0001435346-16-000018.txt : 20160412
0001435346-16-000018.hdr.sgml : 20160412
20160411212107
ACCESSION NUMBER: 0001435346-16-000018
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160412
DATE AS OF CHANGE: 20160411
EFFECTIVENESS DATE: 20160412
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Daiwa SB Investments Ltd.
CENTRAL INDEX KEY: 0001435346
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13129
FILM NUMBER: 161566225
BUSINESS ADDRESS:
STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0013
BUSINESS PHONE: 810362050200
MAIL ADDRESS:
STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0013
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001435346
XXXXXXXX
03-31-2016
03-31-2016
Daiwa SB Investments Ltd.
2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
TOKYO
M0
100-0013
13F HOLDINGS REPORT
028-13129
N
Chikara Nakamura
Compliance Officer
813-6205-0681
Chiara Nakamura
Chiyoda-ku, Tolyo
M0
04-11-2016
0
172
393780
false
INFORMATION TABLE
2
dsbiform13f20160331.xml
ARCH CAPITAL GROUP LTD
ORD
G0450A105
156
2190
SH
SOLE
2190
0
0
BUNGE LIMITED
COM
G16962105
26
460
SH
SOLE
460
0
0
ALEXION PHARM.INC
COM
015351109
245
1760
SH
SOLE
1760
0
0
ALLSTATE CORP
COM
020002101
858
12740
SH
SOLE
12740
0
0
AMAZON.COM INC
COM
023135106
1763
2970
SH
SOLE
2970
0
0
AMERICAN INTERNATIONAL GROUP
COM NEW
026874784
54
990
SH
SOLE
990
0
0
AMERICAN WATER WORKS CO INC
COM
030420103
9013
130760
SH
SOLE
130760
0
0
AMGEN INC
COM
031162100
1567
10450
SH
SOLE
10450
0
0
ANALOG DEVICES
COM
032654105
9920
167600
SH
SOLE
167600
0
0
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
170
16530
SH
SOLE
16530
0
0
ANTHEM INC
COM
036752103
2220
15970
SH
SOLE
15970
0
0
APPLE INC
COM
037833100
10564
96930
SH
SOLE
96930
0
0
ARROW ELECTRONICS INC
COM
042735100
181
2810
SH
SOLE
2810
0
0
AUTOLIV INC
COM
052800109
32
270
SH
SOLE
270
0
0
AUTOZONE INC
COM
053332102
1354
1700
SH
SOLE
1700
0
0
BAIDU INC - SPON ADR
SPON ADR REP A
056752108
1374
7200
SH
SOLE
7200
0
0
BRISTOL MYERS-SQUIBB
COM
110122108
11111
173940
SH
SOLE
173940
0
0
BROWN-FORMAN CORP-CLASS B
CL B
115637209
8019
81440
SH
SOLE
81440
0
0
BURLINGTON STORES INC
COM
122017106
245
4350
SH
SOLE
4350
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
220
7030
SH
SOLE
7030
0
0
CIGNA CORP
COM
125509109
45
330
SH
SOLE
330
0
0
CVS HEALTH CORP
COM
126650100
1387
13370
SH
SOLE
13370
0
0
CARNIVAL CORP
PAIRED CTF
143658300
9469
179430
SH
SOLE
179430
0
0
CELGENE CORP
COM
151020104
2100
20980
SH
SOLE
20980
0
0
CHEVRON CORP
COM
166764100
7992
83770
SH
SOLE
83770
0
0
CINTAS CORP
COM
172908105
853
9500
SH
SOLE
9500
0
0
CITIGROUP INC
COM NEW
172967424
2186
52360
SH
SOLE
52360
0
0
CONSOLIDATED EDISON INC
COM
209115104
438
5710
SH
SOLE
5710
0
0
DANAHER CORP
COM
235851102
245
2580
SH
SOLE
2580
0
0
DELTA AIR LINES INC
COM NEW
247361702
158
3250
SH
SOLE
3250
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
42
820
SH
SOLE
820
0
0
DOW CHEMICAL
COM
