-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J9+q1ccRvO8av67NtVMKRB30HrdI+xhu/6V7wbDJoA55Y0mIBimpIyMFRzUuBeKD 71tBG5ubL2YcY2n5htanog== 0001436871-10-000013.txt : 20101004 0001436871-10-000013.hdr.sgml : 20101004 20101004135007 ACCESSION NUMBER: 0001436871-10-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101004 DATE AS OF CHANGE: 20101004 EFFECTIVENESS DATE: 20101004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PALLADIUM PARTNERS LLC CENTRAL INDEX KEY: 0001436871 IRS NUMBER: 260728851 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13361 FILM NUMBER: 101104979 BUSINESS ADDRESS: STREET 1: 999 WATERSIDE DRIVE SUITE 800 CITY: NORFOLK STATE: VA ZIP: 23510 BUSINESS PHONE: 757 305 1500 MAIL ADDRESS: STREET 1: 999 WATERSIDE DRIVE SUITE 800 CITY: NORFOLK STATE: VA ZIP: 23510 13F-HR 1 inftable3.txt 13F3QTR2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Palladium Partners,LLC dba Palladium Registered Investment Advisors Address: 999 Waterside Drive, Ste 800 Norfolk, VA 23510 13F File Number: 28-13361 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Nancy Renshaw Title: Compliance Officer Phone: (757)305-1500 Signature, Place, and Date of Signing: Nancy Renshaw Norfolk, VA October 4, 2010 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 495 Form 13F Information Table Value Total: $657,529 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- INTEL CORP CONV 458140ad2 4 4500 PRN Sole 4500 PEABODY ENERGY CORP CONV 704549ag9 3 2584 PRN Sole 2584 ISHARES TR BARCLY USAGG B EX TD BD 464287226 5724 52684 SH Sole 39582 13102 ISHARES TR BARCLYS 1-3 YR EX TD BD 464287457 809 9594 SH Sole 6844 2750 ISHARES TR BARCLYS 1-3YR CR EX TD BD 464288646 2737 26057 SH Sole 17252 8805 ISHARES TR BARCLYS 10-20YR EX TD BD 464288653 2 15 SH Sole 15 ISHARES TR BARCLYS 3-7 YR EX TD BD 464288661 194 1639 SH Sole 999 640 ISHARES TR BARCLYS INTER CR EX TD BD 464288638 7536 69510 SH Sole 47938 21572 ISHARES TR BARCLYS INTER GV EX TD BD 464288612 668 6038 SH Sole 5663 375 ISHARES TR BARCLYS SH TREA EX TD BD 464288679 33 300 SH Sole 300 ISHARES TR BARCLYS TIPS BD EX TD BD 464287176 968 8875 SH Sole 7285 1590 ISHARES TR HIGH YLD CORP EX TD BD 464288513 3338 37215 SH Sole 27960 9255 ISHARES TR S&P NTL AMTFREE EX TD BD 464288414 2149 20130 SH Sole 17830 2300 ISHARES TR S&P SH NTL AMTFR EX TD BD 464288158 5 50 SH Sole 50 PROSHARES TR PSHS ULSHT 7-10Y EX TD BD 74347R313 12 300 SH Sole 300 PROSHARES TR PSHS ULTSH 20YRS EX TD BD 74347R297 9 300 SH Sole 300 VANGUARD BD INDEX FD INC SHORT EX TD BD 921937827 94 1150 SH Sole 1150 BLACKROCK MUN 2020 TERM TR COM CE BD FD 09249X109 36 2300 SH Sole 2300 DWS MUN INCOME TR COM CE BD FD 23338M106 8 584 SH Sole 584 MASSMUTUAL CORPORATE INVS INC CE BD FD 576292106 15 500 SH Sole 500 MFS INTER INCOME TR SH BEN INT CE BD FD 55273C107 31 4500 SH Sole 4500 NUVEEN PA PREM INCOME MUN FD 2 CE BD FD 67061F101 10 700 SH Sole 700 NUVEEN PREMIER INSD MUN INCOME CE BD FD 670987106 31 2000 SH Sole 2000 PIMCO CORPORATE INCOME FD COM CE BD FD 72200U100 21 1275 SH Sole 1275 PIMCO INCOME OPPORTUNITY FD CO CE BD FD 72202B100 29 1100 SH Sole 1100 PIONEER HIGH INCOME TR COM CE BD FD 72369H106 21 1300 SH Sole 1300 PUTNAM MUN OPPORTUNITIES TR SH CE BD FD 746922103 9 700 SH Sole 700 TEMPLETON GLOBAL INCOME FD COM CE BD FD 880198106 20 1857 SH Sole 1857 3M CO COM COM 88579Y101 929 10714 SH Sole 8174 2540 ABBOTT LABS COM COM 002824100 2963 56715 SH Sole 46415 