-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gds/LQvhWTGIPbjWrcY3cMnB4dZ06lpDkikCyxqoglywbPuVtrTj4OpJUjtZPJuJ cgChACuYOZfolHCQC635JA== 0001436871-10-000009.txt : 20100407 0001436871-10-000009.hdr.sgml : 20100407 20100407133430 ACCESSION NUMBER: 0001436871-10-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100407 DATE AS OF CHANGE: 20100407 EFFECTIVENESS DATE: 20100407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PALLADIUM PARTNERS LLC CENTRAL INDEX KEY: 0001436871 IRS NUMBER: 260728851 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13361 FILM NUMBER: 10736600 BUSINESS ADDRESS: STREET 1: 999 WATERSIDE DRIVE SUITE 800 CITY: NORFOLK STATE: VA ZIP: 23510 BUSINESS PHONE: 757 305 1500 MAIL ADDRESS: STREET 1: 999 WATERSIDE DRIVE SUITE 800 CITY: NORFOLK STATE: VA ZIP: 23510 13F-HR 1 inftable3.txt 13F1Q2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Palladium Partners,LLC dba Palladium Registered Investment Advisors Address: 999 Waterside Drive, Ste 800 Norfolk, VA 23510 13F File Number: 28-13361 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Nancy Renshaw Title: Compliance Officer Phone: (757)305-1500 Signature, Place, and Date of Signing: Nancy Renshaw Norfolk, VA April 7, 2010 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 403 Form 13F Information Table Value Total: $656,939 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- INTEL CORP CONV 458140ad2 4 4500 PRN Sole 4500 PEABODY ENERGY CORP CONV 704549ag9 3 2584 PRN Sole 2584 ISHARES TR BARCLYS 1-3YR CR EX TD BD 464288646 1579 15096 SH Sole 9406 5690 ISHARES TR BARCLYS 3-7 YR EX TD BD 464288661 189 1704 SH Sole 974 730 ISHARES TR BARCLYS INTER CR EX TD BD 464288638 5804 55795 SH Sole 37003 18792 ISHARES TR BARCLYS INTER GV EX TD BD 464288612 652 6140 SH Sole 5740 400 ISHARES TR BARCLYS SH TREA EX TD BD 464288679 33 300 SH Sole 300 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INTER INCOME TR SH BEN INT CE BD FD 55273C107 31 4500 SH Sole 4500 NUVEEN PA PREM INCOME MUN FD 2 CE BD FD 67061F101 9 700 SH Sole 700 NUVEEN PREMIER INSD MUN INCOME CE BD FD 670987106 29 2000 SH Sole 2000 PIMCO CORPORATE INCOME FD COM CE BD FD 72200U100 19 1275 SH Sole 1275 PIMCO INCOME OPPORTUNITY FD CO CE BD FD 72202B100 26 1100 SH Sole 1100 PIONEER HIGH INCOME TR COM CE BD FD 72369H106 20 1300 SH Sole 1300 PUTNAM MUN OPPORTUNITIES TR SH CE BD FD 746922103 8 700 SH Sole 700 TEMPLETON GLOBAL INCOME FD COM CE BD FD 880198106 19 1857 SH Sole 1857 VAN KAMPEN MUN OPPORTUNITY TR CE BD FD 920935103 22 1586 SH Sole 1586 3M CO COM COM 88579Y101 1125 13458 SH Sole 8792 4666 ABBOTT LABS COM COM 002824100 3046 57815 SH Sole 47015 10800 ACCENTURE PLC IRELAND SHS CLAS COM G1151C101 17 400 SH Sole 400 ACE LTD SHS COM H0023R105 4898 93655 SH Sole 80180 13475 ACTIVISION BLIZZARD INC COM COM 00507V109 5 400 SH Sole 400 ADOBE SYS INC COM COM 00724F101 23 650 SH Sole 650 ADVANCED BATTERY TECHNOLOG INC COM 00752H102 4 1000 SH Sole 1000 AFLAC INC COM COM 001055102 84 1551 SH Sole 1551 AGILENT TECHNOLOGIES INC COM COM 00846U101 16 457 SH Sole 457 AIR PRODS & CHEMS INC COM COM 009158106 46 625 SH Sole 425 200 ALCOA INC COM COM 013817101 171 11975 SH Sole 3475 8500 ALLEGHENY ENERGY INC COM COM 017361106 21 900 