260543103
9354
183910
SH
SOLE
183910
0
0
ECOLAB INC
COM
278865100
1098
9850
SH
SOLE
9850
0
0
ELECTRONIC ARTS INC
COM
285512109
985
14900
SH
SOLE
14900
0
0
EXPEDITORS INTL WASH INC
COM
302130109
1730
35450
SH
SOLE
35450
0
0
FISERV INC
COM
337738108
1018
9920
SH
SOLE
9920
0
0
FOOT LOCKER INC
COM
344849104
241
3740
SH
SOLE
3740
0
0
GENERAL DYNAMICS CORP
COM
369550108
233
1770
SH
SOLE
1770
0
0
GENERAL ELECTRIC CO
COM
369604103
32
1010
SH
SOLE
1010
0
0
GENERAL MILLS INC
COM
370334104
20
310
SH
SOLE
310
0
0
GILEAD SCIENCES INC
COM
375558103
2380
25910
SH
SOLE
25910
0
0
GOODYEAR TIRE & RUBBER CO
COM
382550101
974
29530
SH
SOLE
29530
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
243
5930
SH
SOLE
5930
0
0
HARRIS CORP
COM
413875105
62
800
SH
SOLE
800
0
0
HASBRO INC
COM
418056107
1475
18420
SH
SOLE
18420
0
0
HOLLYFRONTIER CORP
COM
436106108
829
23470
SH
SOLE
23470
0
0
HOME DEPOT INC
COM
437076102
10580
79290
SH
SOLE
79290
0
0
HORMEL FOODS CORP
COM
440452100
585
13530
SH
SOLE
13530
0
0
HUMANA INC
COM
444859102
123
670
SH
SOLE
670
0
0
INFOSYS LTD-SP ADR
SPONSORED ADR
456788108
114
6000
SH
SOLE
6000
0
0
INTEL CORP
COM
458140100
222
6860
SH
SOLE
6860
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
230
1520
SH
SOLE
1520
0
0
INTERNATIONAL PAPER CO
COM
460146103
629
15320
SH
SOLE
15320
0
0
INTUIT INC
COM
461202103
1167
11220
SH
SOLE
11220
0
0
ISHARES MSCI EMERGING MARKET
MSCI ENG MKT ETF
464287234
30665
895339
SH
SOLE
895339
0
0
JACK IN THE BOX INC
COM
466367109
229
3580
SH
SOLE
3580
0
0
JOHNSON & JOHNSON
COM
478160104
296
2740
SH
SOLE
2740
0
0
KROGER CO
COM
501044101
1335
34890
SH
SOLE
34890
0
0
LAM RESEARCH CORP
COM
512807108
247
2990
SH
SOLE
2990
0
0
LOCKHEED MARTIN CORP
COM
539830109
8142
36760
SH
SOLE
36760
0
0
LOWE'S COS INC
COM
548661107
176
2330
SH
SOLE
2330
0
0
MARSH & MCLENNAN COS
COM
571748102
1093
17980
SH
SOLE
17980
0
0
MCCORMICK & CO-NON VTG SHRS
COM NON VTG
579780206
55
550
SH
SOLE
550
0
0
MCDONALDS CORP
COM
580135101
8917
70950
SH
SOLE
70950
0
0
MICROSOFT CORP
COM
594918104
10971
198640
SH
SOLE
198640
0
0
NASDAQ INC
COM
631103108
940
14160
SH
SOLE
14160
0
0
NEWELL RUBBERMAID INC
COM
651229106
253
5720
SH
SOLE
5720
0
0
NIKE INC
CL B
654106103
1633
26570
SH
SOLE
26570
0
0
NORTHERN TRUST CORP
COM
665859104
1412
21660
SH
SOLE
21660
0
0
NORTHROP GRUMMAN CORP
COM
666807102
8336
42120
SH
SOLE
42120
0
0
PNC FINANCIAL SERVICES GROUP
COM
693475105
1250
14780
SH
SOLE
14780
0
0
PPG INDUSTRIES INC
COM
693506107
1585
14220
SH
SOLE
14220
0
0
PEPSICO INC
COM
713448108
874
8530
SH
SOLE
8530
0
0
PFIZER INC
COM
717081103
467
15760
SH
SOLE
15760
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
7241
73810
SH
SOLE
73810
0
0
PHILLIPS 66
COM
718546104
191
2210
SH
SOLE
2210
0
0
PRICELINE GROUP INC/THE
COM NEW
741503403
1276
990
SH
SOLE
990
0
0
PROCTER AND GAMBLE CO
COM
742718109
36
440
SH
SOLE
440
0
0
QUALCOMM INC
COM
747525103
234
4580
SH
SOLE
4580
0
0
RAYTHEON COMPANY
COM NEW