10300 ACCENTURE PLC IRELAND SHS CLAS COM G1151C101 17 400 SH Sole 400 ACE LTD SHS COM H0023R105 5614 96380 SH Sole 82805 13575 ACTIVISION BLIZZARD INC COM COM 00507V109 4 400 SH Sole 400 ADOBE SYS INC COM COM 00724F101 8 300 SH Sole 300 ADVANCED BATTERY TECHNOLOG INC COM 00752H102 4 1000 SH Sole 1000 AFLAC INC COM COM 001055102 80 1551 SH Sole 1551 AIR PRODS & CHEMS INC COM COM 009158106 35 425 SH Sole 225 200 ALCOA INC COM COM 013817101 114 9386 SH Sole 2550 6836 ALLEGHENY ENERGY INC COM COM 017361106 22 900 SH Sole 900 ALLERGAN INC COM COM 018490102 13 200 SH Sole 200 ALLSTATE CORP COM COM 020002101 114 3611 SH Sole 2111 1500 ALPHA NATURAL RESOURCES INC CO COM 02076X102 13 315 SH Sole 315 ALTRIA GROUP INC COM COM 02209S103 13114 545945 SH Sole 456114 89831 AMEREN CORP COM COM 023608102 26 900 SH Sole 900 AMERICAN CAP LTD COM COM 02503Y103 130 22428 SH Sole 8469 13959 AMERICAN ELEC PWR INC COM COM 025537101 262 7233 SH Sole 2808 4425 AMERICAN EXPRESS CO COM COM 025816109 139 3310 SH Sole 3310 AMERICAN INTL GROUP INC COM NE COM 026874784 4 98 SH Sole 98 AMERIGAS PARTNERS L P UNIT L P COM 030975106 122 2725 SH Sole 2725 AMERIPRISE FINL INC COM COM 03076C106 5 100 SH Sole 100 AMERISOURCEBERGEN CORP COM COM 03073E105 617 20140 SH Sole 20140 AMGEN INC COM COM 031162100 5441 98733 SH Sole 81088 17645 AMR CORP COM COM 001765106 5 800 SH Sole 800 ANADARKO PETE CORP COM COM 032511107 735 12880 SH Sole 9830 3050 APACHE CORP COM COM 037411105 364 3720 SH Sole 320 3400 APPLE INC COM COM 037833100 1620 5710 SH Sole 5560 150 APPLIED MATLS INC COM COM 038222105 30 2568 SH Sole 2468 100 APTARGROUP INC COM COM 038336103 91 2000 SH Sole 2000 ARCH COAL INC COM COM 039380100 48 1800 SH Sole 1800 ARCHER DANIELS MIDLAND CO COM COM 039483102 7339 229931 SH Sole 195531 34400 ASA LIMITED SHS COM G3156P103 91 3000 SH Sole 3000 ASTRAZENECA PLC SPONSORED ADR COM 046353108 10 200 SH Sole 200 AT&T INC COM COM 00206R102 11793 412351 SH Sole 348456 63895 AUTOMATIC DATA PROCESSING INC COM 053015103 2306 54867 SH Sole 45742 9125 AUTOZONE INC COM COM 053332102 34 150 SH Sole 150 AVALONBAY CMNTYS INC COM COM 053484101 125 1200 SH Sole 900 300 AVERY DENNISON CORP COM COM 053611109 56 1520 SH Sole 400 1120 BABCOCK & WILCOX CO NEW COM COM 05615F102 1 50 SH Other 50 BAIDU INC SPON ADR REP A COM 056752108 5 50 SH Sole 50 BANK MONTREAL QUE COM COM 063671101 6 100 SH Sole 100 BANK OF AMERICA CORPORATION CO COM 060505104 6061 462551 SH Sole 372310 90241 BANK OF NEW YORK MELLON CORP C COM 064058100 19 735 SH Sole 735 BARRICK GOLD CORP COM COM 067901108 229 4957 SH Sole 2757 2200 BAXTER INTL INC COM COM 071813109 136 2850 SH Sole 2675 175 BB&T CORP COM COM 054937107 4433 184101 SH Sole 171233 12868 BCE INC COM NEW COM 05534B760 11 330 SH Sole 330 BECTON DICKINSON & CO COM COM 075887109 1236 16675 SH Sole 11675 5000 BED BATH & BEYOND INC COM COM 075896100 9 200 SH Sole 200 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 125 1 SH Sole 1 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 2982 36064 SH Sole 29249 6815 BEST BUY INC COM COM 086516101 357 8734 SH Sole 8509 225 BHP BILLITON LTD SPONSORED ADR COM 088606108 38 500 SH Sole 100 400 BOARDWALK PIPELINE PARTNERS LP COM 096627104 510 15625 SH Sole 15625 BOEING CO COM COM 097023105 599 9000 SH Sole 7150 1850 BOSTON PROPERTIES INC COM COM 101121101 8 100 SH Sole 100 BOVIE MEDICAL CORP COM COM 10211F100 11 5000 SH Sole 5000 BP PLC SPONSORED ADR COM 055622104 