0001436871-11-000011.txt : 20110404
0001436871-11-000011.hdr.sgml : 20110404
20110404152508
ACCESSION NUMBER: 0001436871-11-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110404
DATE AS OF CHANGE: 20110404
EFFECTIVENESS DATE: 20110404
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PALLADIUM PARTNERS LLC
CENTRAL INDEX KEY: 0001436871
IRS NUMBER: 260728851
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13361
FILM NUMBER: 11735517
BUSINESS ADDRESS:
STREET 1: 999 WATERSIDE DRIVE SUITE 800
CITY: NORFOLK
STATE: VA
ZIP: 23510
BUSINESS PHONE: 757 305 1500
MAIL ADDRESS:
STREET 1: 999 WATERSIDE DRIVE SUITE 800
CITY: NORFOLK
STATE: VA
ZIP: 23510
13F-HR
1
inftable1qtr2011.txt
13F1QTR2011
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Palladium Partners,LLC dba Palladium Registered Investment Advisors
Address: 999 Waterside Drive, Ste 800
Norfolk, VA 23510
13F File Number: 28-13361
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Nancy Renshaw
Title: Compliance Officer
Phone: (757)305-1500
Signature, Place, and Date of Signing:
Nancy Renshaw Norfolk, VA April 4, 2011
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 507
Form 13F Information Table Value Total: $753,715
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
INTEL CORP CONV 458140ad2 5 4500 PRN Sole 4500
PEABODY ENERGY CORP CONV 704549ag9 3 2584 PRN Sole 2584
ISHARES TR BARCLY USAGG B EX TD BD 464287226 5906 56177 SH Sole 42262 13915
ISHARES TR BARCLYS 1-3 YR EX TD BD 464287457 764 9124 SH Sole 6374 2750
ISHARES TR BARCLYS 1-3YR CR EX TD BD 464288646 3346 32039 SH Sole 23289 8750
ISHARES TR BARCLYS 3-7 YR EX TD BD 464288661 188 1650 SH Sole 1045 605
ISHARES TR BARCLYS INTER CR EX TD BD 464288638 7796 74047 SH Sole 51925 22122
ISHARES TR BARCLYS INTER GV EX TD BD 464288612 790 7338 SH Sole 7063 275
ISHARES TR BARCLYS SH TREA EX TD BD 464288679 33 300 SH Sole 300
ISHARES TR BARCLYS TIPS BD EX TD BD 464287176 1032 9450 SH Sole 7960 1490
ISHARES TR HIGH YLD CORP EX TD BD 464288513 3999 43490 SH Sole 33535 9955
ISHARES TR S&P NTL AMTFREE EX TD BD 464288414 2061 20720 SH Sole 18420 2300
ISHARES TR S&P SH NTL AMTFR EX TD BD 464288158 5 50 SH Sole 50
PIMCO ETF TR INTER MUN BD ST EX TD BD 72201R866 28 565 SH Sole 490 75
PROSHARES TR PSHS ULTSH 20YRS EX TD BD 74347R297 64 1700 SH Sole 1700
SPDR SERIES TRUST NUVN BR SHT EX TD BD 78464A425 35 1475 SH Sole 1225 250
VANGUARD BD INDEX FD INC SHORT EX TD BD 921937827 92 1150 SH Sole 1150
ABERDEEN ASIA PACIFIC INCOM FD CE BD FD 003009107 69 10000 SH Sole 10000
BLACKROCK INCOME OPP TRUST INC CE BD FD 092475102 3 350 SH Sole 350
BLACKROCK MUN 2020 TERM TR COM CE BD FD 09249X109 34 2300 SH Sole 2300
BLACKROCK MUNICIPL INC QLTY TR CE BD FD 092479104 14 1098 SH Sole 1098
DWS MUN INCOME TR COM CE BD FD 23338M106 7 584 SH Sole 584
INVESCO VAN KAMPEN MUNI OPP TR CE BD FD 46132C107 21 1586 SH Sole 1586
