-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HgWvbvXDv/intEEDp9N/ivvceVMZgix7C+DOhUK/lg4F+iNTPkWj5rvDCazshxRt C4YEa1PsUjnx1W0zs0Bp1Q== 0001436871-09-000012.txt : 20091006 0001436871-09-000012.hdr.sgml : 20091006 20091006100703 ACCESSION NUMBER: 0001436871-09-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091006 DATE AS OF CHANGE: 20091006 EFFECTIVENESS DATE: 20091006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PALLADIUM PARTNERS LLC CENTRAL INDEX KEY: 0001436871 IRS NUMBER: 260728851 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13361 FILM NUMBER: 091107236 BUSINESS ADDRESS: STREET 1: 999 WATERSIDE DRIVE SUITE 800 CITY: NORFOLK STATE: VA ZIP: 23510 BUSINESS PHONE: 757 305 1500 MAIL ADDRESS: STREET 1: 999 WATERSIDE DRIVE SUITE 800 CITY: NORFOLK STATE: VA ZIP: 23510 13F-HR 1 pal3q09-2.txt PALL13F3Q09 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Palladium Partners,LLC dba Palladium Registered Investment Advisors Address: 999 Waterside Drive, Ste 800 Norfolk, VA 23510 13F File Number: 28-0728851 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Nancy Renshaw Title: Compliance Officer Phone: (757)305-1500 Signature, Place, and Date of Signing: /s/ Nancy Renshaw Norfolk, VA October 6, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 193 Form 13F Information Table Value Total: $593,337 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ISHARES TR BARCLYS 1-3YR CR EX TD BD 464288646 1329 12738 SH Sole 6793 5945 ISHARES TR BARCLYS 3-7 YR EX TD BD 464288661 205 1819 SH Sole 1039 780 ISHARES TR BARCLYS INTER CR EX TD BD 464288638 4440 42898 SH Sole 26248 16650 135 1300 SH Other 1300 ISHARES TR BARCLYS INTER GV EX TD BD 464288612 667 6265 SH Sole 5865 400 ISHARES TR HIGH YLD CORP EX TD BD 464288513 1112 12875 SH Sole 7300 5575 ISHARES TR INDEX BARCLY USAGG EX TD BD 464287226 4994 47600 SH Sole 35220 12380 131 1250 SH Other 50 1200 ISHARES TR INDEX BARCLYS 1-3 Y EX TD BD 464287457 884 10519 SH Sole 7419 3100 ISHARES TR INDEX BARCLYS TIPS EX TD BD 464287176 764 7430 SH Sole 6440 990 ISHARES TR S&P NTL AMTFREE EX TD BD 464288414 2214 20930 SH Sole 18130 2800 3M CO COM COM 88579Y101 1027 13918 SH Sole 9252 4666 ABBOTT LABS COM COM 002824100 2976 60151 SH Sole 49281 10870 277 5600 SH Other 5600 ACE LTD SHS COM H0023R105 3713 69460 SH Sole 56735 12725 ALCOA INC COM COM 013817101 178 13575 SH Sole 5475 8100 ALTRIA GROUP INC COM COM 02209S103 8362 469514 SH Sole 388991 80523 43 2400 SH Other 2400 AMERICAN CAP LTD COM COM 02503Y103 108 33548 SH Sole 12962 20586 16 5099 SH Other 5099 AMERICAN ELEC PWR INC COM COM 025537101 294 9486 SH Sole 4179 5307 81 2600 SH Other 2600 AMERISOURCEBERGEN CORP COM COM 03073E105 676 30190 SH Sole 30190 AMGEN INC COM COM 031162100 6376 105869 SH Sole 