0001436857-15-000014.txt : 20150327
0001436857-15-000014.hdr.sgml : 20150327
20150327114249
ACCESSION NUMBER: 0001436857-15-000014
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150327
DATE AS OF CHANGE: 20150327
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC
CENTRAL INDEX KEY: 0001000045
STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153]
IRS NUMBER: 593019317
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-59007
FILM NUMBER: 15729699
BUSINESS ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH RD
STREET 2: BLDG C SUITE 501 B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
BUSINESS PHONE: 7277260763
MAIL ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH RD
STREET 2: BLDG C SUITE 501B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Peters MacGregor Capital Management Pty Ltd
CENTRAL INDEX KEY: 0001436857
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: PO BOX 107
CITY: SPRING HILL - QUEENSLAND
STATE: C3
ZIP: 4004
BUSINESS PHONE: 617 3832 5622
MAIL ADDRESS:
STREET 1: PO BOX 107
CITY: SPRING HILL - QUEENSLAND
STATE: C3
ZIP: 4004
SC 13G
1
NICK.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Name of Issuer)
Nicholas Financial INC
(Title of Class of Securities)
Common Stock
(CUSIP Number)
65373J209
Rule 13d-1(c)
(Date of Event Which Requires Filing of This Statement)
March 19, 2015
NAME OF REPORTING PERSON
Leslie Wayne Peters
I.R.S. IDENTIFICATION NO.
Not Applicable
MEMBER OF A GROUP?
Not Applicable
PLACE OF ORGANIZATION
Australia
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
SOLE VOTING POWER 37,000
SHARED VOTING POWER 350,607
SOLE DISPOSITIVE POWER 37,000
SHARED DISPOSITIVE POWER 350,607
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
387,607
PERCENT OF CLASS REPRESENTED BY AGGREGATE AMOUNT BENEFICIALLY
OWNED
5.03%
TYPE OF REPORTING PERSON
IA
ITEMS 1 - 10 OF GENERAL INSTRUCTIONS
Item 1.
(a) Name of Issuer: NICHOLAS FINANCIAL INC
(b) Address of Issuer: 2454 McMullen-Booth Road, Building C, Suite 501.
Clearwater. FL 33759
Item 2.
(a) Name of Person Filing: Leslie Wayne Peters
(b) Address of Person Filing: Suite 1801A, 101 Grafton Street,
Bondi Junction. 2022. Australia
(c) Citizenship: Australia
(d) Title of Class of Securities: Common Stock
(e) Cusip Number: 65373J209
Item 3.
N/A
Item 4. Ownership
(a) Amount Beneficially Owned
Leslie Wayne Peters has direct control over 37,000 shares and in his capacity
as Director and Chief Investment Officer of Peters MacGregor Capital
Management Limited ('PMCM'), has shared voting power over 350,607 shares of
the Issuer which are held under investment agreements on behalf of clients
of Peters MacGregor Capital Management Limited.
(b) Percent of Class
5.03%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote
37,000
(ii) shared power to vote or to direct the vote*
350,607
(iii) sole power to dispose or to direct the disposition of
37,000
(iv) shared power to dispose or to direct the disposition of
350,607
Item 5. Ownership of Five Percent or Less of Class:
N/A
Item 6. Ownership of More than Five Percent on Behalf of Another Person:
The securities as to which this Schedule is filed by Lesley Wayne Peters,
in his capacity as Director and Chief Investment Officer, are indrectly
controlled by Leslie Wayne Peters for clients of PMCM.
Those clients have the right to receive, or the power to direct the receipt of,
dividends from, or the proceeds from the sale of, such securities.
No such client is known to have such right or power with respect to more than
five percent of this class of securities, except as follows: Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company:
N/A
Item 8. Identification and Classification of Members of the Group:
N/A
Item 9. Notice of Dissolution of Group:
N/A
Item 10. Certification:
By signing below I certify that, to the best of my
knowledge and belief, the securities referred to above were
acquired in the ordinary course of business and were not acquired
for the purpose of and do not have the effect of changing or
influencing the control of the issuer of such securities and were
not acquired in connection with or as a participant in any
transaction having such purposes or effect.
Signature:
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
Date: March 27, 2015
/s/ L Wayne Peters
Name: Leslie Wayne Peters
Title: Director