-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CqWMlQvWOtMeVEgP0pLdh7k/Nv/0m36M5tnqtryC7941vRrq+ZK6jMYqR3iI1CYB eJO5JJlSW6jvL73HweMrxQ== 0001172661-09-000323.txt : 20090217 0001172661-09-000323.hdr.sgml : 20090216 20090217100541 ACCESSION NUMBER: 0001172661-09-000323 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 EFFECTIVENESS DATE: 20090217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 1607 Capital Partners, LLC CENTRAL INDEX KEY: 0001436866 IRS NUMBER: 260529973 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13406 FILM NUMBER: 09607789 BUSINESS ADDRESS: STREET 1: 4991 LAKE BROOK DRIVE STREET 2: SUITE 125 CITY: GLEN ALLEN STATE: VA ZIP: 23060 BUSINESS PHONE: 1-804-525-1750 MAIL ADDRESS: STREET 1: 4991 LAKE BROOK DRIVE STREET 2: SUITE 125 CITY: GLEN ALLEN STATE: VA ZIP: 23060 13F-HR 1 sixq08.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 1607 Capital Partners, LLC Address: 4991 Lake Brook Dr. Suite 125 Glen Allen, VA 23060 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas K. Tattersall Title: Managing Director of Operations and Marketing Phone: 1-804-525-1750 Signature, Place, and Date of Signing: /s/ Thomas K. Tattersall Glen Allen, VA/USA February 17, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 151 Form13F Information Table Value Total: $497,959 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABERDEEN GLOBAL INCOME FD IN COM 003013109 494 58453 SH Sole 58453 0 0 ADAMS EXPRESS CO COM 006212104 1808 225163 SH Sole 225163 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 1312 332100 SH Sole 332100 0 0 ASIA PAC FD INC COM 044901106 1194 185942 SH Sole 185942 0 0 ASIA TIGERS FD INC COM 04516T105 1338 123548 SH Sole 123548 0 0 BLACKROCK DIVID ACHIEVRS TM COM 09250N107 89 10700 SH Sole 10700 0 0 BLACKROCK GBL EQTY INCOME TR COM 09255D104 685 78500 SH Sole 78500 0 0 BLACKROCK GLBL ENRGY & RES T COM 09250U101 976 64100 SH Sole 64100 0 0 BLACKROCK GLOBAL FLG INC TR COM 091941104 1302 164790 SH Sole 164790 0 0 BLACKROCK HEALTH SCIENCES TR COM 09250W107 82 4100 SH Sole 4100 0 0 BLACKROCK INCOME OPP TRUST I COM 092475102 569 67335 SH Sole 67335 0 0 BLACKROCK INCOME TR INC COM 09247F100 16954 2883351 SH Sole 2883351 0 0 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 2753 324314 SH Sole 324314 0 0 BLACKROCK LTD DURATION INC T COM SHS 09249W101 460 42909 SH Sole 42909 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 1681 165984 SH Sole 165984 0 0 BLACKROCK MUNIHLDGS FD INC COM 09254A101 6467 709060 SH Sole 709060 0 0 BLACKROCK MUNIHLDGS INS INV COM 09254P108 1518 165904 SH Sole 165904 0 0 BLACKROCK MUNIHLDGS INSD FDI COM 09254C107 2004 212266 SH Sole 212266 0 0 BLACKROCK MUNIHOLDINGS CALIF COM 09254L107 769 84500 SH Sole 84500 0 0 BLACKROCK MUNIHOLDINGS N Y I COM 09255C106 492 55900 SH Sole 55900 0 0 BLACKROCK MUNIYIELD CALIF IN COM 09254N103 139 14817 SH Sole 14817 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254G108 3030 353135 SH Sole 353135 0 0 BLACKROCK REAL ASSET EQUITY COM 09254B109 3322 473900 SH Sole 473900 0 0 BLACKROCK S&P QLTY RK EQ MD