84649 21220 3 50 SH Other 50 ANADARKO PETE CORP COM COM 032511107 1508 24042 SH Sole 18160 5882 APACHE CORP COM COM 037411105 343 3730 SH Sole 330 3400 5 50 SH Other 50 APPLE INC COM COM 037833100 323 1740 SH Sole 1640 100 ARCHER DANIELS MIDLAND CO COM COM 039483102 6033 206472 SH Sole 170372 36100 6 200 SH Other 200 AT&T INC COM COM 00206R102 9674 358149 SH Sole 294736 63413 474 17548 SH Other 17548 AUTOMATIC DATA PROCESSING INC COM 053015103 2336 59442 SH Sole 48667 10775 293 7450 SH Other 100 7350 AVALONBAY CMNTYS INC COM COM 053484101 157 2162 SH Sole 1495 667 86 1188 SH Other 1188 BANK OF AMERICA CORPORATION CO COM 060505104 7689 454434 SH Sole 362889 91545 151 8920 SH Other 200 8720 BB&T CORP COM COM 054937107 6117 224568 SH Sole 158850 65718 BECTON DICKINSON & CO COM COM 075887109 1257 18025 SH Sole 13000 5025 BERKSHIRE HATHAWAY INC DEL CL COM 084670207 296 89 SH Sole 82 7 BEST BUY INC COM COM 086516101 361 9613 SH Sole 9388 225 BOEING CO COM COM 097023105 537 9920 SH Sole 7770 2150 200 3695 SH Other 20 3675 BP PLC SPONSORED ADR COM 055622104 2228 41849 SH Sole 33751 8098 BRISTOL MYERS SQUIBB CO COM COM 110122108 2545 113019 SH Sole 71333 41686 90 4000 SH Other 4000 BROWN & BROWN INC COM COM 115236101 479 25000 SH Sole 25000 BROWN FORMAN CORP CL B COM 115637209 253 5250 SH Sole 5250 BURLINGTON NORTHN SANTA FE CP COM 12189T104 3208 40184 SH Sole 31034 9150 786 9850 SH Other 9850 CANADIAN NATL RY CO COM COM 136375102 4987 101800 SH Sole 58043 43757 CATERPILLAR INC DEL COM COM 149123101 1706 33237 SH Sole 25062 8175 10 200 SH Other 200 CHARLES & COLVARD LTD COM COM 159765106 226 396068 SH Sole 322928 73140 CHESAPEAKE ENERGY CORP COM COM 165167107 887 31245 SH Sole 20095 11150 1 50 SH Other 50 CHEVRON CORP NEW COM COM 166764100 13701 194537 SH Sole 148115 46422 304 4312 SH Other 4312 CISCO SYS INC COM COM 17275R102 4402 186992 SH Sole 150942 36050 263 11175 SH Other 11175 CLOROX CO DEL COM COM 189054109 251 4263 SH Sole 4263 COCA COLA CO COM COM 191216100 7509 139832 SH Sole 111465 28367 412 7675 SH Other 7675 COLGATE PALMOLIVE CO COM COM 194162103 1164 15260 SH Sole 15260 8 100 SH Other 100 COMPUTER SCIENCES CORP COM COM 205363104 242 4585 SH Sole 3285 1300 CONOCOPHILLIPS COM COM 20825C104 6160 136403 SH Sole 114188 22215 387 8575 SH Other 8575 CONSOLIDATED EDISON INC COM COM 209115104 1783 43545 SH Sole 25946 17599 415 10125 SH Other 10125 COVIDIEN PLC SHS COM G2554F105 398 9203 SH Sole 7687 1516 CSX CORP COM COM 126408103 330 7891 SH Sole 5923 1968 4 100 SH Other 100 CVS CAREMARK CORPORATION COM COM 126650100 290 8126 SH Sole 8126 7 200 SH Other 200 DEERE & CO COM COM 244199105 517 12050 SH Sole 7650 4400 266 6200 SH Other 200 6000 DEVON ENERGY CORP NEW COM COM 25179M103 546 8111 SH Sole 8011 100 DIEBOLD