-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H2LhxVHQjU34hIMDXVhgqdL08YQjqiNZ+gTwNoQVn5bpdOn2g9RmkGq6A8n9XMb0 WGkfqCzf+Lg3BP7Lgd6SFA== 0001172661-10-000471.txt : 20100816 0001172661-10-000471.hdr.sgml : 20100816 20100816073019 ACCESSION NUMBER: 0001172661-10-000471 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 1607 Capital Partners, LLC CENTRAL INDEX KEY: 0001436866 IRS NUMBER: 260529973 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13406 FILM NUMBER: 101017117 BUSINESS ADDRESS: STREET 1: 4991 LAKE BROOK DRIVE STREET 2: SUITE 125 CITY: GLEN ALLEN STATE: VA ZIP: 23060 BUSINESS PHONE: 1-804-525-1750 MAIL ADDRESS: STREET 1: 4991 LAKE BROOK DRIVE STREET 2: SUITE 125 CITY: GLEN ALLEN STATE: VA ZIP: 23060 13F-HR 1 six2q10.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 1607 Capital Partners, LLC Address: 4991 Lake Brook Dr. Suite 125 Glen Allen, VA 23060 13F File Number: 28-13406 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas K. Tattersall Title: Managing Director of Operations and Marketing Phone: 1-804-525-1750 Signature, Place, and Date of Signing: /s/ Thomas K. Tattersall Glen Allen, VA/USA August 16, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 110 Form13F Information Table Value Total: $593,369 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABERDEEN CHILE FD INC COM 00301W105 477 27422 SH Sole 27422 0 0 ABERDEEN EMERG MKTS TELECOMM COM 00301T102 549 34737 SH Sole 34737 0 0 ABERDEEN INDONESIA FD INC COM 00305P106 5457 500686 SH Sole 500686 0 0 ABERDEEN ISRAEL FUND INC COM 00301L109 1328 98668 SH Sole 98668 0 0 ABERDEEN LATIN AMER EQTY FD COM 00306K106 6293 167942 SH Sole 167942 0 0 ADAMS EXPRESS CO COM 006212104 4160 460735 SH Sole 460735 0 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 1360 167100 SH Sole 167100 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 6568 1216294 SH Sole 1216294 0 0 ASA LIMITED SHS G3156P103 1267 46857 SH Sole 46857 0 0 ASIA PAC FD INC COM 044901106 416 45300 SH Sole 45300 0 0 BLACKROCK INCOME TR INC COM 09247F100 16127 2385643 SH Sole 2385643 0 0 BLACKROCK S&P QLTY RK EQ MD SHS BEN INT 09250D109 4621 423129 SH Sole 423129 0 0 BLACKROCK STRAT DIVD ACHIEVE COM 09249Y107 1238 142118 SH Sole 142118 0 0 BLUE CHIP VALUE FD INC COM 095333100 1586 558590 SH Sole 558590 0 0 CENTRAL EUROPE & RUSSIA FD I COM 153436100 8415 266895 SH Sole 266895 0 0 CENTRAL SECS CORP COM 155123102 893 48625 SH Sole 48625 0 0 CHINA FD INC COM 169373107 5139 196529 SH Sole 196529 0 0 CLAYMORE DIVID & INCOME FD COM 18385J105 124 10400 SH Sole 10400 0 0 CLOUGH GLOBAL EQUITY FD COM 18914C100 13040 1062749 SH Sole 1062749 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 12771 1120267 SH Sole 1120267 0 0 COHEN & STEERS DIV MJRS FDIN COM 19248G106 1430 144300 SH Sole 144300 0 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 1315 103954 SH Sole 103954 0 0 EUROPEAN EQUITY FUND COM 298768102 8775 1592616 SH Sole 1592616 0 0 EVERGREEN INTL BALANCED INCO COM 30024R109 5689 450758 SH Sole 450758 0 0 FIRST TR ENHANCED EQTY INC F COM 337318109 