755111507
132
1080
SH
SOLE
1080
0
0
REYNOLDS AMERICAN INC
COM
761713106
9120
181270
SH
SOLE
181270
0
0
ROPER TECHNOLOGIES INC
COM
776696106
1581
8650
SH
SOLE
8650
0
0
ROSS STORES INC
COM
778296103
1171
20230
SH
SOLE
20230
0
0
SCHLUMBERGER LTD
COM
806857108
8787
119140
SH
SOLE
119140
0
0
SHERWIN-WILLIAMS CO/THE
COM
824348106
1031
3620
SH
SOLE
3620
0
0
SIMON PROPERTY GROUP INC
COM
828806109
247
1190
SH
SOLE
1190
0
0
SOUTHWEST AIRLINES CO
COM
844741108
2148
47940
SH
SOLE
47940
0
0
STARBUCKS CORP
COM
855244109
9902
165870
SH
SOLE
165870
0
0
TJX COMPANIES INC
COM
872540109
1480
18890
SH
SOLE
18890
0
0
T-MOBILE US INC
COM
872590104
1358
35450
SH
SOLE
35450
0
0
TAIWAN SEMICONDUCTOR-SP
SPONSORED ADR
874039100
50
1900
SH
SOLE
1900
0
0
TATA MOTORS LTD-SPON ADR
SPONSORED ADR
876568502
70
2400
SH
SOLE
2400
0
0
TESORO CORP
COM
881609101
129
1500
SH
SOLE
1500
0
0
TYSON FOODS INC-CL A
CL A
902494103
201
3010
SH
SOLE
3010
0
0
VANGUARD S&P 500 ETF
S&P500 ETF SHS
922908363
1759
9330
SH
SOLE
9330
0
0
VULCAN MATERIALS CO
COM
929160109
234
2220
SH
SOLE
2220
0
0
WAL-MART STORES INC
COM
931142103
60
870
SH
SOLE
870
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1219
14470
SH
SOLE
14470
0
0
WELLS FARGO & COMPANY
COM
949746101
10173
210370
SH
SOLE
210370
0
0
WESTERN UNION CO
COM
959802109
8227
426500
SH
SOLE
426500
0
0
XEROX CORP
COM
984121103
46
4080
SH
SOLE
4080
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
158
1770
SH
SOLE
1770
0
0
TRAVELERS COS INC/THE
COM
89417E109
186
1590
SH
SOLE
1590
0
0
AT&T INC
COM
00206R102
9328
238150
SH
SOLE
238150
0
0
ABBVIE INC
COM
00287Y109
69
1200
SH
SOLE
1200
0
0
AETNA INC
COM
00817Y108
52
460
SH
SOLE
460
0
0
ALIBABA GROUP HOLDING-SP ADR
SPONSORED ADS
01609W102
4690
59350
SH
SOLE
59350
0
0
ALLY FINANCIAL INC
COM
02005N100
335
17900
SH
SOLE
17900
0
0
ALPHABET INC-CL C
CAP STK CL C
02079K107
2035
2732
SH
SOLE
2732
0
0
ALPHABET INC-CL A
CAP STK CL A
02079K305
1930
2530
SH
SOLE
2530
0
0
ALTRIA GROUP INC
COM
02209S103
9687
154600
SH
SOLE
154600
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
163
8740
SH
SOLE
8740
0
0
ASSURANT INC
COM
04621X108
329
4260
SH
SOLE
4260
0
0
AUTONATION INC
COM
05329W102
228
4880
SH
SOLE
4880
0
0
BAXALTA INC
COM
07177M103
171
4240
SH
SOLE
4240
0
0
BIOGEN INC
COM
09062X103
1697
6520
SH
SOLE
6520
0
0
C.H. ROBINSON WORLDWIDE INC
COM NEW
12541W209
1181
15910
SH
SOLE
15910
0
0
CARDINAL HEALTH INC
COM
14149Y108
9114
111220
SH
SOLE
111220
0
0
CHUNGHWA TELECOM LT-SPON ADR
SPON ADR NEW11
17133Q502
34
1000
SH
SOLE
1000
0
0
CISCO SYSTEMS
COM
17275R102
902
31680
SH
SOLE
31680
0
0
COCA-COLA ENTERPRISES
COM
19122T109
234
4610
SH
SOLE
4610
0
0
COMCAST CORP-CL A
CL A
20030N101
412
6750
SH
SOLE
6750
0
0
CONOCOPHILLIPS
COM
20825C104
8954
222340
SH
SOLE
222340
0
0
DOMINION RESOURCES INC/VA
COM
25746U109
44
590
SH
SOLE
590
0
0
DUKE ENERGY CORP
COM NEW
26441C204
165
2050
SH
SOLE
2050
0
0
EOG RESOURCES INC
COM
26875P101
1617
22280
SH
SOLE
22280