INC COM COM 253651103 291 8832 SH Sole 4900 3932 DISNEY WALT CO COM DISNEY COM 254687106 5096 185577 SH Sole 146953 38624 DOLLAR TREE INC COM COM 256746108 985 20231 SH Sole 18781 1450 5 100 SH Other 100 DOMINION RES INC VA NEW COM COM 25746U109 4371 126685 SH Sole 90945 35740 351 10172 SH Other 10172 DOW CHEM CO COM COM 260543103 1163 44611 SH Sole 30710 13901 78 3000 SH Other 3000 DU PONT E I DE NEMOURS & CO CO COM 263534109 1148 35729 SH Sole 23409 12320 DUKE ENERGY CORP NEW COM COM 26441C105 1575 100086 SH Sole 77186 22900 E M C CORP MASS COM COM 268648102 200 11717 SH Sole 10217 1500 191 11225 SH Other 11225 EATON CORP COM COM 278058102 3957 69920 SH Sole 58055 11865 EBAY INC COM COM 278642103 542 22975 SH Sole 14000 8975 ECOLAB INC COM COM 278865100 619 13400 SH Sole 12400 1000 EMERSON ELEC CO COM COM 291011104 1950 48648 SH Sole 43540 5108 353 8800 SH Other 8800 ENSCO INTL INC COM COM 26874Q100 6129 144075 SH Sole 122000 22075 EXELON CORP COM COM 30161N101 229 4625 SH Sole 1800 2825 EXPRESS SCRIPTS INC COM COM 302182100 905 11670 SH Sole 11670 EXXON MOBIL CORP COM COM 30231G102 23423 341393 SH Sole 263241 78152 1619 23600 SH Other 100 23500 FIRST CTZNS BANCSHARES INC N C COM 31946M103 270 1700 SH Sole 1700 FORTUNE BRANDS INC COM COM 349631101 231 5381 SH Sole 5381 FPL GROUP INC COM COM 302571104 685 12405 SH Sole 10405 2000 177 3200 SH Other 3200 FULTON FINL CORP PA COM COM 360271100 143 19307 SH Sole 8393 10914 GENERAL DYNAMICS CORP COM COM 369550108 9119 141160 SH Sole 117721 23439 65 1000 SH Other 1000 GENERAL ELECTRIC CO COM COM 369604103 13694 833997 SH Sole 648364 185633 648 39450 SH Other 850 38600 GENUINE PARTS CO COM COM 372460105 449 11800 SH Sole 6650 5150 GILEAD SCIENCES INC COM COM 375558103 355 7630 SH Sole 7380 250 GLAXOSMITHKLINE PLC SPONSORED COM 37733W105 403 10211 SH Sole 9876 335 GOLDMAN SACHS GROUP INC COM COM 38141G104 5980 32439 SH Sole 27724 4715 18 100 SH Other 100 HARRIS CORP DEL COM COM 413875105 3959 105300 SH Sole 82650 22650 HARTFORD FINL SVCS GROUP INC C COM 416515104 259 9758 SH Sole 9758 51 1925 SH Other 1925 HEINZ H J CO COM COM 423074103 330 8297 SH Sole 7897 400 HEWLETT PACKARD CO COM COM 428236103 11794 249810 SH Sole 207585 42225 5 100 SH Other 100 HOME DEPOT INC COM COM 437076102 5446 204440 SH Sole 163115 41325 48 1800 SH Other 1800 HONEYWELL INTL INC COM COM 438516106 679 18281 SH Sole 13706 4575 4 100 SH Other 100 HUNTINGTON BANCSHARES INC COM COM 446150104 60 12758 SH Sole 12758 71 15000 SH Other 15000 ILLINOIS TOOL WKS INC COM COM 452308109 525 12300 SH Sole 7400 4900 INGERSOLL-RAND PLC SHS COM G47791101 203 6604 SH Sole 6204 400 7 224 SH Other 224 INTEL CORP COM COM 458140100 12690 648426 SH Sole 506967 141459 613 31300 SH Other 300 31000 INTERNATIONAL