458 45100 SH Sole 45100 0 0 FORT DEARBORN INCOME SECS IN COM 347200107 4930 325194 SH Sole 325194 0 0 GABELLI DIVD & INCOME TR COM 36242H104 4903 408600 SH Sole 408600 0 0 GABELLI GLOBAL MULTIMEDIA TR COM 36239Q109 3449 521008 SH Sole 521008 0 0 GENERAL AMERN INVS INC COM 368802104 1872 87500 SH Sole 87500 0 0 GLOBAL INCOME&CURRENCY FD IN COM 378968101 1517 108738 SH Sole 108738 0 0 GREATER CHINA FD INC COM 39167B102 1922 177129 SH Sole 177129 0 0 GUGGENHEIM ENHANCED EQUITY INC COM 40167B100 34 4600 SH Sole 4600 0 0 HARTFORD INCOME SHS FD INC COM 416537108 333 57000 SH Sole 57000 0 0 HELIOS HIGH YIELD FD COM 42328Q109 1600 189375 SH Sole 189375 0 0 IBERO-AMERICA FD INC COM 45082X103 1234 238205 SH Sole 238205 0 0 INDIA FD INC COM 454089103 1072 35437 SH Sole 35437 0 0 ISHARES INC MSCI JAPAN 464286848 34312 3729610 SH Sole 3729610 0 0 ISHARES INC MSCI CDA INDEX 464286509 4614 185543 SH Sole 185543 0 0 ISHARES INC MSCI UTD KINGD 464286699 4336 322596 SH Sole 322596 0 0 ISHARES INC MSCI AUSTRALIA 464286103 6810 358800 SH Sole 358800 0 0 ISHARES INC MSCI EMU INDEX 464286608 1079 37794 SH Sole 37794 0 0 ISHARES INC MSCI FRANCE 464286707 8072 412700 SH Sole 412700 0 0 ISHARES TR S&P NTL AMTFREE 464288414 5785 55613 SH Sole 55613 0 0 ISHARES TR S&P SH NTL AMTFR 464288158 6766 64100 SH Sole 64100 0 0 ISHARES TR MSCI ACWI INDX 464288257 118 3137 SH Sole 3137 0 0 ISHARES TR INDEX IBOXX INV CPBD 464287242 1063 9800 SH Sole 9800 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 1120 30000 SH Sole 30000 0 0 ISHARES TR INDEX BARCLYS TIPS BD 464287176 1518 14200 SH Sole 14200 0 0 ISHARES TR INDEX BARCLY USAGG B 464287226 30880 287925 SH Sole 287925 0 0 J F CHINA REGION FD INC COM 46614T107 730 60900 SH Sole 60900 0 0 JAPAN EQUITY FD INC COM 471057109 8834 1749299 SH Sole 1749299 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 3197 383320 SH Sole 383320 0 0 JOHN HANCOCK BK &THRIFT OPP SH BEN INT NEW 409735206 3159 220270 SH Sole 220270 0 0 KOREA EQUITY FD INC COM 50063B104 2686 295509 SH Sole 295509 0 0 KOREA FD COM NEW 500634209 9395 270447 SH Sole 270447 0 0 LAZARD GLB TTL RET&INCM FD I COM 52106W103 12951 997785 SH Sole 997785 0 0 LAZARD WORLD DIVID & INCOME COM 521076109 2996 296658 SH Sole 296658 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 6071 1525500 SH Sole 1525500 0 0 LIBERTY ALL-STAR GROWTH FD I COM 529900102 1719 504200 SH Sole 504200 0 0 LMP CAP & INCOME FD INC COM 50208A102 1473 153555 SH Sole 153555 0 0 MACQUARIE FT TR GB INF UT DI COM 55607W100 3486 327964 SH Sole 327964 0 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 3692 280769 SH Sole 280769 0 0 MADISON CLAYMORE CALL &EQTY COM 556582104 235 30000 SH Sole 30000 0 0 MADISON STRTG SECTOR PREM FD COM 558268108 240 21500 SH Sole 21500 0 0 MALAYSIA FD INC COM 560905101 3836 448689 SH Sole 448689 0 0 MEXICO EQUITY & INCOME FD COM 592834105 2786 315124 SH Sole 315124 0 0 MEXICO FD INC COM 592835102 2884 126823 SH Sole 126823 0 0 MFS INTERMARKET INCOME TRUST SH BEN INT 59318R103 1096 135869 SH Sole 135869 0 0 MONTGOMERY