SHS BEN INT 09250D109 5846 592883 SH Sole 592883 0 0 BLACKROCK STRAT DIVD ACHIEVE COM 09249Y107 1053 127118 SH Sole 127118 0 0 BLACKROCK STRTGC BOND TR COM 09249G106 779 89944 SH Sole 89944 0 0 BLUE CHIP VALUE FD INC COM 095333100 252 107400 SH Sole 107400 0 0 CENTRAL EUROPE AND RUSSIA FD COM 153436100 4174 254041 SH Sole 254041 0 0 CENTRAL SECS CORP COM 155123102 314 21800 SH Sole 21800 0 0 CHILE FD INC COM 168834109 616 62681 SH Sole 62681 0 0 CHINA FD INC COM 169373107 1557 94138 SH Sole 94138 0 0 CLOUGH GLOBAL ALLOCATION FUN COM SHS BEN IN 18913Y103 1325 123907 SH Sole 123907 0 0 CLOUGH GLOBAL EQUITY FD COM 18914C100 7526 790496 SH Sole 790496 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 8986 992906 SH Sole 992906 0 0 DREMAN/CLAYMORE DIVID & INC COM 26153R100 152 80600 SH Sole 80600 0 0 DREYFUS STRATEGIC MUN BD FD COM 26202F107 204 36603 SH Sole 36603 0 0 DREYFUS STRATEGIC MUNS INC COM 261932107 648 114818 SH Sole 114818 0 0 DTF TAX-FREE INCOME INC COM 23334J107 3059 255961 SH Sole 255961 0 0 DWS GLOBAL COMMODITIES STK F COM 23338Y100 807 147869 SH Sole 147869 0 0 DWS MUN INCOME TR COM 23338M106 6053 738209 SH Sole 738209 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 2543 257147 SH Sole 257147 0 0 EATON VANCE SH TM DR DIVR IN COM 27828V104 2328 199840 SH Sole 199840 0 0 EATON VANCE TAX ADVT DIV INC COM 27828G107 6738 578361 SH Sole 578361 0 0 EATON VANCE TAX MNG GBL DV E COM 27829F108 8186 831052 SH Sole 831052 0 0 EATON VANCE TX ADV GLB DIV O COM 27828U106 1777 125194 SH Sole 125194 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 6530 614867 SH Sole 614867 0 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 649 64100 SH Sole 64100 0 0 EMERGING MKTS TELECOMNC FD N COM 290890102 2056 152158 SH Sole 152158 0 0 EUROPEAN EQUITY FUND COM 298768102 6664 1222690 SH Sole 1222690 0 0 EVERGREEN INCOME ADVANTAGE F COM SHS 30023Y105 499 90573 SH Sole 90573 0 0 EVERGREEN MULTI SECT INC FUN COM SHS 30024Y104 10885 1067153 SH Sole 1067153 0 0 FIRST ISRAEL FD INC COM 32063L100 592 73809 SH Sole 73809 0 0 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 5890 566335 SH Sole 566335 0 0 FIRST TR ENHANCED EQTY INC F COM 337318109 210 23800 SH Sole 23800 0 0 FIRST TR/ABERDEEN EMERG OPT COM 33731K102 341 33295 SH Sole 33295 0 0 FIRST TR/FOUR CRNRS SR FLOAT COM 33733U108 1507 215341 SH Sole 215341 0 0 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 1662 196705 SH Sole 196705 0 0 GABELLI DIVD & INCOME TR COM 36242H104 2371 230200 SH Sole 230200 0 0 GABELLI GLOBAL DEAL FD COM SBI 36245G103 506 38500 SH Sole 38500 0 0 GABELLI GLOBAL MULTIMEDIA TR COM 36239Q109 2306 518229 SH Sole 518229 0 0 GENERAL AMERN INVS INC COM 368802104 833 47900 SH Sole 47900 0 0 GLOBAL HIGH INCOME FUND INC COM 37933G108 738 89000 SH Sole 89000 0 0 HANCOCK JOHN PATRIOT PREM II COM SH BEN INT 41013T105 646 90878 SH Sole 90878 0 0 INDONESIA FD INC COM 455778100 607 118940 SH Sole 118940 0 0 ING ASIA PAC HGH DIVID EQ IN COM 44983J107 6583 580032 SH Sole 580032 0 0 ING GLOBAL EQTY DIV & PREM O COM 45684E107 3067 315167 SH