MASSMUTUAL CORPORATE INVS INC CE BD FD 576292106 16 1000 SH Sole 1000
MFS INTER INCOME TR SH BEN INT CE BD FD 55273C107 28 4500 SH Sole 4500
NUVEEN MUN VALUE FD INC COM CE BD FD 670928100 20 2250 SH Sole 2250
NUVEEN PA PREM INCOME MUN FD 2 CE BD FD 67061F101 9 700 SH Sole 700
NUVEEN PREMIER INSD MUN INCOME CE BD FD 670987106 43 3000 SH Sole 3000
PIMCO CORPORATE INCOME FD COM CE BD FD 72200U100 21 1275 SH Sole 1275
PIMCO INCOME OPPORTUNITY FD CO CE BD FD 72202B100 30 1100 SH Sole 1100
PIONEER HIGH INCOME TR COM CE BD FD 72369H106 22 1300 SH Sole 1300
PUTNAM MUN OPPORTUNITIES TR SH CE BD FD 746922103 8 700 SH Sole 700
TEMPLETON GLOBAL INCOME FD COM CE BD FD 880198106 19 1857 SH Sole 1857
3M CO COM COM 88579Y101 989 10578 SH Sole 7578 3000
ABBOTT LABS COM COM 002824100 2918 59489 SH Sole 48689 10800
ACCENTURE PLC IRELAND SHS CLAS COM G1151C101 22 400 SH Sole 400
ACE LTD SHS COM H0023R105 6324 97742 SH Sole 84492 13250
ACTIVISION BLIZZARD INC COM COM 00507V109 4 400 SH Sole 400
ADOBE SYS INC COM COM 00724F101 27 800 SH Sole 800
ADVANCED BATTERY TECHNOLOG INC COM 00752H102 2 1000 SH Sole 1000
AFLAC INC COM COM 001055102 90 1701 SH Sole 1701
AIR PRODS & CHEMS INC COM COM 009158106 40 439 SH Sole 239 200
ALCOA INC COM COM 013817101 150 8486 SH Sole 2650 5836
ALLERGAN INC COM COM 018490102 14 200 SH Sole 200
ALLSTATE CORP COM COM 020002101 115 3611 SH Sole 2111 1500
ALPHA NATURAL RESOURCES INC CO COM 02076X102 37 615 SH Sole 615
ALTRIA GROUP INC COM COM 02209S103 13724 527246 SH Sole 440375 86871
AMAZON COM INC COM COM 023135106 63 350 SH Sole 350
AMEDISYS INC COM COM 023436108 5 132 SH Sole 132
AMEREN CORP COM COM 023608102 28 1003 SH Sole 1003
AMERICA MOVIL SAB DE CV SPON A COM 02364W105 23 400 SH Sole 400
AMERICAN CAP LTD COM COM 02503Y103 100 10072 SH Sole 3864 6208
AMERICAN ELEC PWR INC COM COM 025537101 249 7083 SH Sole 2658 4425
AMERICAN EXPRESS CO COM COM 025816109 127 2800 SH Sole 2800
AMERICAN INTL GROUP INC COM NE COM 026874784 3 98 SH Sole 98
AMERICAN TOWER CORP CL A COM 029912201 7 140 SH Sole 140
AMERIGAS PARTNERS L P UNIT L P COM 030975106 131 2725 SH Sole 2725
AMERIPRISE FINL INC COM COM 03076C106 6 100 SH Sole 100
AMERISOURCEBERGEN CORP COM COM 03073E105 703 17775 SH Sole 17645 130
AMGEN INC COM COM 031162100 4860 90933 SH Sole 74175 16758
ANADARKO PETE CORP COM COM 032511107 988 12055 SH Sole 9105 2950
ANNALY CAP MGMT INC COM COM 035710409 5 300 SH Sole 300
APACHE CORP COM COM 037411105 487 3720 SH Sole 320 3400
APPLE INC COM COM 037833100 11252 32287 SH Sole 28467 3820
APPLIED MATLS INC COM COM 038222105 32 2068 SH Sole 1968 100
APTARGROUP INC COM COM 038336103 100 2000 SH Sole 2000
ARCH COAL INC COM COM 039380100 83 2300 SH Sole 500 1800
ARCHER DANIELS MIDLAND CO COM COM 039483102 8294 230321 SH Sole 196311 34010
ASA GOLD AND PRECIOUS MTLS LMT COM G3156P103 95 3000 SH Sole 3000
ASTRAZENECA PLC SPONSORED ADR COM 046353108 9 200 SH Sole 200
