OWENS ILL INC COM NEW COM 690768403 9 300 SH Sole 300 PACCAR INC COM COM 693718108 35 675 SH Sole 675 PALL CORP COM COM 696429307 86 1500 SH Sole 1500 PARKER HANNIFIN CORP COM COM 701094104 88 928 SH Sole 928 PATRIOT COAL CORP COM COM 70336T104 44 1700 SH Sole 1700 PAYCHEX INC COM COM 704326107 38 1200 SH Sole 200 1000 PEPSICO INC COM COM 713448108 4744 73656 SH Sole 64094 9562 PETROCHINA CO LTD SPONSORED A COM 71646E100 15 100 SH Sole 100 PETROLEO BRASILEIRO SA PETROBR COM 71654V408 16 400 SH Sole 400 PFIZER INC COM COM 717081103 10478 515900 SH Sole 407611 108289 PG&E CORP COM COM 69331C108 4 100 SH Sole 100 PHARMACEUTICAL PROD DEV INC CO COM 717124101 6 200 SH Sole 200 PHILIP MORRIS INTL INC COM COM 718172109 2395 36498 SH Sole 31198 5300 PITNEY BOWES INC COM COM 724479100 4 150 SH Sole 150 PLAINS ALL AMERN PIPELINE L P COM 726503105 519 8150 SH Sole 7850 300 PLANTRONICS INC NEW COM COM 727493108 66 1800 SH Sole 1800 PLUM CREEK TIMBER CO INC COM COM 729251108 2925 67082 SH Sole 47924 19158 PNC FINL SVCS GROUP INC COM COM 693475105 7129 113184 SH Sole 99159 14025 PORTFOLIO RECOVERY ASSOCS INC COM 73640Q105 17 200 SH Sole 200 POSCO SPONSORED ADR COM 693483109 8618 75402 SH Sole 65741 9661 POTASH CORP SASK INC COM COM 73755L107 55 930 SH Sole 930 PPG INDS INC COM COM 693506107 1271 13347 SH Sole 12538 809 PPL CORP COM COM 69351T106 2838 112190 SH Sole 84645 27545 PRAXAIR INC COM COM 74005P104 90 890 SH Sole 740 150 PRICE T ROWE GROUP INC COM COM 74144T108 13 200 SH Sole 200 PROCTER & GAMBLE CO COM COM 742718109 7697 124955 SH Sole 98998 25957 PROGRESS ENERGY INC COM COM 743263105 544 11800 SH Sole 7775 4025 PRUDENTIAL FINL INC COM COM 744320102 59 950 SH Sole 674 276 PUBLIC SVC ENTERPRISE GROUP CO COM 744573106 289 9176 SH Sole 4776 4400 QEP RES INC COM COM 74733V100 8 200 SH Sole 200 QUALCOMM INC COM COM 747525103 419 7634 SH Sole 2934 4700 QUESTAR CORP COM COM 748356102 3 200 SH Sole 200 RAYMOND JAMES FINANCIAL INC CO COM 754730109 38 1000 SH Sole 1000 RAYONIER INC COM COM 754907103 772 12385 SH Sole 12385 RAYTHEON CO COM NEW COM 755111507 829 16298 SH Sole 10873 5425 REDWOOD TR INC COM COM 758075402 10 650 SH Sole 650 REPSOL YPF S A SPONSORED ADR COM 76026T205 16 475 SH Sole 475 RESEARCH IN MOTION LTD COM COM 760975102 226 4000 SH Sole 4000 REYNOLDS AMERICAN INC COM COM 761713106 85 2400 SH Sole 2400 RGC RES INC COM COM 74955L103 61 1780 SH Sole 1780 ROYAL BK CDA MONTREAL QUE COM COM 780087102 331 5342 SH Sole 5342 ROYAL CARIBBEAN CRUISES LTD CO COM V7780T103 4 100 SH Sole 100 ROYAL DUTCH SHELL PLC SPON ADR COM 780259107 92 1258 SH Sole 1258 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 1733 23790 SH Sole 21290 2500 RYDER SYS INC COM COM 783549108 17 343 SH Sole 343 SALIX PHARMACEUTICALS INC COM COM 795435106 9 250 SH Sole 250 SANOFI AVENTIS SPONSORED ADR COM 80105N105 32 900 SH Sole 