-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CGNnqXKMV1KefubhuHrrdOWwbyZOb+4VRLpk0dkJFqJxb7l3YGWqZFVXera+2oH3 vwi4pBcskjAvWwd0gQe4ug== 0001172661-09-000920.txt : 20090515 0001172661-09-000920.hdr.sgml : 20090515 20090515101613 ACCESSION NUMBER: 0001172661-09-000920 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 1607 Capital Partners, LLC CENTRAL INDEX KEY: 0001436866 IRS NUMBER: 260529973 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13406 FILM NUMBER: 09829599 BUSINESS ADDRESS: STREET 1: 4991 LAKE BROOK DRIVE STREET 2: SUITE 125 CITY: GLEN ALLEN STATE: VA ZIP: 23060 BUSINESS PHONE: 1-804-525-1750 MAIL ADDRESS: STREET 1: 4991 LAKE BROOK DRIVE STREET 2: SUITE 125 CITY: GLEN ALLEN STATE: VA ZIP: 23060 13F-HR 1 six1q09.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 1607 Capital Partners, LLC Address: 4991 Lake Brook Dr. Suite 125 Glen Allen, VA 23060 13F File Number: 28-13406 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas K. Tattersall Title: Managing Director of Operations and Marketing Phone: 1-804-525-1750 Signature, Place, and Date of Signing: /s/ Thomas K. Tattersall Glen Allen, VA/USA May 15, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 160 Form13F Information Table Value Total: $496,315 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABERDEEN ASIA PACIFIC INCOM COM 003009107 1161 243366 SH Sole 243366 0 0 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 571 83355 SH Sole 83355 0 0 ADAMS EXPRESS CO COM 006212104 1735 230663 SH Sole 230663 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 2948 1002601 SH Sole 1002601 0 0 ASA LIMITED COM G3156P103 889 16625 SH Sole 16625 0 0 ASIA PAC FD INC COM 044901106 226 36211 SH Sole 36211 0 0 ASIA TIGERS FD INC COM 04516T105 658 60384 SH Sole 60384 0 0 BLACKROCK DIVID ACHIEVRS TM COM 09250N107 1 200 SH Sole 200 0 0 BLACKROCK GBL EQTY INCOME TR COM 09255D104 504 69100 SH Sole 69100 0 0 BLACKROCK HEALTH SCIENCES TR COM 09250W107 30 1600 SH Sole 1600 0 0 BLACKROCK INCOME TR INC COM 09247F100 15659 2614272 SH Sole 2614272 0 0 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 3721 492135 SH Sole 492135 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 1771 158573 SH Sole 158573 0 0 BLACKROCK MUNIHLDGS FD INC COM 09254A101 7488 725560 SH Sole 725560 0 0 BLACKROCK MUNIHLDGS INS INV COM 09254P108 2280 225060 SH Sole 225060 0 0 BLACKROCK MUNIHLDGS INSD FDI COM 09254C107 2212 212266 SH Sole 212266 0 0 BLACKROCK MUNIHOLDINGS CALIF COM 09254L107 870 85900 SH Sole 85900 0 0 BLACKROCK MUNIHOLDINGS N J I COM 09254X101 328 28600 SH Sole 28600 0 0 BLACKROCK MUNIHOLDINGS N Y I COM 09255C106 596 58400 SH Sole 58400 0 0 BLACKROCK MUNIYIELD CALIF IN COM 09254N103 325 31851 SH Sole 31851 0 0 BLACKROCK MUNIYIELD MICH INS COM 09254V105 492 48100 SH Sole 48100 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254G108 3394 353135 SH Sole 353135 0 0 BLACKROCK REAL ASSET EQUITY COM 09254B109 3416 483900 SH Sole 483900 0 0 BLACKROCK S&P QLTY RK EQ MD SHS BEN INT 09250D109 5042 595283 SH Sole 595283 0 0 BLACKROCK STRAT DIVD ACHIEVE COM 09249Y107 859 128418 SH Sole 128418 0 0 BLACKROCK STRTGC BOND TR COM 09249G106 549 57844 SH Sole 57844 0 0 BLACKROCK WORLD INVT TR COM SHS BN INT 