AT&T INC COM COM 00206R102 12649 413238 SH Sole 350218 63020
AUTOMATIC DATA PROCESSING INC COM 053015103 3322 64747 SH Sole 52522 12225
AUTOZONE INC COM COM 053332102 41 150 SH Sole 150
AVALONBAY CMNTYS INC COM COM 053484101 144 1200 SH Sole 900 300
AVERY DENNISON CORP COM COM 053611109 64 1520 SH Sole 400 1120
BANK MONTREAL QUE COM COM 063671101 6 100 SH Sole 100
BANK OF AMERICA CORPORATION CO COM 060505104 3242 243214 SH Sole 174003 69211
BANK OF NEW YORK MELLON CORP C COM 064058100 42 1410 SH Sole 1410
BARRICK GOLD CORP COM COM 067901108 266 5118 SH Sole 2218 2900
BAXTER INTL INC COM COM 071813109 153 2852 SH Sole 2677 175
BB&T CORP COM COM 054937107 4937 179858 SH Sole 166540 13318
BCE INC COM NEW COM 05534B760 27 730 SH Sole 730
BECTON DICKINSON & CO COM COM 075887109 1026 12892 SH Sole 10192 2700
BERKSHIRE HATHAWAY INC DEL CL COM 084670108 125 1 SH Sole 1
BERKSHIRE HATHAWAY INC DEL CL COM 084670702 2947 35242 SH Sole 27002 8240
BEST BUY INC COM COM 086516101 241 8407 SH Sole 8207 200
BHP BILLITON LTD SPONSORED ADR COM 088606108 48 500 SH Sole 100 400
BOARDWALK PIPELINE PARTNERS LP COM 096627104 510 15625 SH Sole 15625
BOEING CO COM COM 097023105 697 9425 SH Sole 7075 2350
BOVIE MEDICAL CORP COM COM 10211F100 16 5000 SH Sole 5000
BP PLC SPONSORED ADR COM 055622104 2171 49177 SH Sole 46102 3075
BRISTOL MYERS SQUIBB CO COM COM 110122108 2646 100124 SH Sole 63881 36243
BROWN & BROWN INC COM COM 115236101 657 25453 SH Sole 25453
BROWN FORMAN CORP CL B COM 115637209 323 4725 SH Sole 4725
BUCKEYE PARTNERS L P UNIT LTD COM 118230101 46 725 SH Sole 725
BUNGE LIMITED COM COM G16962105 14 200 SH Sole 200
C & F FINL CORP COM COM 12466Q104 11 500 SH Sole 500
CA INC COM COM 12673P105 18 750 SH Sole 750
CALLAWAY GOLF CO COM COM 131193104 14 2000 SH Sole 2000
CAMERON INTERNATIONAL CORP COM COM 13342B105 143 2500 SH Sole 1800 700
CAMPBELL SOUP CO COM COM 134429109 73 2200 SH Sole 1000 1200
CANADIAN NATL RY CO COM COM 136375102 6395 84959 SH Sole 47307 37652
CANADIAN PAC RY LTD COM COM 13645T100 6 100 SH Sole 100
CAPITAL CITY BK GROUP INC COM COM 139674105 25 2000 SH Sole 2000
CAPITAL ONE FINL CORP COM COM 14040H105 27 520 SH Sole 100 420
CARDINAL FINL CORP COM COM 14149F109 12 1000 SH Sole 1000
CARDINAL HEALTH INC COM COM 14149Y108 12 300 SH Sole 300
CARMAX INC COM COM 143130102 14 438 SH Sole 438
CATERPILLAR INC DEL COM COM 149123101 3084 27700 SH Sole 20575 7125
CBS CORP NEW CL B COM 124857202 4 150 SH Sole 150
CELLCOM ISRAEL LTD SHS COM M2196U109 53 1587 SH Sole 1587
CENOVUS ENERGY INC COM COM 15135U109 12 300 SH Sole 300
CENTERPOINT ENERGY INC COM COM 15189T107 19 1094 SH Sole 1094
CHARLES & COLVARD LTD COM COM 159765106 1554 413333 SH Sole 376928 36405
CHECK POINT SOFTWARE TECH LTD COM M22465104 19 380 SH Sole 380
CHESAPEAKE ENERGY CORP COM COM 165167107 1141 34050 SH Sole 24450 9600
CHEVRON CORP NEW COM COM 166764100 22608 210324 SH Sole 170704 39620
