0001140361-12-012342.txt : 20120301 0001140361-12-012342.hdr.sgml : 20120301 20120301174240 ACCESSION NUMBER: 0001140361-12-012342 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120228 FILED AS OF DATE: 20120301 DATE AS OF CHANGE: 20120301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: J C PENNEY CO INC CENTRAL INDEX KEY: 0001166126 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 260037077 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 6501 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024-3698 BUSINESS PHONE: 9722431100 FORMER COMPANY: FORMER CONFORMED NAME: J C PENNEY HOLDINGS INC DATE OF NAME CHANGE: 20020128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller Dennis P CENTRAL INDEX KEY: 0001436869 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15274 FILM NUMBER: 12659223 MAIL ADDRESS: STREET 1: 6501 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024 4 1 doc1.xml FORM 4 X0304 4 2012-02-28 0 0001166126 J C PENNEY CO INC JCP 0001436869 Miller Dennis P C/O J. C. PENNEY COMPANY, INC. 6501 LEGACY DRIVE PLANO TX 75024 0 1 0 0 SVP, Controller Common Stock of 50 cents Par Value 2012-02-28 4 M 0 10632 16.09 A 21887.0033 D Common Stock of 50 cents Par Value 2012-02-28 4 M 0 10000 30.88 A 31887.0033 D Common Stock of 50 cents Par Value 2012-02-28 4 S 0 10632 41.444 D 21255.0033 D Common Stock of 50 cents Par Value 2012-02-28 4 S 0 10000 41.384 D 11255.0033 D Common Stock of 50 cents Par Value 14349.6045 I By Trustee of 401(k) Employee stock option/Right to Buy 16.090 2012-02-28 4 M 0 10632 0 D 2019-03-15 Common Stock 10632 5317 D Employee stock option/Right to Buy 30.88 2012-02-28 4 M 0 10000 0 D 2011-07-24 2018-07-23 Common Stock 10000 0 D Employee stock option/Right to Buy 41.34 2012-02-28 4 A 0 10707 0 A 2022-02-27 Common Stock 10707 10707 D Includes 144.001 restricted stock units acquired since March 16, 2011 pursuant to dividend equivalents on restricted stock unit awards. Dividend equivalents on restricted stock unit awards accrue on a quarterly basis, exempt under Rule 16a-11. These shares were disposed of in multiple transactions on February 28, 2012 at actual sales prices ranging from $41.29 to $41.52 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents equivalent shares based on units of participation in the JCPenney stock fund allocated to Mr. Miller's account in the Company's 401(k) plan as of January 31, 2012. The shares of JCPenney common stock in the fund are held by the trustee of the 401(k) plan. Changes in the amount of securities beneficially owned reflect changes in the value of the fund, the number of units of participation in the fund held by all participants, and the number of units of participation held by Mr. Miller. Represents portion of option grant vesting one-third on March 16, 2010 and March 16, 2011. Represents grant of employee stock options under the Company's 2009 Long-Term Incentive Plan which will vest fully on February 28, 2014. After the current exercise and grant of stock options, Mr. Miller beneficially owns an aggregate of 67,858 stock options at various exercise prices. *** Under continuing POA as filed with the S.E.C. *** /s/ Salil R. Virkar, attorney in fact 2012-03-01