698 16952 SH Sole 15577 1375 BRISTOL MYERS SQUIBB CO COM COM 110122108 2984 110082 SH Sole 75203 34879 BROWN & BROWN INC COM COM 115236101 513 25400 SH Sole 25400 BROWN FORMAN CORP CL B COM 115637209 307 4975 SH Sole 4975 BUCKEYE PARTNERS L P UNIT LTD COM 118230101 46 725 SH Sole 725 C & F FINL CORP COM COM 12466Q104 9 500 SH Sole 500 CA INC COM COM 12673P105 21 1000 SH Sole 1000 CALLAWAY GOLF CO COM COM 131193104 14 2000 SH Sole 2000 CAMERON INTERNATIONAL CORP COM COM 13342B105 90 2100 SH Sole 1400 700 CAMPBELL SOUP CO COM COM 134429109 79 2200 SH Sole 1000 1200 CANADIAN NATL RY CO COM COM 136375102 5585 87244 SH Sole 49392 37852 CANADIAN PAC RY LTD COM COM 13645T100 6 100 SH Sole 100 CAPITAL CITY BK GROUP INC COM COM 139674105 24 2000 SH Sole 2000 CAPITAL ONE FINL CORP COM COM 14040H105 17 420 SH Sole 420 CARDINAL FINL CORP COM COM 14149F109 10 1000 SH Sole 1000 CARDINAL HEALTH INC COM COM 14149Y108 10 300 SH Sole 300 CARMAX INC COM COM 143130102 87 3136 SH Sole 3136 CATERPILLAR INC DEL COM COM 149123101 2291 29117 SH Sole 21792 7325 CBS CORP NEW CL B COM 124857202 6 400 SH Sole 400 CENOVUS ENERGY INC COM COM 15135U109 9 300 SH Sole 300 CENTERPOINT ENERGY INC COM COM 15189T107 17 1094 SH Sole 1094 CHARLES & COLVARD LTD COM COM 159765106 999 454171 SH Sole 402923 51248 CHECK POINT SOFTWARE TECH LTD COM M22465104 18 500 SH Sole 500 CHESAPEAKE ENERGY CORP COM COM 165167107 689 30420 SH Sole 22420 8000 CHEVRON CORP NEW COM COM 166764100 17340 213939 SH Sole 175351 38588 CHINA BAK BATTERY INC COM COM 16936Y100 2 1000 SH Sole 1000 CHINA PETE & CHEM CORP SPON AD COM 16941R108 9 100 SH Sole 100 CHUBB CORP COM COM 171232101 111 1950 SH Sole 1950 CHURCH & DWIGHT INC COM COM 171340102 70 1080 SH Sole 1080 CIGNA CORP COM COM 125509109 5192 145098 SH Sole 122373 22725 CISCO SYS INC COM COM 17275R102 3785 172845 SH Sole 140147 32698 CISCO SYS INC COM RESTRICTED COM 17275R102 54 2452 SH Sole 2452 CITIGROUP INC COM COM 172967101 26 6650 SH Sole 6150 500 CITY HLDG CO COM COM 177835105 31 1000 SH Sole 1000 CLOROX CO DEL COM COM 189054109 171 2563 SH Sole 2563 CME GROUP INC COM COM 12572Q105 7 25 SH Other 25 COACH INC COM COM 189754104 8 175 SH Sole 175 COCA COLA CO COM COM 191216100 9311 159113 SH Sole 124741 34372 COLGATE PALMOLIVE CO COM COM 194162103 1064 13837 SH Sole 13837 COMCAST CORP NEW CL A COM 20030N101 5 291 SH Sole 291 COMCAST CORP NEW CL A SPL COM 20030N200 33 1950 SH Sole 1950 COMPASS DIVERSIFIED HOLDINGS S COM 20451Q104 12 750 SH Sole 750 COMPUTER SCIENCES CORP COM COM 205363104 3896 84700 SH Sole 71825 12875 CONAGRA FOODS INC COM COM 205887102 56 2550 SH Sole 2550 CONOCOPHILLIPS COM COM 20825C104 3142 54718 SH Sole 47057 7661 CONSOL ENERGY INC COM COM 20854P109 51 1380 SH Sole 280 1100 CONSOLIDATED EDISON INC COM COM 209115104 1986 41181 SH Sole 25421 15760 CORNING INC COM COM 219350105 61 3342 SH Sole 1342 2000 COSTCO WHSL CORP NEW COM COM 22160K105 164 2540 SH Sole 2540 COVANCE INC COM COM 222816100 9 200 SH Sole 200 COVENTRY HEALTH CARE INC COM COM 222862104 2 100 SH Sole 100 COVIDIEN PLC SHS COM G2554F105 241 6000 SH Sole 5250 750 CSX CORP COM COM 126408103 294 5320 SH Sole 4320 1000 CVS CAREMARK CORPORATION COM COM 126650100 87 2762 SH Sole 2762 DARDEN RESTAURANTS INC COM COM 237194105 4 100 SH Sole 100 DEERE & CO COM COM 244199105 918 13150 SH Sole 8750 4400 DELL INC COM COM 24702R101 37 2850 SH Sole 2850 DEUTSCHE BANK AG NAMEN AKT COM D18190898 10 175 SH Sole 