CHINA BAK BATTERY INC COM COM 16936Y100 2 1000 SH Sole 1000
CHINA PETE & CHEM CORP SPON AD COM 16941R108 10 100 SH Sole 100
CHUBB CORP COM COM 171232101 120 1950 SH Sole 1950
CHURCH & DWIGHT INC COM COM 171340102 75 940 SH Sole 940
CIGNA CORP COM COM 125509109 6364 143719 SH Sole 121454 22265
CISCO SYS INC COM COM 17275R102 1521 88681 SH Sole 60889 27792
CISCO SYS INC COM RESTRICTED COM 17275R102 42 2452 SH Sole 2452
CITIGROUP INC COM COM 172967101 45 10160 SH Sole 5160 5000
CITY HLDG CO COM COM 177835105 35 1000 SH Sole 1000
CLIFFS NATURAL RESOURCES INC C COM 18683K101 29 300 SH Sole 300
CLOROX CO DEL COM COM 189054109 180 2563 SH Sole 2563
COACH INC COM COM 189754104 18 350 SH Sole 350
COCA COLA CO COM COM 191216100 10309 155401 SH Sole 120779 34622
COLGATE PALMOLIVE CO COM COM 194162103 1168 14468 SH Sole 14468
COMCAST CORP NEW CL A COM 20030N101 7 291 SH Sole 291
COMCAST CORP NEW CL A SPL COM 20030N200 45 1950 SH Sole 1950
COMPASS DIVERSIFIED HOLDINGS S COM 20451Q104 11 750 SH Sole 750
COMPUTER SCIENCES CORP COM COM 205363104 4668 95789 SH Sole 81314 14475
CONAGRA FOODS INC COM COM 205887102 48 2000 SH Sole 2000
CONOCOPHILLIPS COM COM 20825C104 4261 53358 SH Sole 44532 8826
CONSOL ENERGY INC COM COM 20854P109 74 1380 SH Sole 280 1100
CONSOLIDATED EDISON INC COM COM 209115104 2020 39823 SH Sole 24596 15227
CONSTELLATION ENERGY GROUP INC COM 210371100 7656 245947 SH Sole 208772 37175
CORNING INC COM COM 219350105 3779 183187 SH Sole 152562 30625
COSTCO WHSL CORP NEW COM COM 22160K105 223 3040 SH Sole 3040
COVANCE INC COM COM 222816100 11 200 SH Sole 200
COVENTRY HEALTH CARE INC COM COM 222862104 3 100 SH Sole 100
COVIDIEN PLC SHS COM G2554F113 177 3400 SH Sole 2225 1175
CREE INC COM COM 225447101 18 400 SH Sole 400
CSX CORP COM COM 126408103 479 6095 SH Sole 4695 1400
CUMMINS INC COM COM 231021106 30 275 SH Sole 275
CVS CAREMARK CORPORATION COM COM 126650100 88 2562 SH Sole 2562
DARDEN RESTAURANTS INC COM COM 237194105 5 100 SH Sole 100
DEERE & CO COM COM 244199105 1337 13800 SH Sole 9600 4200
DELL INC COM COM 24702R101 38 2650 SH Sole 2650
DEUTSCHE BANK AG NAMEN AKT COM D18190898 10 175 SH Sole 175
DEVON ENERGY CORP NEW COM COM 25179M103 244 2656 SH Sole 2656
DIAGEO P L C SPON ADR NEW COM 25243Q205 11 150 SH Sole 150
DIEBOLD INC COM COM 253651103 202 5686 SH Sole 2850 2836
DIRECTV COM CL A COM 25490A101 1 19 SH Sole 19
DISCOVER FINL SVCS COM COM 254709108 5489 227569 SH Sole 196044 31525
DISNEY WALT CO COM DISNEY COM 254687106 8303 192680 SH Sole 159795 32885
DOLBY LABORATORIES INC COM COM 25659T107 5 100 SH Sole 100
DOLLAR TREE INC COM COM 256746108 1308 23560 SH Sole 21774 1786
DOMINION RES INC VA NEW COM COM 25746U109 5238 117183 SH Sole 88001 29182
DOW CHEM CO COM COM 260543103 949 25135 SH Sole 17302 7833
DPL INC COM COM 233293109 189 6900 SH Sole 6900
DTE ENERGY CO COM COM 233331107 107 2193 SH Sole 2093 100
DU PONT E I DE NEMOURS & CO CO COM 263534109 2759 50200 SH Sole 31180 19020