09250K103 836 106367 SH Sole 106367 0 0 BLUE CHIP VALUE FD INC COM 095333100 292 131035 SH Sole 131035 0 0 CENTRAL EUROPE AND RUSSIA FD COM 153436100 4363 285342 SH Sole 285342 0 0 CENTRAL SECS CORP COM 155123102 206 15800 SH Sole 15800 0 0 CHILE FD INC COM 168834109 454 41132 SH Sole 41132 0 0 CHINA FD INC COM 169373107 2445 156629 SH Sole 156629 0 0 CLOUGH GLOBAL ALLOCATION FUN COM SHS BEN IN 18913Y103 1727 161719 SH Sole 161719 0 0 CLOUGH GLOBAL EQUITY FD COM 18914C100 8728 893343 SH Sole 893343 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 10231 1112048 SH Sole 1112048 0 0 COHEN & STEERS GLOBAL INC BL COM 19248M103 77 12500 SH Sole 12500 0 0 DREMAN/CLAYMORE DIVID & INC COM 26153R100 117 80600 SH Sole 80600 0 0 DREYFUS STRATEGIC MUN BD FD COM 26202F107 337 53103 SH Sole 53103 0 0 DREYFUS STRATEGIC MUNS INC COM 261932107 762 114718 SH Sole 114718 0 0 DTF TAX-FREE INCOME INC COM 23334J107 3115 255961 SH Sole 255961 0 0 DWS GLOBAL COMMODITIES STK F COM 23338Y100 565 99169 SH Sole 99169 0 0 DWS MUN INCOME TR COM 23338M106 6897 748809 SH Sole 748809 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 1274 121227 SH Sole 121227 0 0 EATON VANCE SH TM DR DIVR IN COM 27828V104 2748 220228 SH Sole 220228 0 0 EATON VANCE TAX ADVT DIV INC COM 27828G107 5457 611103 SH Sole 611103 0 0 EATON VANCE TAX MNG GBL DV E COM 27829F108 7162 832752 SH Sole 832752 0 0 EATON VANCE TX ADV GLB DIV O COM 27828U106 1528 137394 SH Sole 137394 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 5239 654067 SH Sole 654067 0 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 605 64100 SH Sole 64100 0 0 EMERGING MKTS TELECOMNC FD N COM 290890102 1004 82124 SH Sole 82124 0 0 EUROPEAN EQUITY FUND COM 298768102 5805 1310371 SH Sole 1310371 0 0 EVERGREEN MULTI SECT INC FUN COM SHS 30024Y104 11365 1099135 SH Sole 1099135 0 0 FIRST ISRAEL FD INC COM 32063L100 959 118872 SH Sole 118872 0 0 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 8568 816797 SH Sole 816797 0 0 FIRST TR ENHANCED EQTY INC F COM 337318109 529 67700 SH Sole 67700 0 0 FIRST TR/ABERDEEN EMERG OPT COM 33731K102 569 53257 SH Sole 53257 0 0 FIRST TR/FOUR CRNRS SR FLOAT COM 33733U108 2252 279714 SH Sole 279714 0 0 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 1820 204005 SH Sole 204005 0 0 GABELLI DIVD & INCOME TR COM 36242H104 2027 242800 SH Sole 242800 0 0 GABELLI GLOBAL DEAL FD COM SBI 36245G103 496 40000 SH Sole 40000 0 0 GABELLI GLOBAL MULTIMEDIA TR COM 36239Q109 1722 507829 SH Sole 507829 0 0 GENERAL AMERN INVS INC COM 368802104 1230 80100 SH Sole 80100 0 0 GLOBAL HIGH INCOME FUND INC COM 37933G108 740 89000 SH Sole 89000 0 0 GREATER CHINA FD INC COM 39167B102 443 54600 SH Sole 54600 0 0 HANCOCK JOHN PATRIOT PREM II COM SH BEN INT 41013T105 569 90078 SH Sole 90078 0 0 INDONESIA FD INC COM 455778100 723 147932 SH Sole 147932 0 0 ING ASIA PAC HGH DIVID EQ IN COM 44983J107 6674 563232 SH Sole 563232 0 0 ING GLOBAL EQTY DIV & PREM O COM 45684E107 2888 313266 SH Sole 313266 0 0 ING RISK MANAGED NAT RES FD COM 449810100 1938 141246 SH Sole 141246 0 0 INSURED MUN INCOME FD COM 45809F104 7618 669990 SH Sole 669990 0 0 INVESTMENT GRADE MUN INCOME COM 461368102 690 61302 SH Sole 61302 0 0 ISHARES INC MSCI