175 DEVON ENERGY CORP NEW COM COM 25179M103 172 2656 SH Sole 2656 DIAGEO P L C SPON ADR NEW COM 25243Q205 14 200 SH Sole 200 DIANA SHIPPING INC COM COM Y2066G104 10 800 SH Sole 800 DIEBOLD INC COM COM 253651103 177 5686 SH Sole 2850 2836 DISCOVER FINL SVCS COM COM 254709108 3504 210082 SH Sole 178407 31675 DISNEY WALT CO COM DISNEY COM 254687106 6411 193682 SH Sole 159422 34260 DOLBY LABORATORIES INC COM COM 25659T107 6 100 SH Sole 100 DOLLAR TREE INC COM COM 256746108 1260 25847 SH Sole 23961 1886 DOMINION RES INC VA NEW COM COM 25746U109 5309 121600 SH Sole 91268 30332 DONNELLEY R R & SONS CO COM COM 257867101 153 9000 SH Other 9000 DOW CHEM CO COM COM 260543103 740 26958 SH Sole 17525 9433 DPL INC COM COM 233293109 182 6950 SH Sole 6950 DTE ENERGY CO COM COM 233331107 108 2343 SH Sole 2243 100 DU PONT E I DE NEMOURS & CO CO COM 263534109 2280 51100 SH Sole 33480 17620 DUKE ENERGY CORP NEW COM COM 26441C105 1808 102079 SH Sole 81779 20300 E M C CORP MASS COM COM 268648102 211 10387 SH Sole 9187 1200 EAGLE BULK SHIPPING INC COM COM Y2187A101 13 2400 SH Sole 2400 EATON CORP COM COM 278058102 6369 77215 SH Sole 64482 12733 EBAY INC COM COM 278642103 230 9425 SH Sole 4225 5200 ECOLAB INC COM COM 278865100 558 11000 SH Sole 10000 1000 EDISON INTL COM COM 281020107 86 2500 SH Other 2500 EL PASO CORP COM COM 28336L109 50 4048 SH Sole 2548 1500 EMERSON ELEC CO COM COM 291011104 2205 41880 SH Sole 37880 4000 ENCANA CORP COM COM 292505104 9 300 SH Sole 300 ENERGY TRANSFER PRTNRS L P UNI COM 29273R109 90 1870 SH Sole 1870 ENSCO PLC SPONSORED ADR COM 29358Q109 210 4685 SH Sole 4360 325 ENTERGY CORP NEW COM COM 29364G103 15 200 SH Sole 200 ENTERPRISE PRODS PARTNERS L P COM 293792107 170 4276 SH Sole 4028 248 EXCEL MARITIME CARRIERS LTD CO COM V3267N107 12 2200 SH Sole 2200 EXELON CORP COM COM 30161N101 150 3525 SH Sole 1350 2175 EXPRESS SCRIPTS INC COM COM 302182100 1112 22840 SH Sole 22840 EXXON MOBIL CORP COM COM 30231G102 22241 359942 SH Sole 287849 72093 FASTENAL CO COM COM 311900104 90 1700 SH Sole 1700 FEDERAL REALTY INVT TR SH BEN COM 313747206 8 100 SH Sole 100 FEDEX CORP COM COM 31428X106 34 400 SH Sole 400 FIRST CTZNS BANCSHARES INC N C COM 31946M103 315 1700 SH Sole 1700 FIRSTENERGY CORP COM COM 337932107 5 119 SH Sole 119 FLUOR CORP NEW COM COM 343412102 10 200 SH Sole 200 FORD MTR CO DEL COM PAR $0.01 COM 345370860 69 5665 SH Sole 5665 FOREST LABS INC COM COM 345838106 31 1000 SH Sole 1000 FORTUNE BRANDS INC COM COM 349631101 204 4146 SH Sole 4146 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 68 793 SH Sole 493 300 FRESENIUS MED 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8224 SH Sole 8224 MARATHON OIL CORP COM COM 565849106 8529 257687 SH Sole 208602 49085 MARKEL CORP COM COM 570535104 1299 3770 SH Sole 2291 1479 MARRIOTT INTL INC NEW CL A COM 571903202 68 1903 SH Sole 1903 MARTHA STEWART LIVING OMNIMED COM 573083102 5 1000 SH Sole 1000 MATTEL INC COM COM 577081102 8 362 SH Sole 362 MCDERMOTT INTL INC COM COM 580037109 1 100 SH Other 100 MCDONALDS CORP COM COM 580135101 1005 13494 SH Sole 11194 2300 MCGRAW HILL COS INC COM COM 580645109 20 600 SH Sole 600 MEADWESTVACO CORP COM COM 583334107 51 2097 SH Sole 1164 933 MEDCO HEALTH SOLUTIONS INC COM COM 58405U102 126 2420 SH Sole 2420 MEDTRONIC INC COM COM 585055106 744 22163 SH Sole 18838 3325 MERCK & CO INC NEW COM COM 58933Y105 3665 99573 SH Sole 77988 21585 MESABI TR CTF BEN INT COM 590672101 36 