DUKE ENERGY CORP NEW COM COM 26441C105 1578 86919 SH Sole 69519 17400
E M C CORP MASS COM COM 268648102 227 8537 SH Sole 6337 2200
EATON CORP COM COM 278058102 8557 154347 SH Sole 129181 25166
EBAY INC COM COM 278642103 152 4900 SH Sole 1200 3700
ECOLAB INC COM COM 278865100 561 11000 SH Sole 10000 1000
EL PASO CORP COM COM 28336L109 71 3948 SH Sole 2548 1400
EMERSON ELEC CO COM COM 291011104 2583 44206 SH Sole 40061 4145
ENCANA CORP COM COM 292505104 10 300 SH Sole 300
ENERGY TRANSFER PRTNRS L P UNI COM 29273R109 107 2070 SH Sole 2005 65
ENSCO PLC SPONSORED ADR COM 29358Q109 271 4685 SH Sole 4360 325
ENTERGY CORP NEW COM COM 29364G103 10 150 SH Sole 150
ENTERPRISE PRODS PARTNERS L P COM 293792107 227 5276 SH Sole 5028 248
ENTROPIC COMMUNICATIONS INC CO COM 29384R105 0 50 SH Sole 50
EQUIFAX INC COM COM 294429105 12 300 SH Sole 300
ERICSSON L M TEL CO ADR B SEK COM 294821608 4 320 SH Sole 320
EXELON CORP COM COM 30161N101 133 3225 SH Sole 1050 2175
EXPRESS SCRIPTS INC COM COM 302182100 1270 22840 SH Sole 22840
EXXON MOBIL CORP COM COM 30231G102 29840 354693 SH Sole 278853 75839
FASTENAL CO COM COM 311900104 78 1200 SH Sole 1200
FEDEX CORP COM COM 31428X106 37 400 SH Sole 400
FIDELITY NATL INFORMATION SVCS COM 31620M106 5 150 SH Sole 150
FIRST CTZNS BANCSHARES INC N C COM 31946M103 341 1700 SH Sole 1700
FIRSTENERGY CORP COM COM 337932107 27 719 SH Sole 119 600
FLUOR CORP NEW COM COM 343412102 15 200 SH Sole 200
FORD MTR CO DEL COM PAR $0.01 COM 345370860 107 7165 SH Sole 7165
FOREST LABS INC COM COM 345838106 24 750 SH Sole 750
FORTUNE BRANDS INC COM COM 349631101 235 3790 SH Sole 2990 800
FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 112 2018 SH Sole 1418 600
FRONTIER COMMUNICATIONS CORP C COM 35906A108 7 912 SH Sole 72 840
FULTON FINL CORP PA COM COM 360271100 203 18307 SH Sole 7393 10914
FURIEX PHARMACEUTICALS INC COM COM 36106P101 0 16 SH Sole 16
GAMESTOP CORP NEW CL A COM 36467W109 18 800 SH Sole 800
GENERAL DYNAMICS CORP COM COM 369550108 11176 145977 SH Sole 126232 19745
GENERAL ELECTRIC CO COM COM 369604103 14463 721337 SH Sole 565722 155615
GENERAL MARITIME CORP NEW SHS COM Y2693R101 1 600 SH Sole 600
GENERAL MLS INC COM COM 370334104 174 4764 SH Sole 4764
GENUINE PARTS CO COM COM 372460105 2402 44786 SH Sole 39810 4976
GILEAD SCIENCES INC COM COM 375558103 271 6380 SH Sole 6250 130
GLAXOSMITHKLINE PLC SPONSORED COM 37733W105 381 9921 SH Sole 9686 235
GOLDMAN SACHS GROUP INC COM COM 38141G104 7092 44719 SH Sole 39004 5715
GOODRICH CORP COM COM 382388106 26 300 SH Sole 300
GOOGLE INC CL A COM 38259P508 263 449 SH Sole 449
GRACE W R & CO DEL NEW COM COM 38388F108 8 200 SH Sole 200
GRAINGER W W INC COM COM 384802104 81 587 SH Sole 587
GREAT LAKES DREDGE & DOCK CORP COM 390607109 65 8500 SH Sole 8500
HAIN CELESTIAL GROUP INC COM COM 405217100 6 200 SH Sole 200
HALLIBURTON CO COM COM 406216101 97 1950 SH Sole 1950