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382 SH Sole 382 SPECTRA ENERGY CORP COM COM 847560109 224 8255 SH Sole 7080 1175 SPRINT NEXTEL CORP COM SER 1 COM 852061100 39 8500 SH Sole 6500 2000 ST JOE CO COM COM 790148100 24 950 SH Sole 950 STARBUCKS CORP COM COM 855244109 30 800 SH Sole 800 STARWOOD HOTELS&RESORTS WRLDWD COM 85590A401 19 333 SH Sole 333 STATE STR CORP COM COM 857477103 31 700 SH Sole 700 STEEL DYNAMICS INC COM COM 858119100 439 23400 SH Sole 23400 STELLARONE CORP COM COM 85856G100 28 2000 SH Sole 2000 STRYKER CORP COM COM 863667101 21 350 SH Sole 150 200 SUNTRUST BKS INC COM COM 867914103 1398 48463 SH Sole 48463 SYMANTEC CORP COM COM 871503108 146 7900 SH Sole 6900 1000 SYSCO CORP COM COM 871829107 306 11041 SH Sole 8041 3000 TARGET CORP COM COM 87612E106 234 4678 SH Sole 2428 2250 TECO ENERGY INC COM COM 872375100 17 900 SH Sole 900 TEEKAY LNG PARTNERS L P PRTNRS COM Y8564M105 36 875 SH Sole 875 TEEKAY TANKERS LTD CL A COM Y8565N102 5 500 SH Sole 500 TELEFONICA S A SPONSORED ADR COM 879382208 266 10555 SH Sole 7960 2595 TELEFONOS DE MEXICO S A B SPON COM 879403780 163 8906 SH Sole 8606 300 TEVA PHARMACEUTICAL INDS LTD A COM 881624209 1867 37220 SH Sole 36110 1110 TEXAS INSTRS INC COM COM 882508104 161 4650 SH Sole 4500 150 THERMO FISHER SCIENTIFIC INC C COM 883556102 211 3800 SH Sole 1550 2250 THOMSON REUTERS CORP COM COM 884903105 3 75 SH Sole 75 TIFFANY & CO NEW COM COM 886547108 17 275 SH Sole 275 TIME WARNER CABLE INC COM COM 88732J207 90 1261 SH Sole 852 409 TIME WARNER INC COM NEW COM 887317303 209 5865 SH Sole 4233 1632 TJX COS INC NEW COM COM 872540109 35 700 SH Sole 700 TOTAL S A SPONSORED ADR COM 89151E109 183 2994 SH Sole 2744 250 TOWNEBANK PORTSMOUTH VA COM COM 89214P109 862 55046 SH Sole 53596 1450 TRANSOCEAN LTD REG SHS COM H8817H100 23 300 SH Sole 300 TRANSWITCH CORP COM NEW COM 894065309 8 1875 SH Sole 1875 TRAVELERS COMPANIES INC COM COM 89417E109 8627 145033 SH Sole 126380 18653 TYCO INTERNATIONAL LTD SHS COM H89128104 827 18475 SH Sole 7550 10925 UDR INC COM COM 902653104 5095 209086 SH Sole 150124 58962 UNION PAC CORP COM COM 907818108 969 9856 SH Sole 6256 3600 UNITED BANKSHARES INC WEST VA COM 909907107 446 16822 SH Sole 16822 UNITED PARCEL SERVICE INC CL B COM 911312106 119 1600 SH Sole 1600 UNITED STATES STL CORP NEW COM COM 912909108 64 1178 SH Sole 1000 178 UNITED TECHNOLOGIES CORP COM COM 913017109 3546 41886 SH Sole 31208 10678 UNITEDHEALTH GROUP INC COM COM 91324P102 15 332 SH Sole 332 UNUM GROUP COM COM 91529Y106 18 700 SH Sole 700 URANIUM ONE INC COM COM 91701P105 39 10000 SH Sole 10000 US BANCORP DEL COM NEW COM 902973304 689 26065 SH Sole 15265 10800 V F CORP COM COM 918204108 8940 90734 SH Sole 75009 15725 VALERO ENERGY CORP NEW COM COM 91913Y100 719 24120 SH Sole 5520 18600 VALLEY FINL CORP VA COM COM 919629105 4 800 SH Sole 800 VERIZON COMMUNICATIONS