SH Sole 900 ALLERGAN INC COM COM 018490102 13 200 SH Sole 200 ALLSTATE CORP COM COM 020002101 117 3611 SH Sole 2111 1500 ALPHA NATURAL RESOURCES INC CO COM 02076X102 16 315 SH Sole 315 ALTRIA GROUP INC COM COM 02209S103 10877 530081 SH Sole 439415 90666 AMEREN CORP COM COM 023608102 44 1700 SH Sole 1700 AMERICAN CAP LTD COM COM 02503Y103 138 27231 SH Sole 10723 16508 AMERICAN ELEC PWR INC COM COM 025537101 272 7944 SH Sole 3369 4575 AMERICAN EXPRESS CO COM COM 025816109 137 3310 SH Sole 3310 AMERICAN INTL GROUP INC COM NE COM 026874784 4 119 SH Sole 119 AMERIGAS PARTNERS L P UNIT L P COM 030975106 132 3300 SH Sole 3300 AMERIPRISE FINL INC COM COM 03076C106 5 100 SH Sole 100 AMERISOURCEBERGEN CORP COM COM 03073E105 703 24300 SH Sole 24300 AMGEN INC COM COM 031162100 6343 106008 SH Sole 86088 19920 AMR CORP COM COM 001765106 7 800 SH Sole 800 ANADARKO PETE CORP COM COM 032511107 1343 18442 SH Sole 14060 4382 APACHE CORP COM COM 037411105 386 3800 SH Sole 400 3400 APPLE INC COM COM 037833100 919 3910 SH Sole 3810 100 APPLIED MATLS INC COM COM 038222105 48 3568 SH Sole 3468 100 APTARGROUP INC COM COM 038336103 79 2000 SH Sole 2000 ARCH COAL INC COM COM 039380100 18 800 SH Sole 800 ARCHER DANIELS MIDLAND CO COM COM 039483102 6292 217716 SH Sole 182916 34800 ASA LIMITED SHS COM G3156P103 75 1000 SH Sole 1000 ASTRAZENECA PLC SPONSORED ADR COM 046353108 9 200 SH Sole 200 AT&T INC COM COM 00206R102 10290 398229 SH Sole 332255 65974 AUTOMATIC DATA PROCESSING INC COM 053015103 2408 54142 SH Sole 45617 8525 AUTOZONE INC COM COM 053332102 26 150 SH Sole 150 AVALONBAY CMNTYS INC COM COM 053484101 141 1635 SH Sole 1335 300 AVERY DENNISON CORP COM COM 053611109 55 1520 SH Sole 400 1120 BAKER HUGHES INC COM COM 057224107 16 350 SH Sole 350 BANK OF AMERICA CORPORATION CO COM 060505104 7912 443232 SH Sole 355162 88070 BANK OF NEW YORK MELLON CORP C COM 064058100 84 2735 SH Sole 2735 BARRICK GOLD CORP COM COM 067901108 182 4742 SH Sole 2542 2200 BAXTER INTL INC COM COM 071813109 183 3150 SH Sole 2975 175 BB&T CORP COM COM 054937107 6094 188137 SH Sole 148019 40118 BCE INC COM NEW COM 05534B760 10 330 SH Sole 330 BECTON DICKINSON & CO COM COM 075887109 1368 17375 SH Sole 12350 5025 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 122 1 SH Sole 1 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 3532 43462 SH Sole 34342 9120 BEST BUY INC COM COM 086516101 372 8734 SH Sole 8509 225 BHP BILLITON LTD SPONSORED ADR COM 088606108 52 650 SH Sole 250 400 BLOCK H & R INC COM COM 093671105 36 2000 SH Sole 2000 BOARDWALK PIPELINE PARTNERS LP COM 096627104 176 5900 SH Sole 5900 BOEING CO COM COM 097023105 672 9250 SH Sole 7400 1850 BOSTON PROPERTIES INC COM COM 101121101 8 100 SH Sole 100 BOVIE MEDICAL CORP COM COM 10211F100 34 5500 SH Sole 5500 BP PLC SPONSORED ADR COM 055622104 2374 41595 SH Sole 33965 7630 BRISTOL MYERS SQUIBB CO COM COM 110122108 3016 112957 SH Sole 76478 36479 BROWN & BROWN INC COM COM 115236101 455 25400 SH Sole 25400 BROWN FORMAN CORP CL B COM 115637209 305 5125 SH Sole 5125 BUCKEYE PARTNERS L P UNIT LTD COM 118230101 44 725 SH Sole 725 C & F FINL CORP COM COM 12466Q104 10 500 SH Sole 500 CA INC COM COM 12673P105 23 1000 SH Sole 1000 CALLAWAY GOLF CO COM COM 