BUSINESS MACHS C COM 459200101 14261 119233 SH Sole 94732 24501 443 3700 SH Other 25 3675 INTERNATIONAL COAL GRP INC NEW COM 45928H106 1271 315312 SH Sole 315312 ITT CORP NEW COM COM 450911102 1390 26646 SH Sole 26096 550 JOHNSON & JOHNSON COM COM 478160104 14855 243961 SH Sole 193146 50815 6 100 SH Other 100 JOHNSON CTLS INC COM COM 478366107 1606 62825 SH Sole 48175 14650 JPMORGAN CHASE & CO COM COM 46625H100 9073 207041 SH Sole 153366 53675 320 7310 SH Other 7310 KELLOGG CO COM COM 487836108 284 5765 SH Sole 2565 3200 5 100 SH Other 100 KIMBERLY CLARK CORP COM COM 494368103 1177 19959 SH Sole 14959 5000 KINDER MORGAN ENERGY PARTNERS COM 494550106 1804 33387 SH Sole 28012 5375 KRAFT FOODS INC CL A COM 50075N104 3554 135306 SH Sole 106714 28592 59 2250 SH Other 250 2000 LILLY ELI & CO COM COM 532457108 11086 335625 SH Sole 333925 1700 LINCOLN NATL CORP IND COM COM 534187109 571 22041 SH Sole 16808 5233 LOCKHEED MARTIN CORP COM COM 539830109 1040 13320 SH Sole 8320 5000 MARATHON OIL CORP COM COM 565849106 3587 112447 SH Sole 85837 26610 MARKEL CORP COM COM 570535104 1252 3795 SH Sole 2191 1604 MCDONALDS CORP COM COM 580135101 745 13062 SH Sole 10762 2300 508 8900 SH Other 8900 MEDTRONIC INC COM COM 585055106 898 24403 SH Sole 21303 3100 MERCK & CO INC COM COM 589331107 2980 94209 SH Sole 73964 20245 284 8968 SH Other 43 8925 MICROSOFT CORP COM COM 594918104 14231 553322 SH Sole 442529 110793 390 15175 SH Other 15175 NORFOLK SOUTHERN CORP COM COM 655844108 10587 245579 SH Sole 206133 39446 494 11450 SH Other 100 11350 NORTHROP GRUMMAN CORP COM COM 666807102 3637 70284 SH Sole 61152 9132 5 100 SH Other 100 NRG ENERGY INC COM NEW COM 629377508 6847 242900 SH Sole 198500 44400 3 100 SH Other 100 NUCOR CORP COM COM 670346105 2617 55667 SH Sole 51467 4200 9 200 SH Other 200 ONEOK INC NEW COM COM 682680103 447 12200 SH Sole 12200 ORACLE CORP COM COM 68389X105 3249 155900 SH Sole 125100 30800 PEPSICO INC COM COM 713448108 4341 73998 SH Sole 64226 9772 535 9125 SH Other 9125 PFIZER INC COM COM 717081103 7452 450286 SH Sole 362326 87960 370 22350 SH Other 200 22150 PHILIP MORRIS INTL INC COM COM 718172109 2157 44263 SH Sole 37063 7200 PLAINS ALL AMERN PIPELINE L P COM 726503105 724 15650 SH Sole 15350 300 PLUM CREEK TIMBER CO INC COM COM 729251108 1953 63734 SH Sole 43784 19950 92 3000 SH Other 3000 POSCO SPONSORED ADR COM 693483109 4770 45895 SH Sole 38795 7100 PPG INDS INC COM COM 693506107 897 15415 SH Sole 14606 809 PROCTER & GAMBLE CO COM COM 742718109 11799 203713 SH Sole 165496 38217 PROGRESS ENERGY INC COM COM 743263105 513 13127 SH Sole 8352 4775 PUBLIC SVC ENTERPRISE GROUP CO COM 744573106 288 9176 SH Sole 4776 4400 QUALCOMM INC COM COM 747525103 649 14439 SH Sole 5139 9300 RAYONIER INC COM COM 754907103 256 