HAMPTON ROADS BANKSHARES INC C COM 409321106 6 6600 SH Sole 5100 1500
HARRIS CORP DEL COM COM 413875105 2117 42685 SH Sole 33935 8750
HARTFORD FINL SVCS GROUP INC C COM 416515104 772 28662 SH Sole 28662
HASBRO INC COM COM 418056107 10 210 SH Sole 210
HEINZ H J CO COM COM 423074103 424 8686 SH Sole 8156 530
HERSHEY CO COM COM 427866108 54 1000 SH Sole 1000
HEWLETT PACKARD CO COM COM 428236103 9939 242590 SH Sole 206620 35970
HIGHWOODS PPTYS INC COM COM 431284108 25 700 SH Sole 700
HOME DEPOT INC COM COM 437076102 9198 248202 SH Sole 201441 46761
HONEYWELL INTL INC COM COM 438516106 909 15231 SH Sole 11806 3425
HOST HOTELS & RESORTS INC COM COM 44107P104 69 3941 SH Sole 1341 2600
HUGOTON RTY TR TEX UNIT BEN IN COM 444717102 7 300 SH Sole 300
HUMANA INC COM COM 444859102 17 250 SH Sole 250
HUNTINGTON BANCSHARES INC COM COM 446150104 90 13540 SH Sole 782 12758
ILLINOIS TOOL WKS INC COM COM 452308109 649 12082 SH Sole 7332 4750
ILLUMINA INC COM COM 452327109 126 1800 SH Sole 1800
INGERSOLL-RAND PLC SHS COM G47791101 184 3819 SH Sole 3419 400
INTEL CORP COM COM 458140100 13619 674870 SH Sole 542562 132307
INTERDIGITAL INC COM COM 45867G101 19 400 SH Sole 400
INTERNATIONAL BUSINESS MACHS C COM 459200101 19604 120217 SH Sole 98172 22045
INTERNATIONAL COAL GRP INC NEW COM 45928H106 2174 192400 SH Sole 192400
INTL PAPER CO COM COM 460146103 107 3551 SH Sole 1711 1840
INTUIT COM COM 461202103 48 900 SH Sole 900
ITT CORP NEW COM COM 450911102 2823 47011 SH Sole 45661 1350
JACOBS ENGR GROUP INC DEL COM COM 469814107 18 350 SH Sole 350
JAMES RIVER COAL CO COM NEW COM 470355207 28 1175 SH Sole 1175
JETBLUE AIRWAYS CORP COM COM 477143101 3 500 SH Sole 500
JOHNSON & JOHNSON COM COM 478160104 13088 220901 SH Sole 175156 45745
JOHNSON CTLS INC COM COM 478366107 1568 37723 SH Sole 31098 6625
JPMORGAN CHASE & CO COM COM 46625H100 11974 259739 SH Sole 197781 61958
KANSAS CITY SOUTHERN COM NEW COM 485170302 60 1100 SH Sole 700 400
KAYNE ANDERSON MLP INVSMNT CO COM 486606106 26 800 SH Sole 800
KELLOGG CO COM COM 487836108 281 5210 SH Sole 2410 2800
KEYCORP NEW COM COM 493267108 7 801 SH Sole 801
KIMBERLY CLARK CORP COM COM 494368103 837 12821 SH Sole 11321 1500
KINDER MORGAN ENERGY PARTNERS COM 494550106 3431 46307 SH Sole 41077 5230
KINDER MORGAN MANAGEMENT LLC S COM 49455U100 28 429 SH Sole 429
KRAFT FOODS INC CL A COM 50075N104 3929 125290 SH Sole 92764 32526
L-3 COMMUNICATIONS HLDGS INC C COM 502424104 23 300 SH Sole 300
LENDER PROCESSING SVCS INC COM COM 52602E102 2 75 SH Sole 75
LILLY ELI & CO COM COM 532457108 16248 461987 SH Sole 434037 27950
LINCOLN NATL CORP IND COM COM 534187109 626 20830 SH Sole 10522 10308
LINEAR TECHNOLOGY CORP COM COM 535678106 13 400 SH Sole 400
LIZ CLAIBORNE INC COM COM 539320101 2 400 SH Sole 400
LOCKHEED MARTIN CORP COM COM 539830109 911 11329 SH Sole 8193 3136
LOEWS CORP COM COM 540424108 102 2375 SH Sole 1500 875