131193104 18 2000 SH Sole 2000 CAMERON INTERNATIONAL CORP COM COM 13342B105 111 2600 SH Sole 1900 700 CAMPBELL SOUP CO COM COM 134429109 92 2600 SH Sole 1000 1600 CANADIAN NATL RY CO COM COM 136375102 5553 91649 SH Sole 51584 40065 CANADIAN PAC RY LTD COM COM 13645T100 6 100 SH Sole 100 CAPITAL CITY BK GROUP INC COM COM 139674105 29 2000 SH Sole 2000 CAPITAL ONE FINL CORP COM COM 14040H105 22 520 SH Sole 520 CARDINAL FINL CORP COM COM 14149F109 11 1000 SH Sole 1000 CARDINAL HEALTH INC COM COM 14149Y108 23 650 SH Sole 350 300 CARMAX INC COM COM 143130102 83 3324 SH Sole 3324 CATERPILLAR INC DEL COM COM 149123101 1909 30367 SH Sole 22992 7375 CBS CORP NEW CL B COM 124857202 6 400 SH Sole 400 CENOVUS ENERGY INC COM COM 15135U109 8 300 SH Sole 300 CENTERPOINT ENERGY INC COM COM 15189T107 16 1094 SH Sole 1094 CHARLES & COLVARD LTD COM COM 159765106 820 447926 SH Sole 407678 40248 CHECK POINT SOFTWARE TECH LTD COM M22465104 18 500 SH Sole 500 CHESAPEAKE ENERGY CORP COM COM 165167107 737 31170 SH Sole 22820 8350 CHEVRON CORP NEW COM COM 166764100 15409 203203 SH Sole 160630 42573 CHINA BAK BATTERY INC COM COM 16936Y100 2 1000 SH Sole 1000 CHINA PETE & CHEM CORP SPON AD COM 16941R108 8 100 SH Sole 100 CHUBB CORP COM COM 171232101 109 2100 SH Sole 2100 CHURCH & DWIGHT INC COM COM 171340102 79 1180 SH Sole 1180 CIGNA CORP COM COM 125509109 5201 142188 SH Sole 118838 23350 CISCO SYS INC COM COM 17275R102 4441 170629 SH Sole 140231 30398 CISCO SYS INC COM RESTRICTED COM 17275R102 64 2452 SH Sole 2452 CITIGROUP INC COM COM 172967101 33 8150 SH Sole 7650 500 CITY HLDG CO COM COM 177835105 34 1000 SH Sole 1000 CLOROX CO DEL COM COM 189054109 270 4213 SH Sole 4213 COACH INC COM COM 189754104 7 175 SH Sole 175 COCA COLA CO COM COM 191216100 8032 146041 SH Sole 115769 30272 COLGATE PALMOLIVE CO COM COM 194162103 1202 14094 SH Sole 14094 COMCAST CORP NEW CL A COM 20030N101 5 291 SH Sole 291 COMCAST CORP NEW CL A SPL COM 20030N200 50 2763 SH Sole 2763 COMPASS DIVERSIFIED HOLDINGS S COM 20451Q104 11 750 SH Sole 750 COMPUTER SCIENCES CORP COM COM 205363104 225 4135 SH Sole 3835 300 CONAGRA FOODS INC COM COM 205887102 140 5600 SH Sole 3350 2250 CONOCOPHILLIPS COM COM 20825C104 2883 56337 SH Sole 47676 8661 CONSOL ENERGY INC COM COM 20854P109 46 1080 SH Sole 280 800 CONSOLIDATED EDISON INC COM COM 209115104 1897 42595 SH Sole 26021 16574 CORNING INC COM COM 219350105 89 4422 SH Sole 1422 3000 COSTCO WHSL CORP NEW COM COM 22160K105 159 2665 SH Sole 2665 COVENTRY HEALTH CARE INC COM COM 222862104 2 100 SH Sole 100 COVIDIEN PLC SHS COM G2554F105 414 8225 SH Sole 7100 1125 CSX CORP COM COM 126408103 350 6875 SH Sole 5875 1000 CVS CAREMARK CORPORATION COM COM 126650100 119 3262 SH Sole 3262 DANAHER CORP DEL COM COM 235851102 9 108 SH Other 108 DEERE & CO COM COM 244199105 711 11950 SH Sole 7550 4400 DELL INC COM COM 24702R101 50 3350 SH Sole 3350 DEUTSCHE BANK AG NAMEN AKT COM D18190898 13 175 SH Sole 175 DEVON ENERGY CORP NEW COM COM 25179M103 207 3211 SH Sole 3211 DIAGEO P L C SPON ADR NEW COM 25243Q205 13 200 SH Sole 200 DIANA SHIPPING INC COM COM Y2066G104 12 800 SH Sole 800 DIEBOLD INC COM COM 253651103 202 6350 SH Sole 2850 3500 DISCOVER FINL SVCS COM COM 254709108 3 182 SH Sole 182 DISNEY