1000 SH Sole 1000 METLIFE INC COM COM 59156R108 8 214 SH Sole 214 MICROCHIP TECHNOLOGY INC COM COM 595017104 25 800 SH Sole 800 MICROSOFT CORP COM COM 594918104 13162 537463 SH Sole 437423 100040 MIDDLEBURG 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CORP COM COM 655844108 13699 230199 SH Sole 197288 32911 NORTHERN TR CORP COM COM 665859104 94 1950 SH Sole 1950 NORTHROP GRUMMAN CORP COM COM 666807102 750 12378 SH Sole 11724 654 NOVARTIS A G SPONSORED ADR COM 66987V109 72 1240 SH Sole 1140 100 NOVO-NORDISK A S ADR COM 670100205 5 50 SH Sole 50 NOVOGEN LIMITED SPONSORED ADR COM 67010F103 1 1000 SH Sole 1000 NRG ENERGY INC COM NEW COM 629377508 562 27000 SH Sole 19600 7400 NUCOR CORP COM COM 670346105 690 18072 SH Sole 17872 200 NYSE EURONEXT COM COM 629491101 9 300 SH Sole 300 OCCIDENTAL PETE CORP DEL COM COM 674599105 39 500 SH Sole 500 OGE ENERGY CORP COM COM 670837103 40 1000 SH Sole 1000 OLD POINT FINL CORP COM COM 680194107 56 4780 SH Sole 3468 1312 ONEOK INC NEW COM COM 682680103 369 8200 SH Sole 8200 ORACLE CORP COM COM 68389X105 3787 141046 SH Sole 120096 20950 OWENS ILL INC COM NEW COM 690768403 8 300 SH Sole 300 PACCAR INC COM COM 693718108 33 675 SH Sole 675 PALL CORP COM COM 696429307 62 1500 SH Sole 1500 PARKER HANNIFIN CORP COM COM 701094104 70 997 SH Sole 997 PATRIOT COAL CORP COM COM 70336T104 13 1150 SH Sole 1150 PAYCHEX INC COM COM 704326107 33 1200 SH Sole 200 1000 PEPSICO INC COM COM 713448108 4347 65425 SH Sole 56013 9412 PETROCHINA CO LTD SPONSORED A COM 71646E100 12 100 SH Sole 100 PFIZER INC COM COM 717081103 10529 613221 SH Sole 504410 108811 PG&E CORP COM COM 69331C108 5 100 SH Sole 100 PHILIP MORRIS INTL INC COM COM 718172109 2474 44168 SH Sole 36614 7554 PIONEER NAT RES CO COM COM 723787107 8 124 SH Sole 124 PITNEY BOWES INC COM COM 724479100 3 150 SH Sole 150 PLAINS ALL AMERN PIPELINE L P COM 726503105 464 7375 SH Sole 7075 300 PLANTRONICS INC NEW COM COM 727493108 74 2200 SH Sole 2200 PLUM CREEK TIMBER CO INC COM COM 729251108 2025 57367 SH Sole 41309 16058 PNC FINL SVCS GROUP INC COM COM 693475105 4817 92795 SH Sole 79795 13000 PORTFOLIO RECOVERY ASSOCS INC COM 73640Q105 32 500 SH Sole 200 300 POSCO SPONSORED ADR COM 693483109 8219 72107 SH Sole 62721 9386 POTASH CORP SASK INC COM COM 73755L107 32 225 SH Sole 225 PPG INDS INC COM COM 693506107 997 13697 SH Sole 12888 809 PPL CORP COM COM 69351T106 8188 300690 SH Sole 249870 50820 PRAXAIR INC COM COM 74005P104 80 890 SH Sole 740 150 PRICE T ROWE GROUP INC COM COM 74144T108 13 250 SH Sole 250 PROCTER & GAMBLE CO COM COM 742718109 7531 125585 SH Sole 100328 25257 PROGRESS ENERGY INC COM COM 743263105 510 11484 SH Sole 8659 2825 PRUDENTIAL FINL INC COM COM 744320102 51 950 SH Sole 674 276 PUBLIC SVC ENTERPRISE GROUP CO COM 744573106 304 9176 SH Sole 4776 4400 QEP RES INC COM COM 74733V100 6 200 SH Sole 200 QUALCOMM INC COM COM 747525103 333 7384 SH Sole 2684 4700 QUESTAR CORP COM COM 748356102 4 200 SH Sole 200 RAYMOND JAMES FINANCIAL INC CO COM 754730109 25 1000 SH Sole 1000 RAYONIER INC COM COM 754907103 359 7153 SH Sole 7153 RAYTHEON CO COM NEW COM 755111507 777 17001 SH Sole 11176 5825 REDWOOD TR INC COM COM 758075402 9 650 SH Sole 650 REPSOL YPF S A SPONSORED ADR COM 76026T205 12 475 SH Sole 475 RESEARCH IN MOTION LTD COM COM 760975102 185 3800 SH Sole 3800 REYNOLDS AMERICAN INC COM COM 761713106 71 1200 SH Sole 1200 RGC RES INC COM COM 74955L103 54 1780 SH Sole 1780 ROYAL BK CDA