0001140361-13-015565.txt : 20130403 0001140361-13-015565.hdr.sgml : 20130403 20130403192457 ACCESSION NUMBER: 0001140361-13-015565 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130401 FILED AS OF DATE: 20130403 DATE AS OF CHANGE: 20130403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hautamaki R Dean CENTRAL INDEX KEY: 0001435644 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53252 FILM NUMBER: 13741255 MAIL ADDRESS: STREET 1: C/O WAFERGEN BIO-SYSTEMS, INC. STREET 2: 46531 FREMONT BLVD. CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WaferGen Bio-systems, Inc. CENTRAL INDEX KEY: 0001368993 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 900416683 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7400 PASEO PADRE PARKWAY CITY: FREMONT STATE: CA ZIP: 94555 BUSINESS PHONE: (510) 651-4450 MAIL ADDRESS: STREET 1: 7400 PASEO PADRE PARKWAY CITY: FREMONT STATE: CA ZIP: 94555 FORMER COMPANY: FORMER CONFORMED NAME: La Burbuja Cafe, Inc. DATE OF NAME CHANGE: 20060714 4 1 doc1.xml FORM 4 X0306 4 2013-04-01 0 0001368993 WaferGen Bio-systems, Inc. WGBS 0001435644 Hautamaki R Dean C/O WAFERGEN BIO-SYSTEMS, INC. 7400 PASEO PADRE PARKWAY FREMONT CA 94555 1 0 0 0 Stock Option (right to buy) 0.056 2013-04-01 4 A 0 150000 0 A 2020-04-01 Common Stock 150000 150000 D Twenty-five percent of the shares subject to the option shall vest on each of June 30, 2013, September 30, 2013, December 31, 2013 and March 31, 2014 /s/ R. Dean Hautamaki 2013-04-03