6256 SH Sole 6256 RAYTHEON CO COM NEW COM 755111507 948 19755 SH Sole 13201 6554 RESEARCH IN MOTION LTD COM COM 760975102 876 12950 SH Sole 12950 3 45 SH Other 45 ROYAL BK CDA MONTREAL QUE COM COM 780087102 297 5542 SH Sole 5542 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 1311 22924 SH Sole 19131 3793 366 6400 SH Other 6400 SCANA CORP NEW COM COM 80589M102 305 8750 SH Sole 2866 5884 105 3000 SH Other 3000 SCHLUMBERGER LTD COM COM 806857108 1467 24610 SH Sole 23777 833 119 2000 SH Other 2000 SEMPRA ENERGY COM COM 816851109 544 10917 SH Sole 9892 1025 SIGMA ALDRICH CORP COM COM 826552101 1134 21000 SH Sole 17175 3825 SMITHFIELD FOODS INC COM COM 832248108 3207 232427 SH Sole 216977 15450 118 8575 SH Other 8575 SOUTHERN CO COM COM 842587107 1115 35220 SH Sole 18720 16500 SPECTRA ENERGY CORP COM COM 847560109 196 10339 SH Sole 8414 1925 ST JOE CO COM COM 790148100 929 31894 SH Sole 18369 13525 90 3075 SH Other 3075 STEEL DYNAMICS INC COM COM 858119100 397 25900 SH Sole 25900 SUNTRUST BKS INC COM COM 867914103 1296 57486 SH Sole 54919 2567 SYMANTEC CORP COM COM 871503108 331 20075 SH Sole 16475 3600 SYSCO CORP COM COM 871829107 376 15150 SH Sole 7650 7500 TARGET CORP COM COM 87612E106 223 4775 SH Sole 2425 2350 TELEFONICA S A SPONSORED ADR COM 879382208 214 2585 SH Sole 1720 865 TIME WARNER INC COM NEW COM 887317303 229 7963 SH Sole 4733 3230 38 1333 SH Other 1333 TOTAL S A SPONSORED ADR COM 89151E109 240 4044 SH Sole 2844 1200 TOWNEBANK PORTSMOUTH VA COM COM 89214P109 2914 228585 SH Sole 99881 128704 TRANSWITCH CORP COM COM 894065101 11 15000 SH Sole 15000 TRAVELERS COMPANIES INC COM COM 89417E109 7677 155937 SH Sole 130902 25035 TYCO INTERNATIONAL LTD SHS COM H89128104 578 16775 SH Sole 7875 8900 UDR INC COM COM 902653104 5089 323329 SH Sole 230407 92922 452 28696 SH Other 28696 UNION PAC CORP COM COM 907818108 638 10931 SH Sole 6831 4100 286 4900 SH Other 4900 UNITED BANKSHARES INC WEST VA COM 909907107 341 17424 SH Sole 17424 UNITED TECHNOLOGIES CORP COM COM 913017109 2517 41317 SH Sole 30094 11223 US BANCORP DEL COM NEW COM 902973304 748 34213 SH Sole 23413 10800 V F CORP COM COM 918204108 5642 77900 SH Sole 61850 16050 7 100 SH Other 100 VALERO ENERGY CORP NEW COM COM 91913Y100 620 31975 SH Sole 12275 19700 VERIZON COMMUNICATIONS INC COM COM 92343V104 8810 291063 SH Sole 221083 69980 411 13588 SH Other 13588 VODAFONE GROUP PLC NEW SPONS A COM 92857W209 131 5818 SH Sole 2900 2918 100 4440 SH Other 4440 WAL MART STORES INC COM COM 931142103 7763 158133 SH Sole 131163 26970 WASHINGTON REAL ESTATE INVT TR COM 939653101 1732 60125 SH Sole 32750 27375 259 9000 SH Other 9000 WASTE MGMT INC DEL COM COM 94106L109 403 13505 SH Sole 9218 4287 WATERSIDE CAP CORP COM COM 941872103 104 159599 SH Sole 7091 152508 