STR INCOME SECS I COM 614115103 3226 205584 SH Sole 205584 0 0 MORGAN STANLEY ASIA PAC FD I COM 61744U106 67589 4977115 SH Sole 4977115 0 0 MORGAN STANLEY EASTN EUR FD COM 616988101 237 16900 SH Sole 16900 0 0 MORGAN STANLEY EMER MKTS FD COM 61744G107 4356 343004 SH Sole 343004 0 0 MORGAN STANLEY FRNT EMERG FD COM 61757P101 2051 181188 SH Sole 181188 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 1952 88091 SH Sole 88091 0 0 NEW GERMANY FD INC COM 644465106 32168 2806967 SH Sole 2806967 0 0 NEW IRELAND FUND INC COM 645673104 1134 192817 SH Sole 192817 0 0 NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 2436 176400 SH Sole 176400 0 0 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 747 75719 SH Sole 75719 0 0 NUVEEN MULT CURR ST GV INCM COM 67090N109 242 18000 SH Sole 18000 0 0 NUVEEN PREMIER MUN INCOME FD COM 670988104 4722 347220 SH Sole 347220 0 0 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 458 41520 SH Sole 41520 0 0 PETROLEUM & RES CORP COM 716549100 2142 107275 SH Sole 107275 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 3873 337700 SH Sole 337700 0 0 RIVUS BOND FUND COM 769667106 5386 307745 SH Sole 307745 0 0 ROYCE MICRO-CAP TR INC COM 780915104 841 114600 SH Sole 114600 0 0 ROYCE VALUE TR INC COM 780910105 1838 173900 SH Sole 173900 0 0 SINGAPORE FD INC COM 82929L109 5219 414573 SH Sole 414573 0 0 SOURCE CAP INC COM 836144105 1769 42100 SH Sole 42100 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 17463 724600 SH Sole 724600 0 0 SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 10572 460854 SH Sole 460854 0 0 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 832 14690 SH Sole 14690 0 0 STRATEGIC GLOBAL INCOME FD COM 862719101 398 37298 SH Sole 37298 0 0 SUNAMERICA FCSED ALPHA GRW F COM 867037103 1870 139585 SH Sole 139585 0 0 SUNAMERICA FOCUSE ALPHA LC F COM 867038101 1352 109455 SH Sole 109455 0 0 SWISS HELVETIA FD INC COM 870875101 45327 4248036 SH Sole 4248036 0 0 TAIWAN FD INC COM 874036106 6549 498026 SH Sole 498026 0 0 TAIWAN GREATER CHINA FD SH BEN INT 874037104 4030 726116 SH Sole 726116 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 869 180993 SH Sole 180993 0 0 TEMPLETON DRAGON FD INC COM 88018T101 10450 424792 SH Sole 424792 0 0 THAI CAP FD INC COM NEW 882905201 173 16035 SH Sole 16035 0 0 THAI FD INC COM 882904105 6750 716550 SH Sole 716550 0 0 TRI CONTL CORP COM 895436103 1966 180900 SH Sole 180900 0 0 TURKISH INVT FD INC COM 900145103 558 42182 SH Sole 42182 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 19380 238148 SH Sole 238148 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 1588 91614 SH Sole 91614 0 0 WESTERN ASSET EMRG MKT INCM COM 95766E103 3994 326554 SH Sole 326554 0 0 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 805 46000 SH Sole 46000 0 0 WESTERN ASSET INFL MGMT FD I COM 95766U107 3753 226246 SH Sole 226246 0 0 WESTERN ASSET WORLDWIDE INCO COM 957668106 735 58500 SH Sole 58500 0 0 ZWEIG FD COM 989834106 1268 422611 SH Sole 422611 0 0
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