WALT CO COM DISNEY COM 254687106 6655 190637 SH Sole 155338 35299 DOLBY LABORATORIES INC COM COM 25659T107 6 100 SH Sole 100 DOLLAR TREE INC COM COM 256746108 1039 17550 SH Sole 16100 1450 DOMINION RES INC VA NEW COM COM 25746U109 5103 124130 SH Sole 91334 32796 DOVER CORP COM COM 260003108 5 100 SH Sole 100 DOW CHEM CO COM COM 260543103 1090 36863 SH Sole 24530 12333 DPL INC COM COM 233293109 190 7000 SH Sole 7000 DTE ENERGY CO COM COM 233331107 111 2491 SH Sole 2391 100 DU PONT E I DE NEMOURS & CO CO COM 263534109 977 26235 SH Sole 19190 7045 DUKE ENERGY CORP NEW COM COM 26441C105 1730 106004 SH Sole 85204 20800 E M C CORP MASS COM COM 268648102 204 11287 SH Sole 9787 1500 EAGLE BULK SHIPPING INC COM COM Y2187A101 13 2400 SH Sole 2400 EATON CORP COM COM 278058102 5773 76192 SH Sole 63402 12790 EBAY INC COM COM 278642103 418 15500 SH Sole 9075 6425 ECOLAB INC COM COM 278865100 589 13400 SH Sole 12400 1000 EL PASO CORP COM COM 28336L109 44 4048 SH Sole 2548 1500 EMERSON ELEC CO COM COM 291011104 2251 44715 SH Sole 39915 4800 ENCANA CORP COM COM 292505104 9 300 SH Sole 300 ENERGY TRANSFER PRTNRS L P UNI COM 29273R109 88 1870 SH Sole 1870 ENSCO PLC SPONSORED ADR COM 29358Q109 5856 130782 SH Sole 112457 18325 ENTERGY CORP NEW COM COM 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5 300 SH Sole 300 HUMANA INC COM COM 444859102 21 450 SH Sole 450 HUNTINGTON BANCSHARES INC COM COM 446150104 69 12758 SH Sole 12758 ILLINOIS TOOL WKS INC COM COM 452308109 559 11800 SH Sole 7100 4700 ILLUMINA INC COM COM 452327109 97 2500 SH Sole 2500 INGERSOLL-RAND PLC SHS COM G47791101 192 5504 SH Sole 5104 400 INTEL CORP COM COM 458140100 14823 664997 SH Sole 530958 134039 INTERNATIONAL BUSINESS MACHS C COM 459200101 15736 122694 SH Sole 100113 22581 INTERNATIONAL COAL GRP INC NEW COM 45928H106 1426 312000 SH Sole 312000 INTL PAPER CO COM COM 460146103 89 3601 SH Sole 1761 1840 INTUIT COM COM 461202103 50 1450 SH Sole 1450 ITT CORP NEW COM COM 450911102 1423 26545 SH Sole 26195 350 JACOBS ENGR GROUP INC DEL COM COM 469814107 16 350 SH Sole 350 JOHNSON & JOHNSON COM COM 478160104 15760 241725 SH Sole 194310 47415 JOHNSON CTLS INC COM COM 478366107 1438 43600 SH Sole 36675 6925 JPMORGAN CHASE & CO COM COM 46625H100 10305 230290 SH Sole 173096 57194 KAYNE ANDERSON MLP INVSMNT CO COM 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NORDSTROM INC COM COM 655664100 27 650 SH Sole 650 NORFOLK SOUTHERN CORP COM COM 655844108 13768 246342 SH Sole 212342 34000 NORTHERN TR CORP COM COM 665859104 119 2150 SH Sole 2150 NORTHROP GRUMMAN CORP COM COM 666807102 918 13998 SH Sole 12844 1154 NOVARTIS A G SPONSORED ADR COM 66987V109 113 2090 SH Sole 1990 100 NOVOGEN LIMITED SPONSORED ADR COM 67010F103 2 1000 SH Sole 1000 NRG ENERGY INC COM NEW COM 629377508 5458 261159 SH Sole 219084 42075 NUCOR CORP COM COM 670346105 1970 43409 SH Sole 40659 2750 NYSE EURONEXT COM COM 629491101 9 300 SH Sole 300 OCCIDENTAL PETE CORP DEL COM COM 674599105 85 1000 SH Sole 1000 OGE ENERGY CORP COM COM 670837103 39 1000 SH Sole 1000 OLD POINT FINL CORP COM COM 680194107 71 4780 SH Sole 3468 1312 ONEOK INC NEW COM COM 682680103 374 8200 SH Sole 8200 ORACLE CORP COM COM 68389X105 3725 144866 SH Sole 123216 21650 