INC COM COM 92343V104 5570 144537 SH Sole 103884 40653 VERTEX PHARMACEUTICALS INC COM COM 92532F100 14 300 SH Sole 300 VIACOM INC NEW CL B COM 92553P201 22 467 SH Sole 467 VODAFONE GROUP PLC NEW SPONS A COM 92857W209 289 10068 SH Sole 3750 6318 VORNADO RLTY TR SH BEN INT COM 929042109 7 85 SH Sole 85 WAL MART STORES INC COM COM 931142103 8044 154547 SH Sole 127067 27480 WALGREEN CO COM COM 931422109 114 2844 SH Sole 1644 1200 WASHINGTON REAL ESTATE INVT TR COM 939653101 1703 54786 SH Sole 34250 20536 WASTE MGMT INC DEL COM COM 94106L109 387 10357 SH Sole 6870 3487 WATERS CORP COM COM 941848103 52 600 SH Sole 600 WATSON PHARMACEUTICALS INC COM COM 942683103 28 500 SH Sole 500 WELLPOINT INC COM COM 94973V107 3807 54551 SH Sole 47401 7150 WELLS FARGO & CO NEW COM COM 949746101 7648 241197 SH Sole 208747 32450 WESTERN DIGITAL CORP COM COM 958102105 6513 174657 SH Sole 146807 27850 WESTERN REFNG INC COM COM 959319104 35 2050 SH Sole 2050 WESTPORT INNOVATIONS INC COM N COM 960908309 4 200 SH Sole 200 WEYERHAEUSER CO COM COM 962166104 32 1310 SH Sole 1310 WGL HLDGS INC COM COM 92924F106 20 500 SH Sole 500 WHIRLPOOL CORP COM COM 963320106 5908 69215 SH Sole 58597 10618 WHOLE FOODS MKT INC COM COM 966837106 48 725 SH Sole 725 WILLIAMS COS INC DEL COM COM 969457100 9 300 SH Sole 300 WINDSTREAM CORP COM COM 97381W104 4 326 SH Sole 26 300 WISCONSIN ENERGY CORP COM COM 976657106 170 5588 SH Sole 3284 2304 XCEL ENERGY INC COM COM 98389B100 1198 50153 SH Sole 32440 17713 XEROX CORP COM COM 984121103 2 200 SH Sole 200 YUM BRANDS INC COM COM 988498101 421 8195 SH Sole 8195 ZIMMER HLDGS INC COM COM 98956P102 67 1100 SH Sole 1100 BARCLAYS BK PLC IPTH S&P VIX N EX TRD EQ FD 06740C261 3 100 SH Sole 100 ISHARES GOLD TRUST EX TRD EQ FD 464285105 1680 119857 SH Sole 83857 36000 ISHARES INC MSCI BRIC INDX EX TRD EQ FD 464286657 30 600 SH Sole 600 ISHARES INC MSCI HONG KONG EX TRD EQ FD 464286871 9 500 SH Sole 500 ISHARES INC MSCI JAPAN EX TRD EQ FD 464286848 121 11700 SH Sole 5500 6200 ISHARES INC MSCI TAIWAN EX TRD EQ FD 464286731 30 2000 SH Sole 2000 ISHARES S&P GSCI COMMODITY IDX EX TRD EQ FD 46428R107 585 15650 SH Sole 12600 3050 ISHARES TR COHEN&ST RLTY EX TRD EQ FD 464287564 3590 51195 SH Sole 44156 7039 ISHARES TR DJ OIL&GAS EXP EX TRD EQ FD 464288851 30 400 SH Sole 400 ISHARES TR DJ SEL DIV INX EX TRD EQ FD 464287168 2104 40361 SH Sole 28585 11776 ISHARES TR DJ US ENERGY EX TRD EQ FD 464287796 164 3600 SH Sole 3600 ISHARES TR DJ US REAL EST EX TRD EQ FD 464287739 12 200 SH Sole 200 ISHARES TR DJ US TECH SEC EX TRD EQ FD 464287721 117 1765 SH Sole 1765 ISHARES TR DJ US UTILS EX TRD EQ FD 464287697 16 200 SH Sole 200 ISHARES TR FTSE CHINA25 IDX EX TRD EQ FD 464287184 12 275 SH Sole 275 ISHARES TR MSCI EAFE IDX EX TRD EQ FD 464287465 40225 669531 SH Sole 580333 89198 ISHARES TR MSCI EMERG MKT EX TRD EQ FD 464287234 