Sole 315167 0 0 ING RISK MANAGED NAT RES FD COM 449810100 1518 114746 SH Sole 114746 0 0 INSURED MUN INCOME FD COM 45809F104 6631 656583 SH Sole 656583 0 0 INVESTMENT GRADE MUN INCOME COM 461368102 611 61302 SH Sole 61302 0 0 ISHARES INC MSCI EMU INDEX 464286608 973 31794 SH Sole 31794 0 0 ISHARES INC MSCI JAPAN 464286848 35752 3731964 SH Sole 3731964 0 0 ISHARES INC MSCI UTD KINGD 464286699 3356 273996 SH Sole 273996 0 0 ISHARES TR MSCI ACWI INDX 464288257 632 19500 SH Sole 19500 0 0 ISHARES TR MSCI EAFE IDX 464287465 2357 52551 SH Sole 52551 0 0 JAPAN EQUITY FD INC COM 471057109 5355 1079690 SH Sole 1079690 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 876 120600 SH Sole 120600 0 0 JOHN HANCOCK BK &THRIFT OPP SH BEN INT 409735107 281 20494 SH Sole 20494 0 0 KOREA EQUITY FD INC COM 50063B104 427 75002 SH Sole 75002 0 0 LATIN AMER EQUITY FD INC NEW COM 51827Q106 2693 147244 SH Sole 147244 0 0 LAZARD GLB TTL RET&INCM FD I COM 52106W103 9945 840645 SH Sole 840645 0 0 LAZARD WORLD DIVID & INCOME COM 521076109 692 79506 SH Sole 79506 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 2095 598700 SH Sole 598700 0 0 LIBERTY ALL-STAR GROWTH FD I COM 529900102 232 89100 SH Sole 89100 0 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 2434 201991 SH Sole 201991 0 0 MALAYSIA FD INC COM 560905101 190 37700 SH Sole 37700 0 0 MEXICO EQUITY & INCOME FD COM 592834105 340 54255 SH Sole 54255 0 0 MEXICO FD INC COM 592835102 1344 88423 SH Sole 88423 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 4497 612620 SH Sole 612620 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 5839 934313 SH Sole 934313 0 0 MFS INTERMARKET INCOME TRUST SH BEN INT 59318R103 877 130082 SH Sole 130082 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 6974 1449940 SH Sole 1449940 0 0 MONTGOMERY STR INCOME SECS I COM 614115103 155 11200 SH Sole 11200 0 0 MORGAN STANLEY INSD MUN TR 61745P866 2923 288299 SH Sole 288299 0 0 MORGAN STANLEY QULTY MUN SECS 61745P585 352 36671 SH Sole 36671 0 0 MORGAN STANLEY QLT MUN INV TR 61745P668 1806 195407 SH Sole 195407 0 0 MORGAN STANLEY INSD MUN INCM 61745P791 903 84032 SH Sole 84032 0 0 MORGAN STANLEY ASIA PAC FD I COM 61744U106 46983 4386837 SH Sole 4386837 0 0 MORGAN STANLEY EMER MKTS DEB COM 61744H105 706 99914 SH Sole 99914 0 0 MORGAN STANLEY EMER MKTS FD COM 61744G107 2515 306365 SH Sole 306365 0 0 MORGAN STANLEY FRNT EMERG FD COM 61757P101 1179 134884 SH Sole 134884 0 0 NEUBERGER BERMAN INTER MUNI COM 64124P101 5709 502955 SH Sole 502955 0 0 NEW GERMANY FD INC COM 644465106 18311 2286032 SH Sole 2286032 0 0 NEW IRELAND FUND INC COM 645673104 811 175896 SH Sole 175896 0 0 NICHOLAS-APPLGT INTL & PRM S COM 65370C108 371 33724 SH Sole 33724 0 0 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 927 96500 SH Sole 96500 0 0 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 349 55250 SH Sole 55250 0 0 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 1116 104500 SH Sole 104500 0 0 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 870 80806 SH Sole 80806 0 0 