0001140361-11-017494.txt : 20110317 0001140361-11-017494.hdr.sgml : 20110317 20110317172910 ACCESSION NUMBER: 0001140361-11-017494 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110315 FILED AS OF DATE: 20110317 DATE AS OF CHANGE: 20110317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: J C PENNEY CO INC CENTRAL INDEX KEY: 0001166126 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 260037077 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 6501 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024-3698 BUSINESS PHONE: 9722431100 FORMER COMPANY: FORMER CONFORMED NAME: J C PENNEY HOLDINGS INC DATE OF NAME CHANGE: 20020128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller Dennis P CENTRAL INDEX KEY: 0001436869 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15274 FILM NUMBER: 11695974 MAIL ADDRESS: STREET 1: 6501 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024 4 1 doc1.xml FORM 4 X0303 4 2011-03-15 0 0001166126 J C PENNEY CO INC JCP 0001436869 Miller Dennis P C/O J. C. PENNEY COMPANY, INC. 6501 LEGACY DRIVE PLANO TX 75024 0 1 0 0 SVP, Controller Common Stock of 50 cents Par Value 2011-03-15 4 A 0 2050 0 A 11674.0023 D Common Stock of 50 cents Par Value 14071.797 I By Trustee of 401(k) Employee stock option/Right to Buy 36.58 2011-03-15 4 A 0 13158 0 A 2021-03-14 Common Stock 13158 13158 D Represents restricted stock units granted under the Company's 2009 Long-Term Incentive Plan. The restricted stock units will vest one-third on March 15, 2012, one-third on March 15, 2013 and one-third on March 15, 2014. Represents equivalent shares based on units of participation in the JCPenney stock fund allocated to Mr. Miller's account in the Company's 401(k) plan as of February 28, 2011. The shares of JCPenney common stock in the fund are held by the trustee of the 401(k) plan. Changes in the amount of securities beneficially owned reflect changes in the value of the fund, the number of units of participation in the fund held by all participants, and the number of units of participation held by Mr. Miller. Represents grant of employee stock options under the Company's 2009 Long-Term Incentive Plan which vest one-third on March 15, 2012, one-third on March 15, 2013, and one-third on March 15, 2014. Represents current grant of stock options. Including the reported grant, Mr. Miller beneficially owns an aggregate of 77,783 stock options at various exercise prices. *** Under continuing POA as filed with the S.E.C. *** /s/ Salil R. Virkar, attorney in fact 2011-03-17