13039 267910 SH Sole 229210 38700 ISHARES TR MSCI GRW IDX EX TRD EQ FD 464288885 887 14250 SH Sole 13700 550 ISHARES TR MSCI VAL IDX EX TRD EQ FD 464288877 1000 18870 SH Sole 16370 2500 ISHARES TR RUSSELL MCP VL EX TRD EQ FD 464287473 66 1380 SH Sole 1380 ISHARES TR RUSSELL MIDCAP EX TRD EQ FD 464287499 19 175 SH Sole 175 ISHARES TR RUSSELL1000GRW EX TRD EQ FD 464287614 72 1198 SH Sole 1198 ISHARES TR RUSSELL1000VAL EX TRD EQ FD 464287598 55 798 SH Sole 798 ISHARES TR S&P 500 INDEX EX TRD EQ FD 464287200 15517 116661 SH Sole 108346 8315 ISHARES TR S&P 500 VALUE EX TRD EQ FD 464287408 220 3475 SH Sole 3475 ISHARES TR S&P LTN AM 40 EX TRD EQ FD 464287390 1543 28690 SH Sole 23480 5210 ISHARES TR S&P MIDCAP 400 EX TRD EQ FD 464287507 1071 10855 SH Sole 10755 100 ISHARES TR S&P MIDCP VALU EX TRD EQ FD 464287705 5577 64699 SH Sole 54911 9788 ISHARES TR S&P SMLCAP 600 EX TRD EQ FD 464287804 40 550 SH Sole 400 150 ISHARES TR S&P SMLCP VALU EX TRD EQ FD 464287879 2724 35733 SH Sole 32038 3695 ISHARES TR S&P500 GRW EX TRD EQ FD 464287309 2458 35779 SH Sole 27954 7825 ISHARES TR US PFD STK IDX EX TRD EQ FD 464288687 124 3120 SH Sole 3120 MARKET VECTORS ETF TR AGRIBUS EX TRD EQ FD 57060U605 6 100 SH Sole 100 OIL SVC HOLDRS TR DEPOSTRY RCP EX TRD EQ FD 678002106 59 360 SH Sole 335 25 POWERSHARES ETF TRUST WATER RE EX TRD EQ FD 73935X575 1376 67656 SH Sole 59756 7900 POWERSHARES GLOBAL ETF TRUST G EX TRD EQ FD 73936T615 646 41106 SH Sole 35406 5700 POWERSHARES QQQ TRUST UNIT SER EX TRD EQ FD 73935A104 124 2151 SH Sole 2151 SELECT SECTOR SPDR TR SBI INT- EX TRD EQ FD 81369Y605 22 1325 SH Sole 1325 SPDR DOW JONES INDL AVRG ETF U EX TRD EQ FD 78467X109 12 100 SH Sole 100 SPDR GOLD TRUST GOLD SHS EX TRD EQ FD 78463V107 566 4049 SH Sole 3699 350 SPDR INDEX SHS FDS ASIA PACIF EX TRD EQ FD 78463X301 26 300 SH Sole 300 SPDR INDEX SHS FDS S&P EMKTSC EX TRD EQ FD 78463X756 8619 160025 SH Sole 140875 19150 SPDR S&P 500 ETF TR TR UNIT EX TRD EQ FD 78462F103 578 4356 SH Sole 4356 SPDR S&P MIDCAP 400 ETF TR UTS EX TRD EQ FD 78467Y107 22 125 SH Sole 125 VANGUARD INTL EQUITY INDEX FD EX TRD EQ FD 922042858 13991 285813 SH Sole 243273 42540 VANGUARD SPECIALIZED PORTFOLIO EX TRD EQ FD 921908844 3077 55440 SH Sole 37900 17540 VANGUARD TAX-MANAGED FD MSCI E EX TRD EQ FD 921943858 71 1900 SH Sole 1900 JOHN HANCOCK BK &THRIFT OPP FD CE EQ FD 409735206 26 1509 SH Sole 1509 LATIN AMERN DISCOVERY FD INC C CE EQ FD 51828C106 295 15475 SH Sole 7375 8100 NEUBERGER BERMAN RE ES SEC FD CE EQ FD 64190A103 17 4227 SH Sole 2818 1409 NUVEEN DIVERSIFIED DIV INCM FD CE EQ FD 6706EP105 11 1000 SH Sole 1000 NUVEEN REAL ESTATE INCOME FD C CE EQ FD 67071B108 12 1150 SH Sole 150 1000 SOURCE CAP INC COM CE EQ FD 836144105 6 100 SH Sole 100 TEMPLETON DRAGON FD INC COM CE EQ FD 88018T101 391 12600 SH Sole 12600 ZWEIG FD COM CE EQ FD 989834106 14 3825 SH Sole 3825