MONTREAL QUE COM COM 780087102 278 5342 SH Sole 5342 ROYAL CARIBBEAN CRUISES LTD CO COM V7780T103 3 100 SH Sole 100 ROYAL DUTCH SHELL PLC SPON ADR COM 780259107 74 1258 SH Sole 1258 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 1275 21142 SH Sole 18617 2525 RYDER SYS INC COM COM 783549108 15 343 SH Sole 343 SALIX PHARMACEUTICALS INC COM COM 795435106 10 250 SH Sole 250 SANOFI AVENTIS SPONSORED ADR COM 80105N105 27 800 SH Sole 800 SARA LEE CORP COM COM 803111103 20 1500 SH Sole 1500 SCANA CORP NEW COM COM 80589M102 333 8250 SH Sole 5366 2884 SCHEIN HENRY INC COM COM 806407102 9 150 SH Sole 150 SCHLUMBERGER LTD COM COM 806857108 1623 26339 SH Sole 25164 1175 SCHWAB CHARLES CORP NEW COM COM 808513105 16 1165 SH Sole 1165 SEALED AIR CORP NEW COM COM 81211K100 5 214 SH Sole 214 SEMPRA ENERGY COM COM 816851109 540 10034 SH Sole 9434 600 SERVICE CORP INTL COM COM 817565104 67 7750 SH Sole 7750 SHERWIN WILLIAMS CO COM COM 824348106 23 300 SH Sole 300 SHORE BANCSHARES INC COM COM 825107105 2 200 SH Sole 200 SIGMA ALDRICH CORP COM COM 826552101 1079 17875 SH Sole 15200 2675 SMITHFIELD FOODS INC COM COM 832248108 4507 267777 SH Sole 254927 12850 SMUCKER J M CO COM NEW COM 832696405 6 100 SH Sole 100 SONOCO PRODS CO COM COM 835495102 223 6672 SH Sole 5214 1458 SOUTHERN CO COM COM 842587107 1226 32928 SH Sole 20792 12136 SOUTHWEST AIRLS CO COM COM 844741108 1 82 SH Sole 82 SPECTRA ENERGY CORP COM COM 847560109 207 9165 SH Sole 7990 1175 SPRINT NEXTEL CORP COM SER 1 COM 852061100 42 9014 SH Sole 9014 ST JOE CO COM COM 790148100 240 9657 SH Sole 2650 7007 ST JUDE MED INC COM COM 790849103 4 100 SH Sole 100 STARBUCKS CORP COM COM 855244109 20 800 SH Sole 800 STARWOOD HOTELS&RESORTS WRLDWD COM 85590A401 39 733 SH Sole 733 STEEL DYNAMICS INC COM COM 858119100 365 25900 SH Sole 25900 STELLARONE CORP COM COM 85856G100 25 2000 SH Sole 2000 STRYKER CORP COM COM 863667101 18 350 SH Sole 150 200 SUNTRUST BKS INC COM COM 867914103 1418 54880 SH Sole 54880 SYMANTEC CORP COM COM 871503108 217 14325 SH Sole 10725 3600 SYSCO CORP COM COM 871829107 315 11041 SH Sole 8041 3000 TARGET CORP COM COM 87612E106 239 4478 SH Sole 2128 2350 TECO ENERGY INC COM COM 872375100 16 900 SH Sole 900 TEEKAY TANKERS LTD CL A COM Y8565N102 7 500 SH Sole 500 TELEFONICA S A SPONSORED ADR COM 879382208 188 2535 SH Sole 1670 865 TELEFONOS DE MEXICO S A B SPON COM 879403780 132 8850 SH Sole 8550 300 TEVA PHARMACEUTICAL INDS LTD A COM 881624209 183 3478 SH Sole 3478 TEXAS INSTRS INC COM COM 882508104 126 4650 SH Sole 4500 150 THERMO FISHER SCIENTIFIC INC C COM 883556102 184 3850 SH Sole 1600 2250 THOMSON REUTERS CORP COM COM 884903105 5 125 SH Sole 125 TIFFANY & CO NEW COM COM 886547108 13 275 SH Sole 275 TIME WARNER CABLE INC COM COM 88732J207 68 1261 SH Sole 1069 192 TIME WARNER INC COM NEW COM 887317303 180 5865 SH Sole 5099 766 TJX COS INC NEW COM COM 872540109 31 700 SH Sole 700 TOTAL S A SPONSORED ADR COM 89151E109 154 2994 SH Sole 2744 250 TOWNEBANK PORTSMOUTH VA COM COM 89214P109 823 55046 SH Sole 54046 1000 TRANSOCEAN LTD REG SHS COM H8817H100 2 25 SH Other 25 TRANSWITCH CORP COM NEW COM 894065309 5 1875 SH Sole 1875 TRAVELERS COMPANIES INC COM COM 89417E109 7219 138554 SH Sole 119826 18728 TYCO ELECTRONICS LTD SWITZERLD COM H8912P106 20 675 SH Sole 475 200 TYCO INTERNATIONAL LTD SHS COM H89128104 708 19275 SH Sole 8600 10675 UDR INC COM COM 902653104 4418 209168 SH Sole 151286 57882 UNION PAC CORP COM