OWENS ILL INC COM NEW COM 690768403 11 300 SH Sole 300 PACCAR INC COM COM 693718108 29 675 SH Sole 675 PALL CORP COM COM 696429307 61 1500 SH Sole 1500 PARKER HANNIFIN CORP COM COM 701094104 65 997 SH Sole 997 PATRIOT COAL CORP COM COM 70336T104 24 1150 SH Sole 1150 PAYCHEX INC COM COM 704326107 37 1200 SH Sole 200 1000 PEPSICO INC COM COM 713448108 4677 70685 SH Sole 61273 9412 PETROCHINA CO LTD SPONSORED A COM 71646E100 12 100 SH Sole 100 PFIZER INC COM COM 717081103 10811 630390 SH Sole 512959 117431 PG&E CORP COM COM 69331C108 4 100 SH Sole 100 PHILIP MORRIS INTL INC COM COM 718172109 2395 45910 SH Sole 37860 8050 PITNEY BOWES INC COM COM 724479100 4 150 SH Sole 150 PLAINS ALL AMERN PIPELINE L P COM 726503105 902 15850 SH Sole 15550 300 PLANTRONICS INC NEW COM COM 727493108 69 2200 SH Sole 2200 PLUM CREEK TIMBER CO INC COM COM 729251108 2401 61699 SH Sole 43449 18250 PNC FINL SVCS GROUP INC COM COM 693475105 141 2370 SH Sole 2370 PORTFOLIO RECOVERY ASSOCS INC COM 73640Q105 27 500 SH Sole 200 300 POSCO SPONSORED ADR COM 693483109 7247 61931 SH Sole 53131 8800 POTASH CORP SASK INC COM COM 73755L107 33 275 SH Sole 275 PPG INDS INC COM COM 693506107 1002 15315 SH Sole 14506 809 PPL CORP COM COM 69351T106 125 4520 SH Sole 1100 3420 PRAXAIR INC COM COM 74005P104 74 890 SH Sole 740 150 PRICE T ROWE GROUP INC COM COM 74144T108 14 250 SH Sole 250 PROCTER & GAMBLE CO COM COM 742718109 11277 178234 SH Sole 144585 33649 PROGRESS ENERGY INC COM COM 743263105 514 13052 SH Sole 9427 3625 PRUDENTIAL FINL INC COM COM 744320102 57 950 SH Sole 674 276 PUBLIC SVC ENTERPRISE GROUP CO COM 744573106 271 9176 SH Sole 4776 4400 QUALCOMM INC COM COM 747525103 514 12249 SH Sole 4749 7500 QUESTAR CORP COM COM 748356102 9 200 SH Sole 200 RAYMOND JAMES FINANCIAL INC CO COM 754730109 27 1000 SH Sole 1000 RAYONIER INC COM COM 754907103 387 8509 SH Sole 8509 RAYTHEON CO COM NEW COM 755111507 1011 17701 SH Sole 11751 5950 REPSOL YPF S A SPONSORED ADR COM 76026T205 11 475 SH Sole 475 RESEARCH IN MOTION LTD COM COM 760975102 514 6950 SH Sole 6950 REYNOLDS AMERICAN INC COM COM 761713106 65 1200 SH Sole 1200 RGC RES INC COM COM 74955L103 56 1780 SH Sole 1780 ROYAL BK CDA MONTREAL QUE COM COM 780087102 320 5492 SH Sole 5492 ROYAL CARIBBEAN CRUISES LTD CO COM V7780T103 3 100 SH Sole 100 ROYAL DUTCH SHELL PLC SPON ADR COM 780259107 134 2430 SH Sole 2430 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 1229 21235 SH Sole 18642 2593 RYDER SYS INC COM COM 783549108 13 343 SH Sole 343 SABINE ROYALTY TR UNIT BEN INT COM 785688102 2 50 SH Sole 50 SALIX PHARMACEUTICALS INC COM COM 795435106 9 250 SH Sole 250 SARA LEE CORP COM COM 803111103 24 1700 SH Sole 1700 SCANA CORP NEW COM COM 80589M102 325 8650 SH Sole 5766 2884 SCHEIN HENRY INC COM COM 806407102 9 150 SH Sole 150 SCHLUMBERGER LTD COM COM 806857108 1596 25150 SH Sole 24317 833 SCHWAB CHARLES CORP NEW COM COM 808513105 22 1165 SH Sole 1165 SEALED AIR CORP NEW COM COM 81211K100 5 214 SH Sole 214 SEMPRA ENERGY COM COM 816851109 511 10242 SH Sole 9617 625 SERVICE CORP INTL COM COM 817565104 106 11550 SH Sole 11550 SHERWIN WILLIAMS CO COM COM 824348106 24 350 SH Sole 350 SHORE BANCSHARES INC COM COM 825107105 3 200 SH Sole 200 SIGMA ALDRICH CORP COM