JAPAN 464286848 29886 3783064 SH Sole 3783064 0 0 ISHARES INC MSCI UTD KINGD 464286699 2961 282496 SH Sole 282496 0 0 ISHARES INC MSCI EMU INDEX 464286608 803 32794 SH Sole 32794 0 0 ISHARES TR MSCI ACWI INDX 464288257 476 16800 SH Sole 16800 0 0 ISHARES TR BARCLYS 7-10 YR 464287440 580 6000 SH Sole 6000 0 0 ISHARES TR MSCI EAFE IDX 464287465 7845 208700 SH Sole 208700 0 0 JAPAN EQUITY FD INC COM 471057109 4947 1197779 SH Sole 1197779 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 1991 332900 SH Sole 332900 0 0 JOHN HANCOCK BK &THRIFT OPP SH BEN INT NEW 409735206 815 75820 SH Sole 75820 0 0 KOREA EQUITY FD INC COM 50063B104 639 113502 SH Sole 113502 0 0 KOREA FD COM NEW 500634209 201 8800 SH Sole 8800 0 0 LATIN AMER EQUITY FD INC NEW COM 51827Q106 2311 116677 SH Sole 116677 0 0 LAZARD GLB TTL RET&INCM FD I COM 52106W103 8604 893445 SH Sole 893445 0 0 LAZARD WORLD DIVID & INCOME COM 521076109 473 68606 SH Sole 68606 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 3023 1035425 SH Sole 1035425 0 0 LIBERTY ALL-STAR GROWTH FD I COM 529900102 304 126300 SH Sole 126300 0 0 MACQUARIE FT TR GB INF UT DI COM 55607W100 1137 147432 SH Sole 147432 0 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 1727 183751 SH Sole 183751 0 0 MALAYSIA FD INC COM 560905101 330 68100 SH Sole 68100 0 0 MEXICO EQUITY & INCOME FD COM 592834105 888 208838 SH Sole 208838 0 0 MEXICO FD INC COM 592835102 1068 85423 SH Sole 85423 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 2845 390813 SH Sole 390813 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 2292 364399 SH Sole 364399 0 0 MFS INTERMARKET INCOME TRUST SH BEN INT 59318R103 681 98345 SH Sole 98345 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 6481 1265865 SH Sole 1265865 0 0 MORGAN STANLEY INSD MUN TR 61745P866 3318 288299 SH Sole 288299 0 0 MORGAN STANLEY QULTY MUN SECS 61745P585 401 36671 SH Sole 36671 0 0 MORGAN STANLEY QLT MUN INV TR 61745P668 2032 195407 SH Sole 195407 0 0 MORGAN STANLEY INSD MUN INCM 61745P791 996 84032 SH Sole 84032 0 0 MORGAN STANLEY ASIA PAC FD I COM 61744U106 41647 4425807 SH Sole 4425807 0 0 MORGAN STANLEY EMER MKTS DEB COM 61744H105 1190 167114 SH Sole 167114 0 0 MORGAN STANLEY EMER MKTS FD COM 61744G107 2456 307708 SH Sole 307708 0 0 MORGAN STANLEY FRNT EMERG FD COM 61757P101 1096 140834 SH Sole 140834 0 0 NEUBERGER BERMAN INTER MUNI COM 64124P101 6145 510804 SH Sole 510804 0 0 NEW GERMANY FD INC COM 644465106 15756 2461808 SH Sole 2461808 0 0 NEW IRELAND FUND INC COM 645673104 1112 276726 SH Sole 276726 0 0 NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 227 22700 SH Sole 22700 0 0 NICHOLAS APPLEGATE GLBL EQ C COM 65370L108 28 3138 SH Sole 3138 0 0 NICHOLAS-APPLGT INTL & PRM S COM 65370C108 3384 348832 SH Sole 348832 0 0 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 815 97500 SH Sole 97500 0 0 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 296 55250 SH Sole 55250 0 0 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 1119 110200 SH Sole 110200 0 0 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 800 83306 SH Sole 83306 0 0 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 311 32400 SH Sole 32400 0 0 NUVEEN FLA INVT QUALITY MUN COM 670970102 