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 278 25900 SH Sole 25900 0 0 NUVEEN FLA INVT QUALITY MUN COM 670970102 149 16400 SH Sole 16400 0 0 NUVEEN FLA QUALITY INCOME MU COM 670978105 720 75057 SH Sole 75057 0 0 NUVEEN GLB GOVT ENHANCED IN COM 67073C104 1404 88114 SH Sole 88114 0 0 NUVEEN INSD DIVID ADVANTAGE COM 67071L106 3838 334925 SH Sole 334925 0 0 NUVEEN INSD MUN OPPORTUNITY COM 670984103 756 70626 SH Sole 70626 0 0 NUVEEN INSD PREM INCOME MUN COM 6706D8104 6009 640664 SH Sole 640664 0 0 NUVEEN MULT CURR ST GV INCM COM 67090N109 8891 639640 SH Sole 639640 0 0 NUVEEN NY QUALITY INCM MUN F COM 670986108 984 96079 SH Sole 96079 0 0 NUVEEN NY SELECT QUALITY MUN COM 670976109 1284 126899 SH Sole 126899 0 0 NUVEEN PA INVT QUALITY MUN F COM 670972108 532 57799 SH Sole 57799 0 0 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 4637 410379 SH Sole 410379 0 0 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 665 65608 SH Sole 65608 0 0 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 6061 662412 SH Sole 662412 0 0 NUVEEN PREMIER INSD MUN INCO COM 670987106 3984 376521 SH Sole 376521 0 0 NUVEEN PREMIER MUN INCOME FD COM 670988104 6149 623049 SH Sole 623049 0 0 OLD MUTUAL CLAYMORE LNG SHT COM 68003N103 1089 136471 SH Sole 136471 0 0 PIONEER FLOATING RATE TR COM 72369J102 233 33200 SH Sole 33200 0 0 PUTNAM MANAGED MUN INCOM TR COM 746823103 343 67688 SH Sole 67688 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 7057 808358 SH Sole 808358 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 372 31800 SH Sole 31800 0 0 SELIGMAN SELECT MUN FD INC COM 816344105 5735 626737 SH Sole 626737 0 0 SINGAPORE FD INC COM 82929L109 2081 268177 SH Sole 268177 0 0 SOURCE CAP INC COM 836144105 314 11100 SH Sole 11100 0 0 SPAIN FD COM 846330108 507 94194 SH Sole 94194 0 0 SPDR TR UNIT SER 1 78462F103 180 2000 SH Sole 2000 0 0 SUNAMERICA FOCUSE ALPHA LC F COM 867038101 674 65200 SH Sole 65200 0 0 SWISS HELVETIA FD INC COM 870875101 45144 3631889 SH Sole 3631889 0 0 TAIWAN FD INC COM 874036106 525 57425 SH Sole 57425 0 0 TAIWAN GREATER CHINA FD SH BEN INT 874037104 1783 505118 SH Sole 505118 0 0 TEMPLETON DRAGON FD INC COM 88018T101 9591 555678 SH Sole 555678 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 291 31850 SH Sole 31850 0 0 TEMPLETON EMERGING MKTS FD I COM 880191101 2412 265107 SH Sole 265107 0 0 THAI FD INC COM 882904105 1237 212866 SH Sole 212866 0 0 TRANSAMERICA INCOME SHS INC COM 893506105 1026 64351 SH Sole 64351 0 0 TRI CONTL CORP COM 895436103 1579 160100 SH Sole 160100 0 0 VAN KAMPEN DYNAMIC CR OPPORT COM 921166104 512 72200 SH Sole 72200 0 0 WESTERN ASSET CLYM INFL OPP COM 95766R104 7912 754203 SH Sole 754203 0 0 WESTERN ASSET GLB HI INCOME COM 95766B109 2334 321027 SH Sole 321027 0 0 WESTERN ASSET INFL MGMT FD I COM 95766U107 956 66240 SH Sole 66240 0 0 WESTERN ASSET INTM MUNI FD I COM 958435109 3748 498442 SH Sole 498442 0 0 WESTERN ASSET VAR RT STRG FD COM 957667108 637 55596 SH Sole 55596 0 0 ZWEIG FD COM 989834106 936 325111 SH Sole 325111 0 0
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