COM 907818108 860 10516 SH Sole 6716 3800 UNITED BANKSHARES INC WEST VA COM 909907107 419 16822 SH Sole 16822 UNITED PARCEL SERVICE INC CL B COM 911312106 50 750 SH Sole 750 UNITED STATES STL CORP NEW COM COM 912909108 52 1178 SH Sole 1000 178 UNITED TECHNOLOGIES CORP COM COM 913017109 2955 41481 SH Sole 30774 10707 UNITEDHEALTH GROUP INC COM COM 91324P102 12 332 SH Sole 332 UNUM GROUP COM COM 91529Y106 16 700 SH Sole 700 US BANCORP DEL COM NEW COM 902973304 561 25965 SH Sole 15165 10800 V F CORP COM COM 918204108 7451 91960 SH Sole 76485 15475 VALERO ENERGY CORP NEW COM COM 91913Y100 429 24500 SH Sole 6000 18500 VALLEY FINL CORP VA COM COM 919629105 3 800 SH Sole 800 VCA ANTECH INC COM COM 918194101 2 100 SH Sole 100 VERIZON COMMUNICATIONS INC COM COM 92343V104 4778 146620 SH Sole 107517 39103 VERTEX PHARMACEUTICALS INC COM COM 92532F100 10 300 SH Sole 300 VIACOM INC NEW CL B COM 92553P201 17 467 SH Sole 467 VODAFONE GROUP PLC NEW SPONS A COM 92857W209 195 7868 SH Sole 3950 3918 WAL MART STORES INC COM COM 931142103 9045 168993 SH Sole 141763 27230 WALGREEN CO COM COM 931422109 58 1725 SH Sole 525 1200 WASHINGTON REAL ESTATE INVT TR COM 939653101 1716 54086 SH Sole 34400 19686 WASTE MGMT INC DEL COM COM 94106L109 399 11157 SH Sole 7670 3487 WATERS CORP COM COM 941848103 42 600 SH Sole 600 WATERSIDE CAP CORP COM COM 941872103 7 138282 SH Sole 79704 58578 WATSON PHARMACEUTICALS INC COM COM 942683103 21 500 SH Sole 500 WELLPOINT INC COM COM 94973V107 3203 56544 SH Sole 49544 7000 WELLS FARGO & CO NEW COM COM 949746101 6169 245648 SH Sole 214223 31425 WESTERN DIGITAL CORP COM COM 958102105 5478 192940 SH Sole 163565 29375 WESTERN REFNG INC COM COM 959319104 11 2050 SH Sole 2050 WESTERN UN CO COM COM 959802109 3 150 SH Sole 150 WEYERHAEUSER CO COM COM 962166104 10 610 SH Sole 610 WGL HLDGS INC COM COM 92924F106 19 500 SH Sole 500 WHIRLPOOL CORP COM COM 963320106 5148 63591 SH Sole 52698 10893 WHOLE FOODS MKT INC COM COM 966837106 31 825 SH Sole 825 WILLIAMS COS INC DEL COM COM 969457100 6 300 SH Sole 300 WILMINGTON TRUST CORP COM COM 971807102 7 800 SH Sole 800 WINDSTREAM CORP COM COM 97381W104 4 300 SH Sole 300 WISCONSIN ENERGY CORP COM COM 976657106 135 2328 SH Sole 1176 1152 XCEL ENERGY INC COM COM 98389B100 1221 53153 SH Sole 35150 18003 XEROX CORP COM COM 984121103 2 200 SH Sole 200 YUM BRANDS INC COM COM 988498101 314 6821 SH Sole 6821 ZIMMER HLDGS INC COM COM 98956P102 58 1100 SH Sole 1100 ISHARES GOLD TRUST EX TRD EQ FD 464285105 1581 123500 SH Sole 87500 36000 ISHARES INC MSCI AUSTRALIA EX TRD EQ FD 464286103 2 100 SH Other 100 ISHARES INC MSCI BRIC INDX EX TRD EQ FD 464286657 29 600 SH Sole 600 ISHARES INC MSCI HONG KONG EX TRD EQ FD 464286871 9 500 SH Sole 500 ISHARES INC MSCI JAPAN EX TRD EQ FD 464286848 216 21900 SH Sole 9500 12400 ISHARES INC MSCI TAIWAN EX TRD EQ FD 464286731 27 2000 SH Sole 2000 ISHARES S&P GSCI COMMODITY IDX EX TRD EQ FD 46428R107 378 12600 SH Sole 10100 2500 ISHARES TR COHEN&ST RLTY EX TRD EQ FD 464287564 3155 50966 SH Sole 44052 6914 ISHARES TR DJ OIL&GAS EXP EX TRD EQ FD 464288851 21 400 SH Sole 400 ISHARES TR DJ SEL DIV INX EX TRD EQ FD 464287168 2083 44471 SH Sole 32120 12351 ISHARES TR DJ US ENERGY EX TRD EQ FD 464287796 117 3600 SH Sole 3600 ISHARES TR DJ US HEALTHCR EX TRD EQ FD 464287762 13 200 SH Sole 200 ISHARES TR DJ US REAL EST EX TRD EQ FD 464287739 11 200 SH Sole 200 ISHARES TR DJ US TECH SEC EX TRD EQ FD 464287721 99 1715 