COM 826552101 1041 19400 SH Sole 15575 3825 SMITHFIELD FOODS INC COM COM 832248108 4571 220402 SH Sole 208252 12150 SMUCKER J M CO COM NEW COM 832696405 6 100 SH Sole 100 SONOCO PRODS CO COM COM 835495102 210 6824 SH Sole 5366 1458 SOUTHERN CO COM COM 842587107 1125 33941 SH Sole 20641 13300 SOUTHWEST AIRLS CO COM COM 844741108 1 82 SH Sole 82 SPECTRA ENERGY CORP COM COM 847560109 218 9665 SH Sole 8340 1325 SPRINT NEXTEL CORP COM SER 1 COM 852061100 30 8014 SH Sole 8014 ST JOE CO COM COM 790148100 505 15622 SH Sole 6175 9447 ST JUDE MED INC COM COM 790849103 4 100 SH Sole 100 STAPLES INC COM COM 855030102 16 700 SH Sole 700 STARBUCKS CORP COM COM 855244109 20 834 SH Sole 834 STARWOOD HOTELS&RESORTS WRLDWD COM 85590A401 48 1033 SH Sole 1033 STEEL DYNAMICS INC COM COM 858119100 452 25900 SH Sole 25900 STELLARONE CORP COM COM 85856G100 27 2000 SH Sole 2000 STRYKER CORP COM COM 863667101 26 450 SH Sole 250 200 SUNTRUST BKS INC COM COM 867914103 1499 55944 SH Sole 54369 1575 SYMANTEC CORP COM COM 871503108 275 16250 SH Sole 12650 3600 SYSCO CORP COM COM 871829107 458 15541 SH Sole 8041 7500 TARGET CORP COM COM 87612E106 246 4678 SH Sole 2528 2150 TECO ENERGY INC COM COM 872375100 30 1900 SH Sole 900 1000 TEEKAY TANKERS LTD CL A COM Y8565N102 6 500 SH Sole 500 TELEFONICA S A SPONSORED ADR COM 879382208 184 2585 SH Sole 1720 865 TELEFONOS DE MEXICO S A B SPON COM 879403780 141 9050 SH Sole 8750 300 TEVA PHARMACEUTICAL INDS LTD A COM 881624209 210 3328 SH Sole 3328 TEXAS INSTRS INC COM COM 882508104 124 5050 SH Sole 4900 150 THERMO FISHER SCIENTIFIC INC C COM 883556102 198 3850 SH Sole 1600 2250 THOMSON REUTERS CORP COM COM 884903105 5 125 SH Sole 125 TIFFANY & CO NEW COM COM 886547108 13 275 SH Sole 275 TIME WARNER CABLE INC COM COM 88732J207 49 916 SH Sole 699 217 TIME WARNER INC COM NEW COM 887317303 175 5596 SH Sole 3564 2032 TJX COS INC NEW COM COM 872540109 40 950 SH Sole 950 TORCHMARK CORP COM COM 891027104 11 200 SH Sole 200 TOTAL S A SPONSORED ADR COM 89151E109 180 3094 SH Sole 2844 250 TOWNEBANK PORTSMOUTH VA COM COM 89214P109 725 51962 SH Sole 50962 1000 TRANSWITCH CORP COM NEW COM 894065309 5 1875 SH Sole 1875 TRAVELERS COMPANIES INC COM COM 89417E109 7024 130217 SH Sole 111232 18985 TYCO ELECTRONICS LTD SWITZERLD COM H8912P106 31 1112 SH Sole 812 300 TYCO INTERNATIONAL LTD SHS COM H89128104 709 18525 SH Sole 8600 9925 UDR INC COM COM 902653104 4801 272145 SH Sole 192005 80140 UNION PAC CORP COM COM 907818108 777 10606 SH Sole 6806 3800 UNITED BANKSHARES INC WEST VA COM 909907107 449 17124 SH Sole 17124 UNITED PARCEL SERVICE INC CL B COM 911312106 55 850 SH Sole 850 UNITED STATES STL CORP NEW COM COM 912909108 75 1178 SH Sole 1000 178 UNITED TECHNOLOGIES CORP COM COM 913017109 2986 40570 SH Sole 29939 10631 UNUM GROUP COM COM 91529Y106 17 700 SH Sole 700 US BANCORP DEL COM NEW COM 902973304 726 28040 SH Sole 17740 10300 V F CORP COM COM 918204108 6851 85480 SH Sole 70130 15350 VALERO ENERGY CORP NEW COM COM 91913Y100 498 25300 SH Sole 6000 19300 VALLEY FINL CORP VA COM COM 919629105 4 800 SH Sole 800 VERIZON COMMUNICATIONS INC COM COM 92343V104 9535 307392 SH Sole 240764 66628 VERTEX PHARMACEUTICALS INC COM COM 92532F100 12 300 SH Sole 300 VIACOM INC NEW CL