WELLPOINT INC COM COM 94973V107 5762 121673 SH Sole 103402 18271 5 100 SH Other 100 WELLS FARGO & CO NEW COM COM 949746101 5051 179250 SH Sole 155742 23508 42 1481 SH Other 100 1381 WESTERN DIGITAL CORP COM COM 958102105 6008 164475 SH Sole 138125 26350 WHIRLPOOL CORP COM COM 963320106 4444 63520 SH Sole 51670 11850 WYETH COM COM 983024100 1683 34639 SH Sole 23699 10940 117 2400 SH Other 2400 XCEL ENERGY INC COM COM 98389B100 1083 56282 SH Sole 34683 21599 236 12250 SH Other 12250 YUM BRANDS INC COM COM 988498101 237 7021 SH Sole 7021 ISHARES COMEX GOLD TR ISHARES EX TRD EQ FD 464285105 1341 13550 SH Sole 9700 3850 ISHARES INC MSCI JAPAN EX TRD EQ FD 464286848 287 28900 SH Sole 14900 14000 ISHARES S&P GSCI COMMODITY IDX EX TRD EQ FD 46428R107 405 13650 SH Sole 11150 2500 ISHARES TR INDEX COHEN&ST RLTY EX TRD EQ FD 464287564 2433 50048 SH Sole 42134 7914 67 1370 SH Other 370 1000 ISHARES TR INDEX DJ SEL DIV IN EX TRD EQ FD 464287168 3121 75632 SH Sole 47756 27876 91 2200 SH Other 2200 ISHARES TR INDEX MSCI EAFE IDX EX TRD EQ FD 464287465 33160 606442 SH Sole 515679 90763 283 5175 SH Other 5175 ISHARES TR INDEX MSCI EMERG MK EX TRD EQ FD 464287234 22528 578977 SH Sole 491397 87580 98 2525 SH Other 2525 ISHARES TR INDEX S&P 500 INDEX EX TRD EQ FD 464287200 10129 95550 SH Sole 87710 7840 167 1575 SH Other 1575 ISHARES TR INDEX S&P LTN AM 40 EX TRD EQ FD 464287390 1273 29660 SH Sole 23550 6110 71 1650 SH Other 1650 ISHARES TR INDEX S&P MIDCAP 40 EX TRD EQ FD 464287507 316 4580 SH Sole 4480 100 ISHARES TR INDEX S&P MIDCP VAL EX TRD EQ FD 464287705 4457 70773 SH Sole 61230 9543 122 1945 SH Other 1945 ISHARES TR INDEX S&P SMLCP VAL EX TRD EQ FD 464287879 1764 31423 SH Sole 28478 2945 11 195 SH Other 195 ISHARES TR INDEX S&P500 GRW EX TRD EQ FD 464287309 2871 53177 SH Sole 42977 10200 229 4250 SH Other 4250 ISHARES TR MSCI GRW IDX EX TRD EQ FD 464288885 604 11325 SH Sole 10775 550 ISHARES TR MSCI VAL IDX EX TRD EQ FD 464288877 929 18140 SH Sole 15140 3000 1 25 SH Other 25 POWERSHARES ETF TRUST WATER RE EX TRD EQ FD 73935X575 1438 86075 SH Sole 76425 9650 3 200 SH Other 200 POWERSHARES GLOBAL ETF TRUST G EX TRD EQ FD 73936T615 823 49350 SH Sole 40800 8550 5 300 SH Other 300 SPDR GOLD TRUST GOLD SHS EX TRD EQ FD 78463V107 541 5475 SH Sole 4650 825 SPDR TR UNIT SER 1 EX TRD EQ FD 78462F103 727 6883 SH Sole 6883 VANGUARD SPECIALIZED PORTFOLIO EX TRD EQ FD 921908844 1688 38020 SH Sole 24905 13115 LATIN AMERN DISCOVERY FD INC C CE EQ FD 51828C106 334 21575 SH Sole 15375 6200 95 6126 SH Other 200 5926 NEUBERGER BERMAN RE ES SEC FD CE EQ FD 64190A103 28 9790 SH Sole 2745 7045 16 5636 SH Other 5636 TEMPLETON DRAGON FD INC COM CE EQ FD 88018T101 358 14075 SH Sole 13575 500
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