SH Sole 1715 ISHARES TR DJ US UTILS EX TRD EQ FD 464287697 15 200 SH Sole 200 ISHARES TR FTSE XNHUA IDX EX TRD EQ FD 464287184 14 325 SH Sole 325 ISHARES TR MSCI EAFE IDX EX TRD EQ FD 464287465 37026 674177 SH Sole 582264 91913 ISHARES TR MSCI EMERG MKT EX TRD EQ FD 464287234 26515 592248 SH Sole 508818 83430 ISHARES TR MSCI GRW IDX EX TRD EQ FD 464288885 815 14375 SH Sole 13825 550 ISHARES TR MSCI VAL IDX EX TRD EQ FD 464288877 942 19350 SH Sole 16850 2500 ISHARES TR RUSSELL MCP VL EX TRD EQ FD 464287473 56 1380 SH Sole 1380 ISHARES TR RUSSELL MIDCAP EX TRD EQ FD 464287499 16 175 SH Sole 175 ISHARES TR RUSSELL1000GRW EX TRD EQ FD 464287614 62 1198 SH Sole 1198 ISHARES TR RUSSELL1000VAL EX TRD EQ FD 464287598 47 798 SH Sole 798 ISHARES TR S&P 500 INDEX EX TRD EQ FD 464287200 13011 113640 SH Sole 105550 8090 ISHARES TR S&P 500 VALUE EX TRD EQ FD 464287408 191 3525 SH Sole 3525 ISHARES TR S&P LTN AM 40 EX TRD EQ FD 464287390 1480 29290 SH Sole 23865 5425 ISHARES TR S&P MIDCAP 400 EX TRD EQ FD 464287507 873 10905 SH Sole 10805 100 ISHARES TR S&P MIDCP VALU EX TRD EQ FD 464287705 4553 64022 SH Sole 54809 9213 ISHARES TR S&P SMLCAP 600 EX TRD EQ FD 464287804 32 550 SH Sole 400 150 ISHARES TR S&P SMLCP VALU EX TRD EQ FD 464287879 1978 31822 SH Sole 29052 2770 ISHARES TR S&P500 GRW EX TRD EQ FD 464287309 2344 39475 SH Sole 31550 7925 ISHARES TR US PFD STK IDX EX TRD EQ FD 464288687 76 1920 SH Sole 1920 MARKET VECTORS ETF TR AGRIBUS EX TRD EQ FD 57060U605 5 100 SH Sole 100 OIL SVC HOLDRS TR DEPOSTRY RCP EX TRD EQ FD 678002106 65 575 SH Sole 575 POWERSHARES ETF TRUST WATER RE EX TRD EQ FD 73935X575 1128 68131 SH Sole 60231 7900 POWERSHARES GLOBAL ETF TRUST G EX TRD EQ FD 73936T615 604 43706 SH Sole 37006 6700 POWERSHARES QQQ TRUST UNIT SER EX TRD EQ FD 73935A104 106 2151 SH Sole 2151 SELECT SECTOR SPDR TR SBI INT- EX TRD EQ FD 81369Y605 19 1350 SH Sole 1350 SELECT SECTOR SPDR TR SBI INT- EX TRD EQ FD 81369Y803 5 200 SH Sole 200 SPDR DOW JONES INDL AVRG ETF U EX TRD EQ FD 78467X109 11 100 SH Sole 100 SPDR GOLD TRUST GOLD SHS EX TRD EQ FD 78463V107 551 4305 SH Sole 3655 650 SPDR INDEX SHS FDS ASIA PACIF EX TRD EQ FD 78463X301 25 300 SH Sole 300 SPDR INDEX SHS FDS S&P EMKTSC EX TRD EQ FD 78463X756 1873 34205 SH Sole 30575 3630 SPDR S&P 500 ETF TR TR UNIT EX TRD EQ FD 78462F103 541 4736 SH Sole 4736 SPDR S&P MIDCAP 400 ETF TR UTS EX TRD EQ FD 78467Y107 18 125 SH Sole 125 UNITED STS COMMODITY INDEX FD EX TRD EQ FD 911717106 5 100 SH Sole 100 VANGUARD SPECIALIZED PORTFOLIO EX TRD EQ FD 921908844 2523 51790 SH Sole 35975 15815 COHEN & STEERS GLOBAL INC BLDR CE EQ FD 19248M103 6 500 SH Sole 500 JOHN HANCOCK BK &THRIFT OPP FD CE EQ FD 409735206 22 1509 SH Sole 1509 LATIN AMERN DISCOVERY FD INC C CE EQ FD 51828C106 316 17075 SH Sole 10875 6200 NEUBERGER BERMAN RE ES SEC FD CE EQ FD 64190A103 36 9721 SH Sole 5494 4227 NUVEEN DIVERSIFIED DIV INCM FD CE EQ FD 6706EP105 20 1800 SH Sole 1800 NUVEEN REAL ESTATE INCOME FD C CE EQ FD 67071B108 12 1150 SH Sole 150 1000 SOURCE CAP INC COM CE EQ FD 836144105 10 225 SH Sole 225 TEMPLETON DRAGON FD INC COM CE EQ FD 88018T101 408 14125 SH Sole 13925 200 VANGUARD INTL EQUITY INDEX FD CE EQ FD 922042858 109 2398 SH Sole 2398 ZWEIG FD COM CE EQ FD 989834106 12 3825 SH Sole 3825 AGIC EQUITY & CONV INCOME FD C CE OTH 00119P102 34 2000 SH Sole 2000 MIRANT CORP NEW WT A EX 010311 60467r118 0 20 SH Sole 20
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