0
0
ENGILITY HOLDINGS INC
COM
29286C107
0
19
SH
SOLE
19
0
0
EXELON CORP
COM
30161N101
16
450
SH
SOLE
450
0
0
EXXON MOBIL CORPORATION
COM
30231G102
2529
30260
SH
SOLE
30260
0
0
FACEBOOK INC-A
CL A
30303M102
2689
23570
SH
SOLE
23570
0
0
FIDELITY NATIONAL INFO SERV
COM
31620M106
86
1360
SH
SOLE
1360
0
0
FIRST REPUBLIC BANK/CA
COM
33616C100
232
3480
SH
SOLE
3480
0
0
GENERAL MOTORS CO
COM
37045V100
24
770
SH
SOLE
770
0
0
HDFC BANK LTD-ADR
ADR REPS 3 SHS
40415F101
117
1900
SH
SOLE
1900
0
0
HP INC
COM
40434L105
169
13700
SH
SOLE
13700
0
0
HEWLETT PACKARD ENTERPRIS
COM
42824C109
197
11090
SH
SOLE
11090
0
0
ICICI BANK LTD-SPON ADR
ADR
45104G104
66
9200
SH
SOLE
9200
0
0
IKANG HEALTHCARE GROUP-ADR
SPONSORED ADR
45174L108
79
3600
SH
SOLE
3600
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
1220
2030
SH
SOLE
2030
0
0
JPMORGAN CHASE & CO
COM
46625H100
10917
184350
SH
SOLE
184350
0
0
JD.COM INC-ADR
SPON ADR CL A
47215P106
37
1400
SH
SOLE
1400
0
0
KINDER MORGAN INC
COM
49456B101
1469
82270
SH
SOLE
82270
0
0
MARATHON PETROLEUM CORP
COM
56585A102
33
890
SH
SOLE
890
0
0
MCKESSON CORPORATION
COM
58155Q103
681
4330
SH
SOLE
4330
0
0
MERCK & CO INC
COM
58933Y105
8974
169610
SH
SOLE
169610
0
0
NEXTERA ENERGY INC
COM
65339F101
9530
80530
SH
SOLE
80530
0
0
NVIDIA CORP
COM
67066G104
973
27300
SH
SOLE
27300
0
0
O'REILLY AUTOMOTIVE INC
COM
67103H107
1253
4580
SH
SOLE
4580
0
0
OCH-ZIFF CAPITAL MANAGEMEN-A
CL A
67551U105
245
56400
SH
SOLE
56400
0
0
PAYPAL HOLDINGS INC
COM
70450Y103
924
23940
SH
SOLE
23940
0
0
SPDR S&P 500 ETF TRUST
TR UNIT
78462F103
15029
73126
SH
SOLE
73126
0
0
SVB FINANCIAL GROUP
COM
78486Q101
244
2390
SH
SOLE
2390
0
0
SILICON MOTION TECHNOL-ADR
SPONSORED ADR
82706C108
39
1000
SH
SOLE
1000
0
0
SYNCHRONY FINANCIAL
COM
87165B103
139
4840
SH
SOLE
4840
0
0
TIME WARNER CABLE
COM
88732J207
203
990
SH
SOLE
990
0
0
21VIANET GROUP INC-ADR
SPONSORED ADR
90138A103
28
1400
SH
SOLE
1400
0
0
UNUMPROVIDENT CORP
COM
91529Y106
48
1540
SH
SOLE
1540
0
0
VALERO ENERGY CORP
COM
91913Y100
1244
19390
SH
SOLE
19390
0
0
VERIZON COMMUNICATIO
COM
92343V104
8935
165216
SH
SOLE
165216
0
0
VISA INC-CLASS A SHRS
COM CL A
92826C839
1922
25130
SH
SOLE
25130
0
0
AERCAP HOLDINGS NV
SHS
N00985106
37
950
SH
SOLE
950
0
0
TE CONNECTIVITY LTD
REG SHS
H8498104
97
1560
SH
SOLE
1560
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
104
1380
SH
SOLE
1380
0
0
AXALTA COATING SYSTEMS LTD
COM
G0750C108
49
1680
SH
SOLE
1680
0
0
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
167
3010
SH
SOLE
3010
0
0
ACCENTURE PLC-CL A
SHS CLASS A
G1151C101
1404
12170
SH
SOLE
12170
0
0
EVEREST RE GROUP LTD
COM
G3223R10
182
920
SH
SOLE
920
0
0
RENAISSANCERE HOLDINGS LTD
COM
G7496G10
179
1490
SH
SOLE
1490
0
0
XL GROUP PLC
SHS
G98290102
781
21220
SH
SOLE
21220
0
0
CHUBB LTD
COM
H1467J104
181
1520
SH
SOLE
1520
0
0
LYONDELLBASELL INDU-CL A
SHS A
N53745100
145
1690
SH
SOLE
1690
0
0
BROADCOM LTD
SHS
Y09827109
1139
7370
SH
SOLE
7370
0
0