336 31401 SH Sole 31401 0 0 NUVEEN FLA QUALITY INCOME MU COM 670978105 1965 174657 SH Sole 174657 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 996 169600 SH Sole 169600 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 11 2100 SH Sole 2100 0 0 NUVEEN GLB GOVT ENHANCED IN COM 67073C104 387 24832 SH Sole 24832 0 0 NUVEEN INSD DIVID ADVANTAGE COM 67071L106 4106 334925 SH Sole 334925 0 0 NUVEEN INSD FLA PREM INCOME COM 67101V108 835 71206 SH Sole 71206 0 0 NUVEEN INSD MUN OPPORTUNITY COM 670984103 133 11426 SH Sole 11426 0 0 NUVEEN INSD PREM INCOME MUN COM 6706D8104 6701 640664 SH Sole 640664 0 0 NUVEEN MULT CURR ST GV INCM COM 67090N109 10813 858890 SH Sole 858890 0 0 NUVEEN NY QUALITY INCM MUN F COM 670986108 1089 97379 SH Sole 97379 0 0 NUVEEN NY SELECT QUALITY MUN COM 670976109 1496 131899 SH Sole 131899 0 0 NUVEEN PA INVT QUALITY MUN F COM 670972108 644 57799 SH Sole 57799 0 0 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 4601 390579 SH Sole 390579 0 0 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 6141 614137 SH Sole 614137 0 0 NUVEEN PREMIER INSD MUN INCO COM 670987106 4563 376521 SH Sole 376521 0 0 NUVEEN PREMIER MUN INCOME FD COM 670988104 6928 623049 SH Sole 623049 0 0 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 563 81175 SH Sole 81175 0 0 OLD MUTUAL CLAYMORE LNG SHT COM 68003N103 1242 169471 SH Sole 169471 0 0 PIONEER FLOATING RATE TR COM 72369J102 110 15000 SH Sole 15000 0 0 PUTNAM MANAGED MUN INCOM TR COM 746823103 822 150631 SH Sole 150631 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 7981 852684 SH Sole 852684 0 0 SELIGMAN SELECT MUN FD INC COM 816346100 6823 920750 SH Sole 920750 0 0 SINGAPORE FD INC COM 82929L109 1798 261677 SH Sole 261677 0 0 SOURCE CAP INC COM 836144105 364 12800 SH Sole 12800 0 0 SPAIN FD COM 846330108 874 217484 SH Sole 217484 0 0 SPDR TR UNIT SER 1 78462F103 254 3200 SH Sole 3200 0 0 SUNAMERICA FOCUSE ALPHA LC F COM 867038101 744 81900 SH Sole 81900 0 0 SWISS HELVETIA FD INC COM 870875101 33764 3798027 SH Sole 3798027 0 0 TAIWAN FD INC COM 874036106 647 67325 SH Sole 67325 0 0 TAIWAN GREATER CHINA FD SH BEN INT 874037104 1930 505118 SH Sole 505118 0 0 TEMPLETON DRAGON FD INC COM 88018T101 10063 565678 SH Sole 565678 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 2587 282778 SH Sole 282778 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 2680 277742 SH Sole 277742 0 0 THAI FD INC COM 882904105 1281 242666 SH Sole 242666 0 0 TRANSAMERICA INCOME SHS INC COM 893506105 1035 62351 SH Sole 62351 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 417 5400 SH Sole 5400 0 0 WESTERN ASSET CLYM INFL OPP COM 95766R104 5017 467526 SH Sole 467526 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 420 35600 SH Sole 35600 0 0 WESTERN ASSET EMRG MKT INCM COM 95766E103 3840 475800 SH Sole 475800 0 0 WESTERN ASSET GLB HI INCOME COM 95766B109 3521 508146 SH Sole 508146 0 0 WESTERN ASSET INTM MUNI FD I COM 958435109 3993 493518 SH Sole 493518 0 0 WESTERN ASSET VAR RT STRG FD COM 957667108 874 79196 SH Sole 79196 0 0 ZWEIG FD COM 989834106 892 358111 SH Sole 358111 0 0 ZWEIG TOTAL RETURN FD INC COM 989837109 78 25000 SH Sole 25000 0 0
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