0001140361-12-012342.txt : 20120301
0001140361-12-012342.hdr.sgml : 20120301
20120301174240
ACCESSION NUMBER: 0001140361-12-012342
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120228
FILED AS OF DATE: 20120301
DATE AS OF CHANGE: 20120301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: J C PENNEY CO INC
CENTRAL INDEX KEY: 0001166126
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311]
IRS NUMBER: 260037077
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 6501 LEGACY DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024-3698
BUSINESS PHONE: 9722431100
FORMER COMPANY:
FORMER CONFORMED NAME: J C PENNEY HOLDINGS INC
DATE OF NAME CHANGE: 20020128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Miller Dennis P
CENTRAL INDEX KEY: 0001436869
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15274
FILM NUMBER: 12659223
MAIL ADDRESS:
STREET 1: 6501 LEGACY DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
4
1
doc1.xml
FORM 4
X0304
4
2012-02-28
0
0001166126
J C PENNEY CO INC
JCP
0001436869
Miller Dennis P
C/O J. C. PENNEY COMPANY, INC.
6501 LEGACY DRIVE
PLANO
TX
75024
0
1
0
0
SVP, Controller
Common Stock of 50 cents Par Value
2012-02-28
4
M
0
10632
16.09
A
21887.0033
D
Common Stock of 50 cents Par Value
2012-02-28
4
M
0
10000
30.88
A
31887.0033
D
Common Stock of 50 cents Par Value
2012-02-28
4
S
0
10632
41.444
D
21255.0033
D
Common Stock of 50 cents Par Value
2012-02-28
4
S
0
10000
41.384
D
11255.0033
D
Common Stock of 50 cents Par Value
14349.6045
I
By Trustee of 401(k)
Employee stock option/Right to Buy
16.090
2012-02-28
4
M
0
10632
0
D
2019-03-15
Common Stock
10632
5317
D
Employee stock option/Right to Buy
30.88
2012-02-28
4
M
0
10000
0
D
2011-07-24
2018-07-23
Common Stock
10000
0
D
Employee stock option/Right to Buy
41.34
2012-02-28
4
A
0
10707
0
A
2022-02-27
Common Stock
10707
10707
D
Includes 144.001 restricted stock units acquired since March 16, 2011 pursuant to dividend equivalents on restricted stock unit awards. Dividend equivalents on restricted stock unit awards accrue on a quarterly basis, exempt under Rule 16a-11.
These shares were disposed of in multiple transactions on February 28, 2012 at actual sales prices ranging from $41.29 to $41.52 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents equivalent shares based on units of participation in the JCPenney stock fund allocated to Mr. Miller's account in the Company's 401(k) plan as of January 31, 2012. The shares of JCPenney common stock in the fund are held by the trustee of the 401(k) plan. Changes in the amount of securities beneficially owned reflect changes in the value of the fund, the number of units of participation in the fund held by all participants, and the number of units of participation held by Mr. Miller.
Represents portion of option grant vesting one-third on March 16, 2010 and March 16, 2011.
Represents grant of employee stock options under the Company's 2009 Long-Term Incentive Plan which will vest fully on February 28, 2014.
After the current exercise and grant of stock options, Mr. Miller beneficially owns an aggregate of 67,858 stock options at various exercise prices.
*** Under continuing POA as filed with the S.E.C.
*** /s/ Salil R. Virkar, attorney in fact
2012-03-01