B COM 92553P201 16 467 SH Sole 467 VISA INC COM CL A COM 92826C839 18 200 SH Sole 200 VODAFONE GROUP PLC NEW SPONS A COM 92857W209 131 5618 SH Sole 2700 2918 WAL MART STORES INC COM COM 931142103 9217 165770 SH Sole 138315 27455 WALGREEN CO COM COM 931422109 64 1725 SH Sole 525 1200 WASHINGTON REAL ESTATE INVT TR COM 939653101 1772 58000 SH Sole 35750 22250 WASTE MGMT INC DEL COM COM 94106L109 408 11857 SH Sole 8370 3487 WATERS CORP COM COM 941848103 41 600 SH Sole 600 WATERSIDE CAP CORP COM COM 941872103 52 158334 SH Sole 5826 152508 WATSON PHARMACEUTICALS INC COM COM 942683103 25 600 SH Sole 600 WELLPOINT INC COM COM 94973V107 6943 107842 SH Sole 93521 14321 WELLS FARGO & CO NEW COM COM 949746101 7450 239381 SH Sole 207431 31950 WESTERN DIGITAL CORP COM COM 958102105 6701 171855 SH Sole 144580 27275 WESTERN REFNG INC COM COM 959319104 11 2050 SH Sole 2050 WESTERN UN CO COM COM 959802109 3 150 SH Sole 150 WEYERHAEUSER CO COM COM 962166104 11 250 SH Sole 250 WGL HLDGS INC COM COM 92924F106 21 600 SH Sole 600 WHIRLPOOL CORP COM COM 963320106 5355 61380 SH Sole 50480 10900 WHOLE FOODS MKT INC COM COM 966837106 30 825 SH Sole 825 WILLIAMS COS INC DEL COM COM 969457100 7 300 SH Sole 300 WILMINGTON TRUST CORP COM COM 971807102 13 800 SH Sole 800 WISCONSIN ENERGY CORP COM COM 976657106 115 2328 SH Sole 1176 1152 XCEL ENERGY INC COM COM 98389B100 1153 54399 SH Sole 35400 18999 XEROX CORP COM COM 984121103 2 200 SH Sole 200 XTO ENERGY INC COM COM 98385X106 40 850 SH Sole 850 YUM BRANDS INC COM COM 988498101 265 6921 SH Sole 6921 ZIMMER HLDGS INC COM COM 98956P102 74 1250 SH Sole 1250 BARCLAYS BK PLC IPATH S&P ETN EX TRD EQ FD 06740C519 17 250 SH Sole 250 ISHARES COMEX GOLD TR ISHARES EX TRD EQ FD 464285105 1401 12850 SH Sole 9250 3600 ISHARES INC MSCI AUSTRALIA EX TRD EQ FD 464286103 24 999 SH Sole 999 ISHARES INC MSCI BRIC INDX EX TRD EQ FD 464286657 28 600 SH Sole 600 ISHARES INC MSCI CDA INDEX EX TRD EQ FD 464286509 22 800 SH Sole 800 ISHARES INC MSCI HONG KONG EX TRD EQ FD 464286871 8 500 SH Sole 500 ISHARES INC MSCI JAPAN EX TRD EQ FD 464286848 241 23100 SH Sole 10700 12400 ISHARES S&P GSCI COMMODITY IDX EX TRD EQ FD 46428R107 425 13650 SH Sole 11150 2500 ISHARES TR DJ OIL&GAS EXP EX TRD EQ FD 464288851 22 400 SH Sole 400 ISHARES TR INDEX COHEN&ST RLTY EX TRD EQ FD 464287564 2869 50087 SH Sole 43373 6714 ISHARES TR INDEX DJ SEL DIV IN EX TRD EQ FD 464287168 3021 65641 SH Sole 42990 22651 ISHARES TR INDEX DJ US ENERGY EX TRD EQ FD 464287796 120 3600 SH Sole 3600 ISHARES TR INDEX DJ US HEALTHC EX TRD EQ FD 464287762 27 400 SH Sole 400 ISHARES TR INDEX DJ US REAL ES EX TRD EQ FD 464287739 15 300 SH Sole 100 200 ISHARES TR INDEX DJ US TECH SE EX TRD EQ FD 464287721 100 1715 SH Sole 1715 ISHARES TR INDEX DJ US UTILS EX TRD EQ FD 464287697 14 200 SH Sole 200 ISHARES TR INDEX FTSE XNHUA ID EX TRD EQ FD 464287184 8 200 SH Sole 200 ISHARES TR INDEX MSCI EAFE IDX EX TRD EQ FD 464287465 36764 656730 SH Sole 566992 89738 ISHARES TR INDEX MSCI EMERG MK EX TRD EQ FD 464287234 25666 609331 SH Sole 527726 81605 ISHARES TR INDEX RUSSELL MCP V EX TRD EQ FD 464287473 56 1380 SH Sole 1380 ISHARES TR INDEX RUSSELL MIDCA EX TRD EQ FD 464287499 16 175 SH Sole 175 ISHARES TR INDEX