LORILLARD INC COM COM 544147101 14 150 SH Sole 150
LOWES COS INC COM COM 548661107 193 7300 SH Sole 5100 2200
LUBRIZOL CORP COM COM 549271104 1008 7525 SH Sole 5825 1700
MAGELLAN MIDSTREAM PRTNRS LP C COM 559080106 84 1400 SH Sole 1400
MANULIFE FINL CORP COM COM 56501R106 150 8452 SH Sole 8452
MARATHON OIL CORP COM COM 565849106 12460 233725 SH Sole 189850 43875
MARKEL CORP COM COM 570535104 1473 3554 SH Sole 2206 1348
MARRIOTT INTL INC NEW CL A COM 571903202 50 1403 SH Sole 1403
MASSEY ENERGY CORP COM COM 576206106 55 800 SH Sole 800
MASTERCARD INC CL A COM 57636Q104 6 23 SH Sole 23
MATTEL INC COM COM 577081102 9 362 SH Sole 362
MCDONALDS CORP COM COM 580135101 1128 14819 SH Sole 12519 2300
MCGRAW HILL COS INC COM COM 580645109 24 600 SH Sole 600
MCKESSON CORP COM COM 58155Q103 24 300 SH Sole 300
MEADWESTVACO CORP COM COM 583334107 64 2097 SH Sole 1164 933
MEDCO HEALTH SOLUTIONS INC COM COM 58405U102 159 2826 SH Sole 2826
MEDTRONIC INC COM COM 585055106 487 12385 SH Sole 9735 2650
MERCK & CO INC NEW COM COM 58933Y105 3472 105191 SH Sole 80726 24465
MESABI TR CTF BEN INT COM 590672101 41 1000 SH Sole 1000
METLIFE INC COM COM 59156R108 10 214 SH Sole 214
MFA FINANCIAL INC COM COM 55272X102 8 1000 SH Sole 1000
MICROCHIP TECHNOLOGY INC COM COM 595017104 30 800 SH Sole 800
MICROSOFT CORP COM COM 594918104 13468 530430 SH Sole 429798 100632
MIDDLEBURG FINANCIAL CORP COM COM 596094102 36 2000 SH Sole 2000
MONARCH FINANCIAL HOLDINGS INC COM 60907Q100 64 7660 SH Sole 7660
MONSANTO CO NEW COM COM 61166W101 125 1726 SH Sole 1726
MORGAN STANLEY COM NEW COM 617446448 35 1275 SH Sole 1275
MURPHY OIL CORP COM COM 626717102 37 508 SH Sole 508
MYLAN INC COM COM 628530107 79 3500 SH Sole 2000 1500
NATIONAL FUEL GAS CO N J COM COM 636180101 37 500 SH Sole 500
NATIONAL OILWELL VARCO INC COM COM 637071101 75 950 SH Sole 950
NETFLIX INC COM COM 64110L106 193 810 SH Sole 810
NEW YORK CMNTY BANCORP INC COM COM 649445103 41 2400 SH Sole 2400
NEW YORK TIMES CO CL A COM 650111107 22 2300 SH Sole 2300
NEWMONT MINING CORP COM COM 651639106 196 3600 SH Sole 2100 1500
NEXTERA ENERGY INC COM COM 65339F101 579 10511 SH Sole 8511 2000
NGAS RESOURCES INC COM COM 62912T103 7 10000 SH Sole 10000
NIKE INC CL B COM 654106103 87 1148 SH Sole 448 700
NISOURCE INC COM COM 65473P105 24 1266 SH Sole 266 1000
NOBLE CORPORATION BAAR NAMEN - COM H5833N103 6651 145795 SH Sole 124330 21465
NOBLE ENERGY INC COM COM 655044105 58 596 SH Sole 596
NOKIA CORP SPONSORED ADR COM 654902204 1 162 SH Sole 162
NORDSTROM INC COM COM 655664100 38 850 SH Sole 850
NORFOLK SOUTHERN CORP COM COM 655844108 14669 211764 SH Sole 182713 29051
NORTHERN TR CORP COM COM 665859104 71 1400 SH Sole 1400
NORTHROP GRUMMAN CORP COM COM 666807102 705 11245 SH Sole 10391 854
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NOVO-NORDISK A S ADR COM 670100205 6 50 SH Sole 50
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