RUSSELL1000GR EX TRD EQ FD 464287614 88 1698 SH Sole 1698 ISHARES TR INDEX RUSSELL1000VA EX TRD EQ FD 464287598 79 1298 SH Sole 1298 ISHARES TR INDEX S&P 500 INDEX EX TRD EQ FD 464287200 11963 101953 SH Sole 94113 7840 ISHARES TR INDEX S&P 500 VALUE EX TRD EQ FD 464287408 366 6475 SH Sole 6475 ISHARES TR INDEX S&P LTN AM 40 EX TRD EQ FD 464287390 1347 27910 SH Sole 21800 6110 ISHARES TR INDEX S&P MIDCAP 40 EX TRD EQ FD 464287507 785 9980 SH Sole 9880 100 ISHARES TR INDEX S&P MIDCP VAL EX TRD EQ FD 464287705 4621 64788 SH Sole 55575 9213 ISHARES TR INDEX S&P SMLCAP 60 EX TRD EQ FD 464287804 33 550 SH Sole 400 150 ISHARES TR INDEX S&P SMLCP VAL EX TRD EQ FD 464287879 1953 30459 SH Sole 27714 2745 ISHARES TR INDEX S&P500 GRW EX TRD EQ FD 464287309 2912 48594 SH Sole 40669 7925 ISHARES TR MSCI GRW IDX EX TRD EQ FD 464288885 814 14375 SH Sole 13825 550 ISHARES TR MSCI VAL IDX EX TRD EQ FD 464288877 1010 19950 SH Sole 17450 2500 ISHARES TR US PFD STK IDX EX TRD EQ FD 464288687 74 1920 SH Sole 1920 MARKET VECTORS ETF TR AGRIBUS EX TRD EQ FD 57060U605 5 100 SH Sole 100 OIL SVC HOLDRS TR DEPOSTRY RCP EX TRD EQ FD 678002106 70 575 SH Sole 575 POWERSHARES ETF TRUST WATER RE EX TRD EQ FD 73935X575 1386 79531 SH Sole 69881 9650 POWERSHARES GLOBAL ETF TRUST G EX TRD EQ FD 73936T615 677 45706 SH Sole 37156 8550 POWERSHARES QQQ TRUST UNIT SER EX TRD EQ FD 73935A104 106 2201 SH Sole 2201 PROSHARES TR PSHS SHT OIL&GAS EX TRD EQ FD 74347R222 19 375 SH Sole 375 SELECT SECTOR SPDR TR SBI INT- EX TRD EQ FD 81369Y605 22 1350 SH Sole 1350 SELECT SECTOR SPDR TR SBI INT- EX TRD EQ FD 81369Y803 23 1000 SH Sole 1000 SPDR DOW JONES INDL AVRG ETF U EX TRD EQ FD 78467X109 27 250 SH Sole 250 SPDR GOLD TRUST GOLD SHS EX TRD EQ FD 78463V107 449 4125 SH Sole 3400 725 SPDR INDEX SHS FDS ASIA PACIF EX TRD EQ FD 78463X301 23 300 SH Sole 300 SPDR S&P 500 ETF TR UNIT SER 1 EX TRD EQ FD 78462F103 693 5925 SH Sole 5925 SPDR S&P MIDCAP 400 ETF TR UTS EX TRD EQ FD 78467Y107 18 125 SH Sole 125 VANGUARD SPECIALIZED PORTFOLIO EX TRD EQ FD 921908844 1936 39645 SH Sole 27930 11715 BLACKROCK CREDIT ALL INC TR IV CE EQ FD 092508100 24 2000 SH Sole 2000 COHEN & STEERS GLOBAL INC BLDR CE EQ FD 19248M103 14 1250 SH Sole 1250 COHEN & STEERS INFRASTRUCTURE CE EQ FD 19248A109 7 501 SH Sole 501 JOHN HANCOCK BK &THRIFT OPP FD CE EQ FD 409735206 25 1509 SH Sole 1509 LATIN AMERN DISCOVERY FD INC C CE EQ FD 51828C106 280 16275 SH Sole 10075 6200 NEUBERGER BERMAN RE ES SEC FD CE EQ FD 64190A103 25 7326 SH Sole 3099 4227 NUVEEN DIVERSIFIED DIV INCM FD CE EQ FD 6706EP105 11 1000 SH Sole 1000 NUVEEN REAL ESTATE INCOME FD C CE EQ FD 67071B108 11 1150 SH Sole 150 1000 SOURCE CAP INC COM CE EQ FD 836144105 22 475 SH Sole 475 TEMPLETON DRAGON FD INC COM CE EQ FD 88018T101 361 13925 SH Sole 13725 200 VANGUARD INTL EQUITY INDEX FD CE EQ FD 922042858 101 2398 SH Sole 2398 ZWEIG FD COM CE EQ FD 989834106 14 3825 SH Sole 3825 ADVENT CLAYMORE CV SECS & INC CE OTH 00764C109 13 800 SH Sole 800 CLAYMORE DIVID & INCOME FD COM CE OTH 18385J105 4 272 SH Sole 272 NICHOLAS APPLEGATE CV&INC FD2 CE OTH 65370G109 37 4048 SH Sole 4048 NICHOLAS APPLEGATE EQT CONV FD CE OTH 65370K100 34 2000 SH Sole 2000
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